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Structured Products Calendar
BANK OF AMERICA CORP.
• Floating-rate notes due June 16, 2023 linked to the Consumer Price Index; via Bank of America Merrill Lynch: settlement June 16; Cusip: 06048WGF1
• Step-up callable notes due June 27, 2023; via Bank of America Merrill Lynch; settlement June 27; Cusip: 06048WGK0
• Callable capped notes due June 27, 2031 linked to the 30-year and two-year Constant Maturity Swap rates; via Bank of America Merrill Lynch; settlement June 27; Cusip: 06048WGG9
• Six-year variable-coupon notes linked to the common stocks of Aflac, Inc., Apple Inc., Barrick Gold Corp., Cisco Systems, Inc., Deere & Co., Ford Motor Co., Halliburton Co., JPMorgan Chase & Co., Las Vegas Sands Corp., Potash Corp. of Saskatchewan Inc., Priceline.com Inc., Salesforce.com, Inc., Schlumberger Ltd., UnitedHealth Group Inc., Wal-Mart Stores, Inc. and Yahoo! Inc.; via Bank of America Merrill Lynch; pricing in June
• 8.5% Step Income Securities due June 2012 linked to the common stock of the Caterpillar Inc.; via Bank of America Merrill Lynch; pricing in June
• 0% Market Index Target-Term Securities due June 2016 linked to the Chinese renminbi versus the dollar; via Bank of America Merrill Lynch; pricing in June
• Leveraged Index Return Notes due June 2013 linked to the Dow Jones Global Titans 50 index; via Bank of America Merrill Lynch; pricing in June
• 0% enhanced market-linked step-up notes with buffer due June 2014 linked to the Dow Jones Industrial Average; via Bank of America Merrill Lynch; pricing in June
• 0% Market Index Target-Term Securities due June 2016 linked to the Dow Jones Industrial Average; via Bank of America Merrill Lynch; pricing in June
• Two-year 0% Capped Leveraged Index Return Notes linked to the gold spot price; via Bank of America Merrill Lynch; pricing in June
• 0% Strategic Return Notes due June 2016 linked to the Investable Volatility index; via Bank of America Merrill Lynch; pricing in June
• 0% Accelerated Return Notes due August 2012 linked to the Russell 2000 index; via Bank of America Merrill Lynch; pricing in June
• Callable range accrual notes due June 2026 linked to six-month Libor; via Bank of America Merrill Lynch; pricing in June
• 0% Strategic Accelerated Redemption Securities due July 2012 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in June
• 0% two-year Capped Leveraged Index Return Notes linked to the S&P 500 index; 90% trigger; via Bank of America Merrill Lynch; pricing in June
• 0% market-linked step-up notes due June 2015 linked to S&P 500 index; via Bank of America Merrill Lynch; pricing in June
• 0% Accelerated Return Notes due August 2012 linked to the S&P 500 index, the MSCI EAFE index and the MSCI Emerging Markets index; via Bank of America Merrill Lynch; pricing in June
• 0% Market Index Target-Term Securities due June 2017 linked to the S&P 500, MSCI EAFE and MSCI Emerging Markets indexes; via Bank of America Merrill Lynch; pricing in June
• Two-year 0% Capped Leveraged Index Return Notes linked to the spot price of silver; pricing in June; via Bank of America Merrill Lynch
• Currency-linked coupon-bearing notes due June 2016 linked to the Turkish lira/dollar exchange rate; via Bank of America Merrill Lynch; pricing in June
BANK OF AMERICA, NA
• Callable fixed-to-inverse-floating-rate certificates of deposit due June 15, 2021; via Bank of America Merrill Lynch; settlement June 15
BANK OF MONTREAL
• 16.5% annualized reverse exchangeable notes due Sept. 20, 2011 linked to Acme Packet, Inc.; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QLX3
• 14% annualized reverse exchangeable notes due Sept. 20, 2011 linked to the common stock of AMR Corp.; 80% trigger; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QMN4
• 12% reverse exchangeable notes due June 20, 2012 linked to the common stock of Anadarko Petroleum Corp.; 77%-91% trigger; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QNM5
