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Structured Products Calendar
BANK OF AMERICA CORP.
• Fixed-to-floating notes due December 2022; via Bank of America Merrill Lynch; pricing in December
• 0% Accelerated Return Notes due February 2014 linked to a basket of stocks of Citigroup Inc., JPMorgan Chase & Co. and Wells Fargo & Co.; via Bank of America Merrill Lynch; pricing in December
• Autocallable market-linked step-up notes due January 2016 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in December
• 0% Market Index Target-Term Securities due January 2019 linked to the Dow Jones industrial average; via Bank of America Merrill Lynch; pricing in January
• 0% currency-linked step-up notes due January 2015 tied to the Indian rupee measured against the dollar; via Bank of America Merrill Lynch; pricing in January
• 0% Accelerated Return Notes due February 2014 linked to the Merrill Lynch Commodity index eXtra - Excess Return; via Bank of America Merrill Lynch; pricing in January
• 0% Accelerated Return Notes due January 2015 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in January
• Market-linked step-up notes due January 2015 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in January
• 0% Capped Leveraged Index Return Notes due January 2015 tied to a global equity basket consisting of the S&P 500 index, the MSCI EAFE index and the MSCI Emerging Markets index; via Bank of America Merrill Lynch; pricing in January
BANK OF MONTREAL
• 2.1%-2.5% buffered bullish coupon-bearing notes due Dec. 18, 2015 linked to the iShares Dow Jones U.S. Real Estate index fund; via BMO Capital Markets Corp.; pricing Dec. 13; Cusip: 06366RKJ3
• 0% buffered bullish enhanced return notes due June 18, 2015 linked to the iShares MSCI EAFE index fund; via BMO Capital Markets Corp.; pricing Dec. 13; Cusip: 06366RKE4
• 0% buffered bullish enhanced return notes due June 18, 2015 linked to the iShares MSCI Emerging Markets index fund; via BMO Capital Markets Corp.; pricing Dec. 13; Cusip: 06366RKF1
• 0% buffered bullish enhanced return notes due June 18, 2015 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Dec. 13; Cusip: 06366RKG9
• 0% buffered bullish enhanced return notes due June 18, 2015 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Dec. 13; Cusip: 06366RKD6
• 0% buffered bullish enhanced return notes due June 18, 2015 linked to SPDR Gold trust and the iShares Silver trust; via BMO Capital Markets Corp.; pricing Dec. 13; Cusip: 06366RKH7
• 0% senior medium-term notes, series B, due Dec. 23, 2013 linked to Raymond James Analysts' Best Picks for 2013; via BMO Capital Markets Corp.; settlement Dec. 18; Cusip: 06366QJS5
• 0% autocallable cash-settled notes with step-up call price due Dec. 31, 2014 linked to the iShares Russell 2000 index fund; via BMO Capital Markets Corp.; pricing Dec. 26; Cusip: 06366RJV8
• 0% buffered bullish digital return notes due Dec. 31, 2015 linked to the iShares Russell 2000 index fund; via BMO Capital Markets Corp.; pricing Dec. 26; Cusip: 06366RJY2
• 0% buffered bullish enhanced return notes due Dec. 31, 2015 linked to the Market Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing Dec. 26; Cusip: 06366RKB0
• 0% buffered bullish digital return notes due Dec. 31, 2015 linked to the Market Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing Dec. 26; Cusip: 06366RJZ9
• 0% buffered bullish enhanced return notes due Dec. 31, 2015 linked to the S&P 500; via BMO Capital Markets Corp.; pricing Dec. 26; Cusip: 06366RKA2
• 0% autocallable barrier notes with step-up call price due Dec. 31, 2015 linked to the S&P 500 index; via BMO Capital Markets Corp; pricing Dec. 26; Cusip: 06366RJU0
• 0% buffered bullish enhanced return notes due Dec. 31, 2015 linked to a basket containing the S&P 500 index and the iShares Russell 2000 index fund; via BMO Capital Markets Corp., pricing Dec. 26; Cusip: 06366RKC8
• 0% buffered bullish digital return notes due Dec. 31, 2015 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Dec. 26; Cusip: 06366RJX4
• 0% autocallable cash-settled notes with step-up call price due Dec. 31, 2014 linked to the SPDR Dow Jones industrial average ETF trust; via BMO Capital Markets Corp.; pricing Dec. 26; Cusip: 06366RJW6
BARCLAYS BANK PLC
• 12.25% to 13% reverse convertible notes due Dec. 13, 2013 linked to Seagate Technology Public Ltd. Co. stock; via Barclays Capital; pricing Dec. 11; Cusip: 06741JVK2
• Fixed-to-floating callable dual range accrual notes due Dec. 17, 2027 linked to Libor and the S&P 500 index; via Barclays; settlement Dec. 17; Cusip: 06741TKX4
• Notes due Dec. 29, 2017 linked to S&P GSCI Sugar Index Excess Return, S&P GSCI Cocoa Index Excess Return, S&P GSCI Corn Index Excess Return, S&P GSCI Lean Hogs Index Excess Return, S&P GSCI Live Cattle Index Excess Return, S&P GSCI Precious Metals Index Excess Return, S&P GSCI Natural Gas Index Excess Return, S&P GSCI Lead Index Excess Return, S&P GSCI Nickel Index Excess Return and S&P GSCI Zinc Index Excess Return; via Barclays; pricing Dec. 26; Cusip: 06741TKZ9
• Notes due Dec. 31, 2019 linked to Starbucks Corp., Freeport-McMoRan Copper & Gold Inc., YUM! Brands, Inc., Eli Lilly and Co., Walgreen Co., Silver Wheaton Corp., Progressive Corp., Southern Copper Corp., Darden Restaurants, Inc. and Northeast Utilities, Inc.; via Barclays; pricing Dec. 26; Cusip: 06741TKY2
• 0% buffered digital plus notes due June 30, 2017 linked to the Dow Jones industrial average; via Barclays; pricing Dec. 27; Cusip: 06741TLN5
• 0% Performance Leveraged Upside Securities due Feb. 3, 2014 linked to the S&P 500 index; via Barclays with Morgan Stanley Smith Barney LLC; pricing Dec. 28; Cusip: 06742A339
• 0% Strategic Accelerated Redemption Securities due January 2014 linked to the common stock of General Electric Co.; via Bank of America Merrill Lynch; pricing in December
• 0% buffered Super Track notes due December 2017 linked to the Hang Seng China Enterprises index, the Korea Composite Stock Price Index 200, Hang Seng index, MSCI Taiwan Price index and MSCI Singapore Free Price index; via Barclays; pricing in December
• 0% buffered Super Track notes due 2018 linked to S&P 500 index, Russell 2000 index, iShares MSCI EAFE index fund, PowerShares DB Commodity Index Tracking fund, Consumer Staples Select Sector SPDR fund, iShares Dow Jones Select Dividend index fund, iShares iBoxx $ Investment Grade Corporate Bond fund, iShares MSCI Japan Index fund, iShares MSCI Emerging Markets index fund, Health Care Select Sector SPDR fund, PowerShares QQQ Trust, series 1 and iShares Barclays Treasury Inflation Protected Securities Bond fund; via Barclays; Cusip: 06741TKT3
BNP PARIBAS
• Contingent variable income notes due Dec. 30, 2017 linked to Altria Group, Inc., AT&T, Inc., Barrick Gold Corp., FirstEnergy Corp., Kinder Morgan, Lockheed Martin Corp., PPL Corp., Reynolds American Inc., Southern Copper Corp. and Verizon Communications Inc.; via BNP Paribas Securities; pricing Dec. 20; Cusip: 05574LDC9
• 0% twin win notes due Jan. 27, 2014 linked to the common stock of Apple Inc.; via BNP Paribas Securities; pricing Dec. 20; Cusip: 05574LDE5
• Low barrier notes due Dec. 26, 2017 linked to the worst performing of the S&P 500 index and the Russell 2000 index; via BNP Paribas Securities; pricing Dec. 20; Cusip: 05574LDD7
• 0% callable certi plus notes due Dec. 28, 2015 linked to the worst of the S&P 500 index and the Russell 2000 index; via BNP Paribas Securities; pricing Dec. 20; Cusip: 05574LDB1
CITIGROUP FUNDING INC.
• Callable step-up coupon notes due Dec. 14, 2027; via Citigroup Global Markets Inc.; pricing Dec. 11; Cusip: 1730T0ZQ5
• Callable Libor and Russell 2000 index-linked range accrual notes due Dec. 20, 2032; via Citigroup Global Markets Inc.; pricing Dec. 17; Cusip: 1730T0ZV4
• Autocallable contingent coupon equity-linked securities due Dec. 20, 2013 linked to Consol Energy Inc. shares; via Citigroup Global Markets Inc.; pricing Dec. 17; Cusip: 1730T0ZW2
• 0% buffered digital plus securities due June 22, 2016 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing Dec. 17; Cusip: 1730T0ZT9
• 0% dual directional trigger Performance Leveraged Upside Securities due June 22, 2015 linked to the S&P 500 index; 80% trigger; via Citigroup Global Markets Inc.; pricing Dec. 17; Cusip: 17318Q368
• 0% enhanced barrier digital plus securities due Dec. 21, 2017 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Dec. 17; Cusip: 1730T0ZU6
CREDIT SUISSE AG, NASSAU BRANCH
• 0% Buffered Accelerated Return Equity Securities due June 22, 2015 linked to the iShares MSCI Emerging Markets index fund; via Credit Suisse Securities (USA) LLC; pricing Dec. 17; Cusip: 22546TM73
• Callable yield notes due June 30, 2014 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 21; Cusip: 22546TM81
• Daily range accrual notes due Jan. 3, 2017 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 26; Cusip: 22546TM57
• 0% Buffered Accelerated Return Equity Securities due Dec. 31, 2014 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 26; Cusip: 22546TL82