• 17% annualized reverse exchangeable notes due Sept. 20, 2011 linked to Aruba Networks Inc.; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QLY1
• 12.5% annualized reverse exchangeable notes due Sept. 20, 2011 linked to ATP Oil & Gas Corp.; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QLZ8
• 21% annualized reverse exchangeable notes due Sept. 20, 2011 linked to China Yuchai International Ltd. common stock; 75% trigger; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QMB0
• 14% annualized reverse exchangeable notes due Sept. 20, 2011 linked to Cirrus Logic, Inc. common stock; 75% trigger; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QMA2
• 13% annualized reverse exchangeable notes due Sept. 20, 2011 linked to the common stock of Delta Air Lines, Inc.; 80% trigger; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QMP9
• 10.96%-13.96% annualized reverse exchangeable notes due Dec. 20, 2011 linked to the common stock of Dow Chemical Co.; 75% trigger; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QNJ2
• 20.5% annualized reverse exchangeable notes due Sept. 20, 2011 linked to Eastman Kodak Co.; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QLT2
• 26.5% annualized reverse exchangeable notes due Sept. 20, 2011 linked to Harbin electric, Inc.; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QLU9
• 13% annualized reverse exchangeable notes due Sept. 20, 2011 linked to Hecla Mining Co. common stock; 75% trigger; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QMC8
• 11.94%-14.94% annualized reverse exchangeable notes due Dec. 20, 2011 linked to the common stock of International Paper Co.; 75% trigger; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QNH6
• 0% bullish enhanced return notes due July 19, 2012 linked to the iShares FTSE China 25 index fund; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QNG8
• 0% bullish enhanced return notes due July 19, 2012 linked to the iShares MSCI Brazil index fund; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QNF0
• 0% buffered bullish enhanced return notes due June 20, 2013 linked to the iShares MSCI EAFE index fund; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QNN3
• 0% bullish enhanced return notes due July 19, 2012 linked to the iShares MSCI Emerging Markets index fund; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QNC7
• 0% buffered bullish digital return notes due June 20, 2013 linked to the iShares MSCI Emerging Markets index fund; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QMY0
• 0% bullish enhanced return notes due July 19, 2012 linked to the iShares Russell 2000 index fund; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QNB9
• 0% buffered bullish digital return notes due June 20, 2013 linked to the iShares Russell 2000 index fund; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QMX2
• 0% bullish enhanced return notes due July 19, 2012 linked to the iShares Silver Trust; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QND5
• 0% buffered bullish digital return notes due June 20, 2013 linked to the iShares Silver Trust; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QMZ7
• 14% annualized reverse exchangeable notes due Sept. 20, 2011 linked to JDS Uniphase Corp. common stock; 75% trigger; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QMD6
• 17% annualized reverse exchangeable notes due Sept. 20, 2011 linked to LDK Solar Co., Ltd. common stock; 75% trigger; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QME4
• 12% annualized reverse exchangeable notes due Sept. 20, 2011 linked to MGM Resorts International shares; 80% trigger; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QMR5
• 27% annualized reverse exchangeable notes due Sept. 20, 2011 linked to Northern Oil & Gas, Inc.; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QLV7
• 10% annualized reverse exchangeable notes due Sept. 20, 2011 linked to Netflix Inc. shares; 80% trigger; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QMS3