• High/low coupon callable yield notes due June 30, 2014 linked to the Russell 2000 index and the United States Oil Fund, LP; via Credit Suisse Securities (USA) LLC; pricing Dec. 26; Cusip: 22546TL58
• 0% digital plus barrier notes due Dec. 30, 2016 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 26; Cusip: 22546TL90
• High/low coupon callable yield notes due June 30, 2014 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Dec. 26; Cusip: 22546TL41
• 0% Buffered Accelerated Return Equity Securities due Dec. 30, 2015 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 27; Cusip: 22546TN31
• 0% Buffered Accelerated Return Equity Securities due July 3, 2014 linked to the iShares MSCI EAFE index fund; via Credit Suisse Securities (USA) LLC; pricing Dec. 31; Cusip: 22546TM24
• High/low coupon callable yield notes due July 7, 2014 linked to the Russell 2000 index and the United States Oil Fund, LP; via Credit Suisse Securities (USA) LLC; pricing Dec. 31; Cusip: 22546TL74
• 0% digital plus barrier notes due Jan. 4, 2017 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 31; Cusip: 22546TM32
• High/low coupon callable yield notes due July 7, 2014 linked to the S&P 500 index and the Russell 2000 index; 65% trigger; via Credit Suisse Securities (USA) LLC; pricing Dec. 31; Cusip: 22546TL66
• High/low coupon callable yield notes due July 7, 2014 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 31; Cusip: 22546TL66
• 0% absolute return barrier securities due January 2014 linked to Apple Inc. shares; via Credit Suisse Securities (USA) LLC; pricing in December; Cusip: 22546TN80
• 0% buffered enhanced participation equity securities linked to the iShares MSCI Emerging Markets index fund; via Credit Suisse Securities (USA) LLC; pricing in December; Cusip: 22546TN56
• 0% buffered enhanced participation equity securities due in about 13 months linked to the MSCI EAFE index; via Credit Suisse Securities (USA) LLC; pricing in December; Cusip: 22546TN72
• 0% autocallable securities due in three years linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing in December; Cusip: 22546TM65
• 0% buffered enhanced participation equity securities due in about 18 months linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing in December; Cusip: 22546TN64
• Capped Leveraged Index Return Notes due January 2015 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in January
• 0% Accelerated Return Notes due February 2014 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in January
DEUTSCHE BANK AG, LONDON BRANCH
• 0% accelerated return securities due Jan. 6, 2016 linked to the iShares MSCI EAFE index fund; via Deutsche Bank Securities Inc.; pricing Dec. 21; Cusip: 25152RAN3
• 0% contingent return optimization securities due Dec. 31, 2014 linked to the Russell 2000 index; via UBS Financial Services Inc. and Deutsche Bank Securities; pricing Dec. 26; Cusip: 25154S679
• 0% buffered return optimization securities due Dec. 31, 2014 linked to the S&P 500 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Dec. 26; Cusip: 25154S661
• 0% capped buffered underlying securities due Dec. 31, 2014 linked to the S&P 500 index and the Russell 2000 index; via Deutsche Bank Securities Inc.; pricing Dec. 26; Cusip: 25152RAP8
• Fixed-to-floating notes due Dec. 28, 2020; via Deutsche Bank Securities Inc.; settlement Dec. 28; Cusip: 2515A1PJ4
GOLDMAN SACHS GROUP, INC.
• 13- to 24-month 0% autocallable buffered index-linked notes tied to the Russell 2000 index; via Goldman Sachs & Co.
• 0% leveraged notes linked to the S&P 500 index due in 24 to 27 months; via Goldman Sachs & Co.
• 0% leveraged notes linked to the MSCI EAFE index due in 24 to 27 months; via Goldman Sachs & Co.
Goldman Sachs Group, Inc.
• 0% leveraged notes due in 18-21 months linked to the S&P 500 index; via Goldman Sachs & Co.
• Callable monthly buffered S&P 500 index-linked range accrual notes due June 27, 2019; via Goldman Sachs & Co.; pricing Dec. 21; Cusip: 38141GKE3
• 0% trigger notes due Jan. 2, 2019 linked to the Morningstar Wide Moat Focus Target Volatility 20 index; via Goldman Sachs & Co.; pricing Dec. 27; Cusip: 38141GKF0
• Callable step-up fixed-rate notes due June 2022; via Goldman Sachs & Co. and Incapital LLC; settlement in December; Cusip: 38141GKP8
• Fixed-to-floating notes due December 2017; via Goldman Sachs & Co.; settlement in December; Cusip: 38141GJY1
• Callable step-up fixed-rate notes due December 2027; via Goldman Sachs & Co. and Incapital LLC; settlement in December; Cusip: 38141GJZ8
• Two-year 0% index-linked notes tied to the Euro Stoxx 50 index; via Goldman Sachs & Co.