• 17% annualized reverse exchangeable notes due Sept. 20, 2011 linked to Patriot Coal Corp. shares; 80% trigger; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QMT1
• 15% annualized reverse exchangeable notes due Sept. 20, 2011 linked to Rackspace Hosting, Inc. shares; 80% trigger; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QMU8
• 15% annualized reverse exchangeable notes due Sept. 20, 2011 linked to Rambus Inc. shares; 80% trigger; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QMV6
• 14% annualized reverse exchangeable notes due Sept. 20, 2011 linked to the common stock of Renesola Ltd.; 75% trigger; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QMH7
• 18.5% annualized reverse exchangeable notes due Sept. 20, 2011 linked to Rubicon Technology, Inc. common stock; 75% trigger; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QMF1
• 0% bullish enhanced return notes due July 19, 2012 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QNA1
• 0% buffered bullish digital return notes due June 20, 2013 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QMW4
• 15% annualized reverse exchangeable notes due Sept. 20, 2011 linked to the common stock of Silvercorp Metals Inc.; 75% trigger; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QMK0
• 20% annualized reverse exchangeable notes due Sept. 20, 2011 linked to SINA Corp. common stock; 75% trigger; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QMG9
• 0% bullish enhanced return notes due July 19, 2012 linked to the SPDR Gold Trust; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QNE3
• 19% annualized reverse exchangeable notes due Sept. 20, 2011 linked to Spreadtrum Communications, Inc.; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QLW5
• 14% annualized reverse exchangeable notes due Sept. 20, 2011 linked to the common stock of STEC Inc.; 75% trigger; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QMJ3
• 11% annualized reverse exchangeable notes due Sept. 20, 2011 linked to the common stock of Trina Solar Ltd.; 75% trigger; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QML8
• 10.09%-13.09% annualized reverse exchangeable notes due Dec. 20, 2011 linked to the common stock of UnitedHealth Group Inc.; 80% trigger; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QNK9
• 14% annualized reverse exchangeable notes due Sept. 20, 2011 linked to US Airways Group, Inc. shares; 80% trigger; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QMQ7
• 19% annualized reverse exchangeable notes due Sept. 20, 2011 linked to the common stock of Western Refining, Inc.; 75% trigger; via BMO Capital Markets Corp.; pricing June 15; Cusip: 06366QMM6
BANK OF THE WEST
• Contingent variable income market-linked certificates of deposit due June 30, 2016 linked to the stocks of Altria Group, Inc., Bristol-Myers Squibb Co., Cablevision Systems Corp., Campbell Soup Co., CenturyLink, Inc., General Mills, Inc., M&T Bank Corp., Newmont Mining Corp., Nvidia Corp. and Sprint Nextel Corp.; via BNP Paribas Securities Corp. and distributor Advisors Asset Management, Inc.; pricing June 27; Cusip: 06426XBA7
• Contingent variable income market-linked certificates of deposit due June 30, 2017 linked to the stocks of Altria Group, Inc., Bristol-Myers Squibb Co., Cablevision Systems Corp., Campbell Soup Co., CenturyLink, Inc., General Mills, Inc., M&T Bank Corp., Newmont Mining Corp., Nvidia Corp. and Sprint Nextel Corp.; via BNP Paribas Securities Corp. and distributor Advisors Asset Management, Inc.; pricing June 27; Cusip: 06426XBB5
• Contingent variable income market-linked certificates of deposit due June 30, 2017 linked to the stocks of AstraZeneca plc, AT&T Inc., Barrick Gold Corp., Entergy Corp., Hershey Co., Kimberly-Clark Corp., Kroger Co., Nokia Corp., Reynolds American Inc. and Teva Pharmaceutical Industries Ltd.; via BNP Paribas Securities Corp. and distributor Advisors Asset Management, Inc.; pricing June 27; Cusip: 06426XBC3
BARCLAYS BANK PLC
• 12% single observation reverse convertible notes due June 19, 2012 linked to the common stock of GameStop Corp.; via Barclays Capital Inc.; pricing June 15; Cusip: 06741JHU6
• 0% buffered Super Track notes due June 20, 2013 linked to the S&P 500 index; via Barclays Capital Inc.; pricing June 15; Cusip: 06738KLF6
• 9%-11% autocallable yield notes due Dec. 20, 2011 linked to the Russell 2000 index, the S&P 500 index and the Market Vectors Gold Miners exchange-traded fund; via Barclays Capital Inc.; pricing June 15; Cusip: 06738KLJ8
• 0% buffered notes due June 26, 2012 linked to the price of a corn futures contract; via JPMorgan Chase Bank, NA and JPMorgan Securities LLC; pricing June 17; Cusip: 06738KTM3
• Notes due June 29, 2015 linked to a basket of eight commodities (Brent Crude oil, gasoline RBOB, lead, nickel, gold, corn, cotton and sugar); via Barclays Capital Inc.; pricing June 24; Cusip: 06738KJZ5
• 0% Performance Leveraged Upside Securities due July 27, 2012 linked to the S&P 500 index; via Morgan Stanley Smith Barney LLC and Barclays Capital Inc.; pricing June 24; Cusip: 06741K353
• 11% reverse convertible notes due Sept. 30, 2011 linked to AK Steel Holding Corp. stock; via Barclays Capital Inc.; pricing June 27; Cusip: 06741JHX0
• 11.75% reverse convertible notes due Dec. 30, 2011 linked to Arch Coal, Inc. stock; via Barclays Capital Inc.; pricing June 27; Cusip: 06741JHP7
• 0% double short leverage securities due June 30, 2014 linked to the Barclays Capital 30Y Treasury Futures index; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing June 27; Cusip: 06738KLH2
• 10.3% reverse convertible notes due Dec. 30, 2011 linked to Continental Resources, Inc. stock; via Barclays Capital; pricing June 27; Cusip: 06741JHY8
• 10.75% reverse convertible notes due Dec. 30, 2011 linked to Freeport-McMoRan Copper & Gold Inc. stock; via Barclays Capital; pricing June 27; Cusip: 06741JHZ5
• 15.1% reverse convertible notes due Sept. 30, 2011 linked to Hecla Mining Co. stock; via Barclays Capital Inc.; pricing June 27; Cusip: 06741JHV4
• 0% trigger performance securities due June 30, 2016 linked to a the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing June 27; Cusip: 06741K320
• 10.6% reverse convertible notes due Dec. 30, 2011 linked to Joy Global Inc. stock; via Barclays Capital; pricing June 27; Cusip: 06741JJC4
• 11% reverse convertible notes due Dec. 30, 2011 linked to MGM Resorts International stock; via Barclays Capital; pricing June 27; Cusip: 06741JJB6
• 10.65% reverse convertible notes due Sept. 30, 2011 linked to Micron Technology, Inc. stock; via Barclays Capital Inc.; pricing June 27; Cusip: 06741JHW2
• 10.5% reverse convertible notes due Dec. 30, 2011 linked to National Oilwell Varco, Inc. stock; via Barclays Capital; pricing June 27; Cusip: 06741JJD2
• 10% reverse convertible notes due June 29, 2012 linked to Nokia Corp. (American depositary shares) stock; via Barclays Capital Inc.; pricing June 27; Cusip: 06741JHR3
• 12.1% reverse convertible notes due June 29, 2012 linked to Patriot Coal Corp. stock; via Barclays Capital; pricing June 27; Cusip: 06741JJE0
• 10.5% reverse convertible notes due Dec. 30, 2011 linked to Peabody Energy Corp. stock; via Barclays Capital Inc.; pricing June 27; Cusip: 06741JHN2
• 11.5% reverse convertible notes due Dec. 30, 2011 linked to Petrohawk Energy Corp. stock; via Barclays Capital; pricing June 27; Cusip: 06741JJA8
• 9% reverse convertible notes due June 29, 2012 linked to Research in Motion Ltd. stock; via Barclays Capital Inc.; pricing June 27; Cusip: 06741JHQ5
• 0% contingent return optimization securities due June 28, 2013 linked to the Russell 2000 index; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing June 27; Cusip: 06741K338
• Callable floating-rate notes due July 2, 2013 linked to the Russell 2000 index; via Barclays Capital Inc.; pricing June 27; Cusip: 06738KLS8
• 0% annual autocallable notes due July 2, 2014 linked to the Russell 2000 index; via Barclays Capital Inc.; pricing June 27; Cusip: 06738KLR0