• 0% leveraged buffered notes linked to the Euro Stoxx 50 index; 60% trigger; via Goldman Sachs & Co.; Cusip: 38143AZ65
• 0% leveraged buffered notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; Cusip: 38141GKQ6
• Five-year 0% leveraged notes linked to the Morningstar Wide Moat Focus Target Volatility 5 index; via Goldman Sachs & Co.; Cusip: 38143U7B1
• Five-year 0% buffered notes linked to the Morningstar Wide Moat Focus Target Volatility 20 index; via Goldman Sachs & Co.; Cusip: 38141GGY4
• Five-year 0% buffered notes linked to the Morningstar Wide Moat Focus Target Volatility 20 index; via Goldman Sachs & Co.; Cusip: 38141GGZ1
• 0% buffered notes linked to the MSCI All Country World index due in 28 and 31 months; 90% trigger; via Goldman Sachs & Co.
• 0% leveraged notes due in 23-26 months linked to the MSCI EAFE index; via Goldman Sachs & Co.
• 0% leveraged buffered notes linked to MSCI EAFE index, the S&P 500 index, the S&P MidCap 400 index and the Russell 2000 index; 70% trigger; via Goldman Sachs & Co.; Cusip: 38141GJV7
• 0% index-linked digital notes due in 13-15 months tied to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38141GHR8
• 0% digital notes tied to the Russell 2000 index due in 18 and 21 months; 80% trigger; via Goldman Sachs & Co.
• 0% leveraged buffered index-linked notes due in 36 to 42 months tied to the S&P 100 index; via Goldman, Sachs & Co.
• 0% leveraged buffered index-linked notes due in 42 to 48 months tied to the S&P 100 index; via Goldman, Sachs & Co.; Cusip: 38143U7U9
• 0% leveraged buffered notes linked to the S&P 500 index due in 18 and 21 months; 90% trigger; via Goldman Sachs & Co.
• 0% buffered notes linked to the S&P 500 index due in 18 and 21 months; 90% trigger; via Goldman Sachs & Co.
• 18- to 21-month 0% leveraged buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.
• 22- to 25-month 0% leveraged index-linked notes linked to the S&P 500 index; via Goldman Sachs & Co.
• 0% leveraged index-linked notes due in two years tied to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38141GHT4
• 0% leveraged notes linked to the S&P 500 index due in 24 and 27 months; via Goldman Sachs & Co.
• 0% leveraged buffered notes linked to the S&P 500 index due in 24 and 27 months; 90% trigger; via Goldman Sachs & Co.; Cusip: 38147H486
• 0% leveraged buffered index-linked notes tied to the S&P 500 index due in 24 to 27 months; 90% trigger; via Goldman, Sachs & Co.
• 0% leveraged buffered notes linked to the S&P 500 index due in 24 and 27 months; 90% trigger; via Goldman Sachs & Co.
• 0% leveraged buffered notes linked to the S&P 500 index due in 24 and 27 months; 90% trigger; via Goldman Sachs & Co.
• 24- to 27-month 0% autocallable leveraged buffered index-linked notes tied to the S&P 500 index; via Goldman, Sachs & Co.
• 0% leveraged index-linked notes due in 24 to 28 months tied to the S&P 500 index; via Goldman Sachs & Co.
• 0% leveraged buffered notes linked to the S&P 500 index due in 42 to 48 months; 70% trigger; via Goldman Sachs & Co.; Cusip: 38143U7U9
• 48- to 52-month 0% leveraged buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.
HSBC USA INC.
• Buffered Accelerated Market Participation Securities due June 24, 2014 linked to the iShares FTSE China 25 index fund; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40432X4V0
• Buffered Accelerated Market Participation Securities due June 24, 2014 linked to the iShares MSCI Mexico Investable Market index fund; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40432X4U2
• 6% to 8% autocallable yield notes due June 24, 2014 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40432X4W8
• 6.5% to 8.5% autocallable yield notes due Dec. 24, 2013 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 06366RJR7
• 0% averaging notes due Dec. 24, 2018 linked to the S&P 500 Low Volatility index; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40432X4M0
• Annual income opportunity notes with auto cap due Dec. 26, 2019 linked to Altria Group, Inc., Amgen Inc., Apple Inc., AT&T Inc., Exelon Corp., Maxim Integrated Products, Inc., Monsanto Co., Pfizer Inc., Silver Wheaton Corp. and Wells Fargo & Co.; via HSBC Securities (USA) Inc.; pricing Dec. 20; Cusip: 40432X4Q1
• Income plus notes with minimum coupon due Dec. 26, 2019 linked to AT&T Inc., Bristol-Myers Squibb Co., ConocoPhillips, Intel Corp. and Walgreen Co.; via HSBC Securities (USA) Inc.; pricing Dec. 20; Cusip: 40432X4S7
• Income plus notes with minimum coupon due Dec. 26, 2019 linked to AT&T Inc., Bristol-Myers Squibb Co., ConocoPhillips, Intel Corp. and Walgreen Co.; via HSBC Securities (USA) Inc.; pricing Dec. 20; Cusip: 40432X4T5
• Annual income opportunity notes with auto cap due Dec. 26, 2019 linked to Barrick Gold Corp., Intel Corp., Bristol-Myers Squibb Co., PNC Financial Services Group, Inc., ConAgra Foods, Inc., Tiffany & Co., FirstEnergy Corp., Unitedhealth Group Inc., Halliburton Co. and Verizon Communications Inc.; via HSBC Securities (USA) Inc.; pricing Dec. 20; Cusip: 40432X4R9
• Buffered uncapped market participation securities due Dec. 23, 2016 linked to the Dow Jones industrial average; via HSBC Securities (USA) Inc.; pricing Dec. 20; Cusip: 40432X4E8
• 0% averaging notes due Dec. 26, 2018 linked to a basket of the Hang Seng index, the Taiwan Stock Exchange Capitalization Weighted Stock index, the Korea Composite Stock Price Index 200 and the MSCI Singapore Free index; via HSBC Securities (USA) Inc.; pricing Dec. 20; Cusip: 40432X4N8
• 0% buffered uncapped market participation securities due Dec. 24, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Dec. 20; Cusip: 40432X4D0
• 0% buffered performance plus securities due June 25, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Dec. 20; Cusip: 40432X4H1
• 0% buffered performance plus securities due Dec. 23, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Dec. 20; Cusip: 40432X4J7
• 0% buffered uncapped market participation securities due Dec. 28, 2015 linked to the S&P 500 Low Volatility index; via HSBC Securities (USA) Inc.; pricing Dec. 20; Cusip: 40432X5E7
• 0% 50/150 performance securities due June 25, 2018 linked to the S&P 500 Low Volatility index; via HSBC Securities (USA) Inc.; pricing Dec. 20; Cusip: 40432X4F5
• 0% leveraged buffered uncapped market participation securities due Dec. 24, 2015 linked to the S&P 500 Low Volatility index; via HSBC Securities (USA) Inc.; pricing Dec. 20; Cusip: 40432X4G3
• Buffered Accelerated Market Participation Securities due Dec. 31, 2014 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X5B3
• Buffered Accelerated Market Participation Securities due June 26, 2014 linked to the iShares MSCI EAFE index fund; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X3Y5
• Buffered Accelerated Market Participation Securities due June 26, 2014 linked to the iShares MSCI EAFE index fund; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X4C2
• Buffered Accelerated Market Participation Securities due June 26, 2014 linked to the iShares MSCI Emerging Markets index fund; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X3X7
• Buffered Accelerated Market Participation Securities due June 26, 2014 linked to the iShares MSCI Emerging Markets index fund; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X4B4
• Buffered Accelerated Market Participation Securities due Dec. 31, 2014 linked to the MSCI EAFE index; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X5A5
• Buffered Accelerated Market Participation Securities due June 26, 2014 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X3W9
• Buffered Accelerated Market Participation Securities due June 26, 2014 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X4A6
• Buffered Accelerated Market Participation Securities due Dec. 31, 2014 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X4Z1
• 0% performance barrier notes due June 27, 2016 linked to the S&P 500 index; 70% trigger; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X4P3
• Buffered Accelerated Market Participation Securities due June 26, 2014 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X3V1
• Buffered Accelerated Market Participation Securities due June 26, 2014 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X3Z2
• 0% digital-plus barrier notes due Dec. 30, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X5C1
• Buffered Accelerated Market Participation Securities due Dec. 30, 2016 linked to S&P 500 index, the Russell 2000 index and the MSCI EAFE index; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X4Y4
• 0% trigger performance securities due Dec. 29, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Dec. 26; Cusip: 40433T562
• 0% airbag performance securities due Dec. 30, 2022 linked to the S&P 500 index; 50% trigger; via HSBC Securities (USA) Inc. with UBS Financial Services Inc.; pricing Dec. 26; Cusip: 40433T539
• 0% airbag performance securities due Dec. 30, 2022 linked to the Euro Stoxx 50 index; 50% trigger; via HSBC Securities (USA) Inc. with UBS Financial Services Inc.; pricing Dec. 27; Cusip: 40433T521
• Fixed-to-floating notes due December 2022; via Bank of America Merrill Lynch; pricing in December
• Capped Leveraged Index Return Notes due February 2015 linked to the gold spot price; via Bank of America Merrill Lynch; pricing in January
• Capped Leveraged Index Return Notes due January 2015 linked to the PHLX Housing Sector index; via Bank of America Merrill Lynch; pricing in January
• Capped Leveraged Index Return Notes due January 2015 linked to the Russell 2000 index; via Bank of America Merrill Lynch; pricing in January
JPMORGAN CHASE & CO.