• 10.25% reverse convertible notes due Dec. 30, 2011 linked to SunTrust Banks, Inc. stock; via Barclays Capital Inc.; pricing June 27; Cusip: 06741JHT9
• 10.5% reverse convertible notes due Dec. 30, 2011 linked to United States Steel Corp. stock; via Barclays Capital Inc.; pricing June 27; Cusip: 06741JHS1
• 0% Accelerated Return Notes due August 2012 linked to the Financial Select Sector index; via Bank of America Merrill Lynch and Barclays Capital Inc.; pricing in June
• 0% two-year notes linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in June
• 14-month 0% Accelerated Return Notes due August 2012 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in June
• Market-linked step-up notes linked to the S&P 500 index due June 2013; via Bank of America Merrill Lynch; pricing in June
• 8% Step Income Securities due July 2012 linked to the common stock of the Valero Energy Corp.; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in June
• 0% buffered Super Track notes due June 19, 2014 linked to an unequally weighted basket of two indexes and one fund (S&P MidCap 400 index, Russell 2000 index and iShares MSCI Emerging Markets exchange-traded fund); via Barclays Capital Inc.; Cusip: 06738KTL5
CITIBANK, NA
• Market-linked certificates of deposit due June 26, 2017 linked to the Dow Jones Industrial Average; via Citigroup Global Markets Inc. (broker) and Advisors Asset Management, Inc. (distributor); pricing June 21; Cusip: 172986DF5
• Principal-protected market-linked certificates of deposit due June 24, 2016 linked to silver, platinum, copper, cotton, corn, soybeans, gasoline, the S&P GSCI Brent Crude Oil Excess Return index, the S&P GSCI Natural Gas Excess Return index and the S&P GSCI Livestock Excess Return index; via Citigroup Global Markets Inc.; pricing June 27; Cusip: 172986DE8
CITIGROUP FUNDING INC.
• 7%-9% annualized Equity LinKed Securities due Dec. 21, 2011 linked to the common stock of Dow Chemical Co.; via Citigroup Global Markets Inc.; pricing June 24; Cusip: 17317U865
• 0.5% market-linked notes due Dec. 21, 2016 linked to the Dow Jones Industrial Average; via Citigroup Global Markets Inc.; pricing June 24; Cusip: 17308CRW8
• 6%-8% annualized Equity LinKed Securities due Dec. 21, 2011 linked to the common stock of Ford Motor Co.; via Citigroup Global Markets Inc.; pricing June 24; Cusip: 17317U782
• 11%-13% annualized Equity LinKed Securities due Dec. 21, 2011 linked to the common stock of Goodyear Tire & Rubber Co.; via Citigroup Global Markets Inc.; pricing June 24; Cusip: 17317U873
• 0% trigger Performance Leveraged Upside Securities due June 27, 2013 linked to the iShares MSCI Emerging Markets index fund; via Citigroup Global Markets Inc.; pricing June 24; Cusip: 17317U881
• Non-callable notes due June 20, 2021 linked to the Consumer Price Index; via Citigroup Global Markets Inc.; pricing in June; Cusip: 1730T0MR7
• 0% market-linked notes due June 27, 2018 linked to the price of gold; via Citigroup Global Markets Inc.; pricing in June; Cusip: 1730T0MQ9
• 0% Performance Leveraged Upside Securities due June 20, 2012 linked to the Market Vectors Gold Miners exchange-traded fund; via Citigroup Global Markets Inc.; pricing in June; Cusip: 17317U816
CREDIT SUISSE AG, NASSAU BRANCH
• 6%-8.5% callable yield notes due June 20, 2012 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing June 15; Cusip: 22546E7J7
• 5.6% callable yield notes due June 22, 2012 linked to the S&P 500 index and the Russell 2000 index; 75% trigger; via pricing June 15; Cusip: 22546TAN1
• 10%-12% annualized callable yield notes due Dec. 20, 2011 linked to the SPDR S&P Metals & Mining exchange-traded fund and the Market Vectors Gold Miners ETF; 77.5% trigger; via Credit Suisse Securities (USA) LLC; pricing June 15; Cusip: 22546E7G3
• 12%-14% annualized callable yield notes due Dec. 20, 2011 linked to the SPDR S&P Metals & Mining exchange-traded fund and the Market Vectors Gold Miners ETF; 77.5% trigger; via Credit Suisse Securities (USA) LLC; pricing June 15; Cusip: 22546E7H1