• Callable variable-rate range accrual notes due Dec. 14, 2027 linked to six-month Libor and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Dec. 11; Cusip: 48126DLU1
• Callable fixed-rate step-up notes due Dec. 17, 2027; via J.P. Morgan Securities LLC; pricing Dec. 12; Cusip: 48126DLV9
• 8% reverse convertible notes due Dec. 16, 2013 linked to Amazon.com, Inc. stock; via JPMorgan; pricing Dec. 12; Cusip: 48126DNW5
• 8% reverse convertible notes due Dec. 16, 2013 linked to Apple Inc. stock; via JPMorgan; pricing Dec. 12; Cusip: 48126DNX3
• 8.5% reverse convertible notes due June 17, 2013 linked to Bank of America Corp. stock; via JPMorgan; pricing Dec. 12; Cusip: 48126DNV7
• 9.25% reverse convertible notes due Dec. 16, 2013 linked to Cummins Inc. stock; via JPMorgan; pricing Dec. 12; Cusip: 48126DNR6
• 10.25% reverse convertible notes due March 15, 2013 linked to Joy Global Inc. stock; via JPMorgan; pricing Dec. 12; Cusip: 48126DNQ8
• 15.25% reverse convertible notes due March 15, 2013 linked to Netflix, Inc. stock; via JPMorgan; pricing Dec. 12; Cusip: 48126DNU9
• 14% reverse convertible notes due March 15, 2013 linked to Peabody Energy Corp. stock; via JPMorgan; pricing Dec. 12; Cusip: 48126DNS4
• 11.75% reverse convertible notes due June 17, 2013 linked to Silver Wheaton Corp. stock; via JPMorgan; pricing Dec. 12; Cusip: 48126DNT2
• 9.25% reverse convertible notes due June 17, 2013 linked to Valero Energy Corp. stock; via JPMorgan; pricing Dec. 12; Cusip: 48126DNP0
• 8.45% reverse convertible notes due June 18, 2013 linked to Chipotle Mexican Grill, Inc. stock; via JPMorgan; pricing Dec. 13; Cusip: 48126DKJ7
• 14.4% reverse convertible notes due March 18, 2013 linked to Monster Beverage Corp. stock; via JPMorgan; pricing Dec. 13; Cusip: 48126DKH1
• 6.65% to 9.65% reverse convertible notes due June 18, 2013 linked to Mosaic Co. stock; via JPMorgan; pricing Dec. 13; Cusip: 48126DPC7
• 0% dual directional knock-out buffered equity notes due June 18, 2015 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Dec. 13; Cusip: 48126DKG3
• 5.75% reverse convertible notes due March 18, 2013 linked to St. Jude Medical, Inc. stock; via JPMorgan; pricing Dec. 13; Cusip: 48126DPB9
• 5.80% to 8.80% reverse convertible notes due June 18, 2013 linked to Stanley Black & Decker, Inc. stock; via JPMorgan; pricing Dec. 13; Cusip: 48126DPD5
• Autocallable contingent interest notes due Jan. 2, 2014 linked to the common stock of Citigroup Inc.; via J.P. Morgan Securities LLC; pricing Dec. 14; Cusip: 48126DPJ2
• Contingent income autocallable securities due Dec. 20, 2013 linked to Las Vegas Sands Corp. shares; via J.P. Morgan Securities LLC; pricing Dec. 17; Cusip: 48124B816
• Callable step-up fixed-rate notes due Dec. 21, 2037; via J.P. Morgan Securities LLC; pricing Dec. 18; Cusip: 48126DLW7
• 7.2% autocallable yield notes due Dec. 24, 2013 linked to the Market Vectors Gold Miners exchange-traded fund and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 19; Cusip: 48126DPF0
• Callable step-up fixed-rate notes due Dec. 26, 2032; via J.P. Morgan Securities LLC; pricing Dec. 20; Cusip: 48126DLX5
• 0% return notes due March 25, 2014 linked to the J.P. Morgan Strategic Volatility index; via J.P. Morgan Securities LLC; pricing Dec. 20; Cusip: 48126DJV2
• 0% capped buffered return enhanced notes due June 30, 2014 linked to the iShares MSCI EAFE index fund; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DJR1
• 7%-9% autocallable yield notes due Dec. 31, 2013 linked to the iShares MSCI Emerging Markets index fund and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DKB4
• 0% capped buffered return enhanced notes due June 30, 2014 linked to the iShares MSCI Emerging Markets index fund; 90% trigger; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DJS9
• Contingent interest notes due Dec. 31, 2018 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DKD0
• Annual income notes contingent on the performance of the JPMorgan ETF Efficiente 5 index due Dec. 31, 2019; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DKF5
• 0% return notes due March 31, 2014 linked to the J.P. Morgan Strategic Volatility index; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DJW0
• 0% return notes due Dec. 31, 2014 linked to the J.P. Morgan Strategic Volatility Dynamic index (series 1) (USD); via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DJX8
• 10%-12% autocallable yield notes due Dec. 31, 2013 linked to the Market Vectors Gold Miners exchange-traded fund and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DJY6
• 0% capped buffered return enhanced notes due June 30, 2014 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DJQ3
• 0% capped buffered return enhanced notes due Dec. 31, 2014 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DJU4
• 0% capped buffered return enhanced notes due June 30, 2014 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DJT7
• 5%-7% autocallable yield notes due Dec. 31, 2013 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DKA6
• 7%-9% autocallable yield notes due Dec. 31, 2013 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DJZ3
• Contingent coupon callable yield notes due June 29, 2015 linked to the S&P 500 index, the Russell 2000 index and the iShares MSCI EAFE index fund; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DJP5
• 0% notes due March 29, 2018 linked to the JPMorgan ETF Efficiente 5 index; via J.P Morgan Securities LLC; pricing Dec. 26; Cusip: 48126DKE8
• 0% notes due Dec. 31, 2018 linked to the JPMorgan ETF Efficiente 5 index; via J.P Morgan Securities LLC; pricing Dec. 27; Cusip: 48126DKC2
LLOYDS TSB BANK PLC
• Callable step-up fixed-rate notes due Dec. 27, 2032; via Bank of America Merrill Lynch; pricing Dec. 19; Cusip: 5394E8BJ7
• Callable step-up fixed-rate notes due Dec. 27, 2032; via Bank of America Merrill Lynch; settlement Dec. 27; Cusip: 5394E8BJ7
MORGAN STANLEY
• 0% buffered jump securities due Dec. 27, 2017 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing Dec. 21; Cusip: 61761JAH2
• 0% market-linked notes due Dec. 27, 2019 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing Dec. 21; Cusip: 61761JAG4
• Market-linked autocallable notes due Dec. 27, 2032 linked to the Euro Stoxx 50 index; 80% trigger; via Morgan Stanley & Co. LLC; pricing Dec. 21; Cusip: 61761JAL3
• Contingent income securities due Dec. 27, 2017 linked to the S&P 500 index; 75% trigger; via Morgan Stanley & Co. LLC; pricing Dec. 21; Cusip: 61761JAP4
• 0% trigger Performance Leveraged Upside Securities due Dec. 27, 2017 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Dec. 21; Cusip: 61761JAK5
• Trigger contingent coupon optimization securities due Dec. 31, 2020 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC with UBS Financial Services Inc.; pricing Dec. 26; Cusip: 61761H889
• Trigger contingent coupon optimization securities due Dec. 31, 2020 linked to the S&P 500 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing Dec. 26; Cusip: 61761M110
• Senior fixed-to-floating notes due Dec. 28, 2022; via Morgan Stanley & Co. LLC; settlement Dec. 28; Cusip: 61760QCD4
• Contingent income autocallable securities due December 2015 with step-up redemption threshold level feature linked to Ford Motor Co. shares; 75% trigger; via Morgan Stanley & Co. LLC; pricing in December; Cusip: 61761H848
• Contingent income autocallable securities due December 2015 linked to Goldman Sachs Group, Inc. shares; via Morgan Stanley & Co. LLC; pricing in December; Cusip: 61761H871
• 0% market-linked notes with past performance averaging feature due January 2017 to April 2017 linked to the Morgan Stanley ETF-MAP index (Excess Return; via Morgan Stanley & Co. LLC; pricing in December; Cusip: 61761H822
• 0% dual directional trigger jump securities due December 2014 linked to the PHLX Housing Sector index; via Morgan Stanley & Co. LLC; pricing in December; Cusip: 61761H863
• Contingent income autocallable securities due December 2017 linked to the Russell 2000 index; 75% trigger; via Morgan Stanley & Co. LLC; pricing in December; Cusip: 61761JAQ2
• 0% lookback entry Performance Leveraged Upside Securities due December 2014 linked to the S&P 500 index; via Morgan Stanley & Co. LLC is the underwriter with Morgan Stanley Smith Barney LLC; pricing in December; Cusip: 61761M136
• Buffered securities with contingent coupon due Dec. 28, 2020 linked to the S&P 500 index; 80% trigger; via Morgan Stanley & Co. LLC; Cusip: 61761JAN9
• Contingent income securities due Dec. 27, 2022 linked to the S&P 500 index; 50% trigger; via Morgan Stanley & Co. LLC; Cusip: 61761JAR0
ROYAL BANK OF CANADA
• 7% to 10% reverse convertible notes due March 18, 2013 linked to Hewlett-Packard Co. stock; via RBC Capital Markets Corp.; pricing Dec. 13; Cusip: 78008SSB3
• 0% absolute return barrier notes due June 18, 2015 linked to the iShares MSCI Emerging Markets index fund; via RBC Capital Markets, LLC; pricing Dec. 13; Cusip: 78008SSF4
• 8.95% to 11.95% reverse convertible notes due March 18, 2013 linked to JDS Uniphase Corp. stock; via RBC Capital Markets Corp.; pricing Dec. 13; Cusip: 78008SSC1
• 10.65% to 13.65% reverse convertible notes due June 18, 2013 linked to Randgold Resources Ltd. stock; via RBC Capital Markets Corp.; pricing Dec. 13; Cusip: 78008SSD9
• 11% reverse convertible notes due March 15, 2013 linked to Abercrombie & Fitch Co. stock; via RBC Capital Markets Corp.; pricing Dec. 14; Cusip: 78008SSL1
• 14% reverse convertible notes due June 14, 2013 linked to Delta Air Lines, Inc. stock; via RBC Capital Markets Corp.; pricing Dec. 14; Cusip: 78008SSS6
• 10% reverse convertible notes due June 14, 2013 linked to D.R. Horton, Inc. stock; via RBC Capital Markets Corp.; pricing Dec. 14; Cusip: 78008SST4