• 0% capped knock-out notes due July 5, 2012 linked to the common stock of Dow Chemical Co.; via J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA; pricing June 17; Cusip: 22546TAR2
• 6%-8% callable yield notes due Sept. 24, 2012 linked to the iShares MSCI Emerging Markets Index Fund and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing June 17; Cusip: 22546TAH4
• 0% capped knock-out notes due July 5, 2012 linked to the common stock of Mosaic Co.; via J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA; pricing June 17; Cusip: 22546TAQ4
• 0% Cert PLUS securities due June 24, 2015 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing June 17; Cusip: 22546TAK7
• 0% index knock-out notes due Dec. 21, 2012 linked to the S&P 500 index; via J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA; pricing June 17; Cusip: 22546TAP6
• 5%-6% callable yield notes due Sept. 24, 2012 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing June 17; Cusip: 22546TAJ0
• 0% notes due June 30, 2016 linked to the Credit Suisse Merger Arbitrage Liquid Risk Controlled index; via Credit Suisse Securities (USA) LLC; pricing June 27; Cusip: 22546TAL5
• 7%-9% callable yield notes due Dec. 30, 2011 linked to the S&P 500 index, the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing June 27; Cusip: 22546E7L2
• 8.5%-10.5% callable yield notes due Dec. 30, 2011 linked to the S&P 500 index, the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing June 27; Cusip: 22546E7K4
• High/low coupon callable yield notes due June 29, 2012 linked to the SPDR S&P Metals & Mining exchange-traded fund and the Market Vectors Gold Miners ETF; 72.5% trigger; via Credit Suisse Securities (USA) LLC; pricing June 27; Cusip: 22546TAC5
• 0% Cert PLUS securities due June 30, 2017 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing June 27; Cusip: 22546TAM3
• 9%-11% callable yield notes due July 6, 2012 linked to the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing June 30; Cusip: 22546TAB7
• 0% Cert PLUS securities due July 6, 2016 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing June 30; Cusip: 22546TAA9
• 8.75%-10.75% annualized callable yield notes due Jan. 6, 2012 linked to the S&P 500 index, the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; Cusip: 22546E7M0
DEUTSCHE BANK AG, LONDON BRANCH
• 0% rebalancing tracker notes due Feb. 18, 2014 linked to a basket of indexes that includes the Deutsche Bank Fed Funds Total Return Index, the Deutsche Bank Equity Mean Reversion Alpha index (Emerald), the Deutsche Bank X-Alpha USD Excess Return Index, the Deutsche Bank Trends x12 Excess Return Index, the Deutsche Bank Haven Plus Excess Return Index and the Deutsche Bank Commodity Harvest ERAC Index; via Deutsche Bank Securities Inc.; pricing June 15; Cusip: 2515A17G0
• 0% tracker notes due June 19, 2014 linked to the iShares MSCI Emerging Markets index fund and the Deutsche Bank Equity Mean Reversion Alpha index Emerging Markets (Emerald EM); via Deutsche Bank Securities Inc.; pricing June 16; Cusip: 2515A17T2
• 0% S&P plus tracker notes due June 20, 2013 linked to a basket of indexes that includes the S&P 500 Total Return index and the Deutsche Bank Equity Mean Reversion Alpha index (Emerald); via Deutsche Bank Securities Inc.; pricing June 16; Cusip: 2515A17U9
• 0% trigger autocallable optimization securities due June 21, 2012 linked to Baker Hughes Inc. shares; 75% trigger; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing June 17; Cusip: 25154W464
• 0% buffered return enhanced notes due June 27, 2012 linked to the price of copper; via JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC; pricing June 17; Cusip: 2515A17Q8
• 8% to 10% trigger yield optimization notes due June 22, 2012 linked to Hartford Financial Services Group, Inc. shares; 80% trigger; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing June 17; Cusip: 25154W480
• 8% to 10% trigger yield optimization notes due June 22, 2012 linked to Weatherford International Ltd. shares; 75% trigger; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing June 17; Cusip: 25154W472