• 12.5% reverse convertible notes due June 14, 2013 linked to Lennar Corp. stock; via RBC Capital Markets Corp.; pricing Dec. 14; Cusip: 78008SSV9
• 13.5% reverse convertible notes due March 15, 2013 linked to lululemon athletica inc. stock; via RBC Capital Markets Corp.; pricing Dec. 14; Cusip: 78008SSN7
• 12.25% reverse convertible notes due March 15, 2013 linked to Peabody Energy Corp. stock; via RBC Capital Markets Corp.; pricing Dec. 14; Cusip: 78008SSM9
• 10% reverse convertible notes due March 15, 2013 linked to PulteGroup Inc. stock; via RBC Capital Markets Corp.; pricing Dec. 14; Cusip: 78008SSP2
• 0% bullish barrier booster notes due Dec. 17, 2015 linked to the Russell 2000 index; via RBC Capital Markets, LLC; pricing Dec. 14; Cusip: 78008SSG2
• 13.25% reverse convertible notes due March 15, 2013 linked to Seagate Technology plc stock; via RBC Capital Markets Corp.; pricing Dec. 14; Cusip: 78008SSQ0
• 11% reverse convertible notes due June 14, 2013 linked to Toll Brothers, Inc. stock; via RBC Capital Markets Corp.; pricing Dec. 14; Cusip: 78008SSW7
• 10.25% reverse convertible notes due March 15, 2013 linked to United States Steel Corp. stock; via RBC Capital Markets Corp.; pricing Dec. 14; Cusip: 78008SSR8
• 11.75% reverse convertible notes due June 14, 2013 linked to Valero Energy Corp. stock; via RBC Capital Markets Corp.; pricing Dec. 14; Cusip: 78008SSX5
• Redeemable step-up notes due Dec. 19, 2019; via RBC Capital Markets, LLC; settlement Dec. 19; Cusip: 78008SLK0
• 0% buffered bullish enhanced return notes due Dec. 27, 2017 linked to the Dow Jones industrial average; via RBC Capital Markets, LLC; pricing Dec. 21; Cusip: 78008SRZ1
• 0% contingent return optimization securities due Dec. 31, 2014 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Dec. 27; Cusip: 78008W636
• 0% trigger performance securities due Dec. 31, 2015 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Dec. 27; Cusip: 78008W651
• 6.5% STEP Income Securities due January 2014 linked to Deere & Co. shares; via Bank of America Merrill Lynch; pricing in December
• 0% direct investment notes due Feb. 10, 2014 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing Jan. 4; Cusip: 78008SSY3
• 0% buffered return notes due in 42 to 46 months linked to the Dow Jones industrial average; via RBC Capital Markets, LLC; Cusip: 78008SSZ0
• 18- to 21-month 0% leveraged buffered notes tied to the iShares MSCI EAFE index fund; 90% trigger; via Goldman Sachs & Co.
• 15- to 17-month 0% buffered equity index-linked notes tied to the MSCI EAFE index; 85% trigger; via Goldman Sachs & Co.
ROYAL BANK OF SCOTLAND
• 0% digital notes with fixed buffer due Jan. 4, 2016 linked to the Russell 2000 index; via RBS Securities Inc.; pricing Dec. 27; Cusip: 78009PDJ7
AB SVENSK EXPORTKREDIT
• 0% Accelerated Return Notes due February 2014 linked to the MSCI EAFE index; via Bank of America Merrill Lynch; pricing in January
UBS AG, JERSEY BRANCH
• Trigger contingent coupon optimization securities due Dec. 21, 2015 linked to a basket of the Brazilian real, Chinese renminbi, Mexican peso and Russian ruble; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 17; Cusip: 902669522
UBS AG, LONDON BRANCH
• 0% trigger autocallable optimization securities due Dec. 20, 2017 linked to the iShares FTSE China 25 index fund; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 14; Cusip: 90269W833
• 0% trigger autocallable optimization securities due Dec. 20, 2017 linked to the iShares Russell 2000 index fund; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 14; Cusip: 90269W825
• 0% trigger performance securities due Dec. 31, 2014 linked to the iShares MSCI Emerging Markets index fund; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 26; Cusip: 90269W734
• 0% return optimization securities due Jan. 31, 2014 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 26; Cusip: 90269W759
• 0% trigger return optimization securities due Dec. 31, 2015 linked to a basket of the SPDR S&P 500 ETF trust, the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 26; Cusip: 90269W742
• 0% trigger performance securities due Dec. 29, 2017 linked to the Euro Stoxx 50 index; 50% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 27; Cusip: 90269W700
WELLS FARGO & CO.
• Step-up callable notes due Dec. 19, 2029; via Wells Fargo Securities, LLC; pricing Dec. 14; Cusip: 94986RMG3
• Fixed-to-floating notes due Dec. 28, 2022; via Wells Fargo Securities, LLC; pricing Dec. 21; Cusip: 94986RMK4
• Market-linked notes due Jan. 8, 2020 tied to the Dow Jones industrial average; via Wells Fargo Securities, LLC; pricing Dec. 28; Cusip: 94986RMH1
• Market-linked notes with upside participation due Jan. 8, 2020 linked to a basket of the SPDR S&P 500 ETF trust, the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; via Wells Fargo Securities, LLC; pricing Dec. 28; Cusip: 94986RMJ7
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