• 0% alpha overlay securities due July 31, 2012 linked to the Deutsche Bank Liquid Commodity Index - Mean Reversion Total Return, the Deutsche Bank Commodity Harvest - 10 Index USD Total Return and the Deutsche Bank 3-Month T-Bill index; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing June 27; Cusip: 2515A17N5
• 0% digital payment securities due Dec. 31, 2012 linked to the iShares MSCI EAFE index fund; via Deutsche Bank Securities Inc.; pricing June 27; Cusip: 2515A17F2
• Step performance securities due June 28, 2013 linked to the S&P 500 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing June 27; Cusip: 25154W571
• Buffered return optimization securities due June 28, 2013 linked to the S&P MidCap 400 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing June 27; Cusip: 25154W589
EKSPORTFINANS ASA
• 0% autocallable access securities with fixed percentage buffered downside due July 1, 2013 linked to the iShares Russell 2000 index fund; 90% trigger; via Wells Fargo Securities, LLC; pricing in June
• 0% Strategic Accelerated Redemption Securities due November 2011 linked to the front month palladium futures contract; via Bank of America Merrill Lynch; pricing in June
• Six-month 0% bear Accelerated Return Notes linked to the Russell 2000 index; via Bank of America Merrill Lynch; pricing in June
• 0% Strategic Accelerated Redemption Securities due December 2011 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in June
• 0% autocallable access securities with fixed percentage buffered downside due July 1, 2013 linked to the SPDR S&P Metals and Mining fund; 90% trigger; via Wells Fargo Securities, LLC; pricing in June
GOLDMAN SACHS GROUP, INC.
• 0% leveraged buffered basket-linked notes due 2012 tied to the Euro Stoxx 50 index with a 53% weight, the FTSE 100 index with a 24% weight, and the Topix index with a 23% weight; via JPMorgan with Goldman Sachs & Co. as co-agent; pricing June 17; Cusip: 38143UVY4
• 0% leveraged index-linked notes due July 5, 2012 tied to the S&P 500 index; via JPMorgan with Goldman Sachs & Co. as co-agent; pricing June 17; Cusip: 38143UVZ1
• 0% leveraged buffered basket-linked notes due 2015 tied to the S&P 500 index with a 50% weight, the MSCI EAFE index with a 30% weight, the S&P MidCap 400 with a 10% weight and the Russell 2000 index with a 10% weight; via Goldman Sachs & Co.; pricing June 17; Cusip: 38143UVX6
• 0% 10-year notes linked to the 10-year Constant Maturity Swap rate; via Goldman Sachs & Co.; Cusip: 38143UUY5
• Five-year inflation-linked notes tied to the Consumer Price Index; via Goldman Sachs & Co.; Cusip: 38143UUQ2
• 0% leveraged buffered commodity-linked notes due June 13, 2012 tied to copper; via JPMorgan with Goldman Sachs & Co.; Cusip: 38143UVM0
• 0% six-year equity index-linked notes tied to the Dow Jones Industrial Average; via Goldman Sachs & Co.; Cusip: 38143UVH1
• Two-year 0% leveraged buffered index fund-linked notes linked to the iShares MSCI Emerging Markets index fund; via Goldman Sachs & Co.; Cusip: 38143UTP6
• Two-year 0% leveraged buffered fund-linked notes tied to the iShares Silver Trust; 85% trigger; via Goldman Sachs & Co.; Cusip: 38143UUE9
• 24- to 27-month 0% leveraged buffered index-linked notes tied to the MSCI EAFE index; via Goldman Sachs & Co.
• 0% autocallable buffered index-linked notes due Feb. 6, 2013 linked to the Russell 2000 index; 80% trigger; via Goldman Sachs & Co.; Cusip: 38143USL6
• 0% autocallable buffered index-linked notes due 2013 linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38143UVC2
• 0% leveraged buffered index-linked notes due May 1, 2013 tied to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38143UTV3
• 0% buffered index-linked notes due Dec. 31, 2014 tied to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38143UVJ7
• 60- to 70-month 0% threshold leveraged equity index-linked notes tied to the S&P 500 index; via Goldman Sachs & Co.
• 15-year callable quarterly range accrual notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: is 38143UUT6
• 15-year callable quarterly range accrual notes linked to the S&P 500 index and Libor; via Goldman Sachs & Co.; Cusip: 38143UVK4
• 0% five-year notes linked to the S&P 500 index, the MSCI EAFE index, the Russell 2000 index, the Dow Jones - UBS Commodity index and the iShares MSCI Emerging Markets index fund; via Goldman Sachs & Co.; Cusip: 38143UTH4
HSBC BANK USA, NA
• Income and performance certificates of deposit due June 29, 2015 linked to the Brazilian real, the Russian ruble, the Indian rupee and the Chinese renminbi; via HSBC Securities (USA) Inc.; pricing June 21; Cusip: 40431GTU3
• Income and performance certificates of deposit due June 27, 2016 linked to the Brazilian real, the Russian ruble, the Indian rupee and the Chinese renminbi; via HSBC Securities (USA) Inc.; pricing June 21; Cusip: 40431GTT6
• 0% Far East opportunity certificates of deposit due June 27, 2017 linked to the Hang Seng, TWSE, MSCI Singapore Free and Kospi 200 indexes; via HSBC Securities (USA) Inc.; pricing June 21; Cusip: 40431GTB5
• 0% certificates of deposit with minimum return due Dec. 28, 2017 linked to the Dow Jones Industrial Average; via HSBC Securities (USA) Inc.; pricing June 22; Cusip: 40431GTK5
• Annual income opportunity certificates of deposit with auto cap feature due June 28, 2017 linked to the common stocks of Aluminum Corp. of China Ltd., Baidu, Inc., China Unicom, Chunghwa Telecom Co., Ltd., Cnooc Ltd., Icici Bank Ltd., Infosys Technologies Ltd., LG Display Co. Ltd., SK Telecom Co., Ltd. and Tata Motors Ltd.; via HSBC Securities (USA) Inc.; pricing June 23; Cusip: 40431GTS8
• Annual income opportunity certificates of deposit with auto cap feature due June 30, 2017 linked to the common stocks of Banco Santander SA, Boeing Co., China Life Insurance Co., Ltd., Companhia Siderurgica Nacional SA, Research In Motion Ltd., Rio Tinto plc, Sanofi-Aventis, SAP AG, Sasol, Sony Corp., Southern Co. and Telefonaktiebolaget LM Ericsson; via HSBC Securities (USA) Inc.; pricing June 23; Cusip: 40431GUD9
• 0.5% accumulated annual return certificates of deposit due June 28, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing June 23; Cusip: 40431GUB3
• Income plus certificates of deposit due June 28, 2018 linked to Altria Group, Inc., Eli Lilly & Co., Lockheed Martin Corp., Johnson & Johnson and Procter & Gamble Co. with 4% potential coupon; via HSBC Securities (USA) Inc.; pricing June 24; Cusip: 40431GTF6
• Income plus certificates of deposit due June 28, 2018 linked to Altria Group, Inc., Eli Lilly & Co., Lockheed Martin Corp., Johnson & Johnson and Procter & Gamble Co. with 6.5% potential coupon; via HSBC Securities (USA) Inc.; pricing June 24; Cusip: 40431GTG4
• Income plus certificates of deposit due June 28, 2018 linked to Altria Group, Inc., Eli Lilly & Co., Lockheed Martin Corp., Johnson & Johnson and Procter & Gamble Co. with 9% potential coupon; via HSBC Securities (USA) Inc.; pricing June 24; Cusip: 40431GTH2
• Income plus certificates of deposit due June 28, 2018 linked to Altria Group, Inc., Eli Lilly & Co., Lockheed Martin Corp., Johnson & Johnson and Procter & Gamble Co. with 11.5% potential coupon; via HSBC Securities (USA) Inc.; pricing June 24; Cusip: 40431GTJ8
• Annual income opportunity certificates of deposit with auto cap feature due June 29, 2015 linked to a basket of stocks including CME Group Inc., Eli Lilly & Co., Exxon Mobil Corp., Intel Corp., Lockheed Martin Corp., Lowe's Cos., Inc., Microsoft Corp., Northern Trust Corp., Qualcomm, Inc., Sysco Corp., Time Warner Cable Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc.; pricing June 24; Cusip: 40431GTA7
• Annual income opportunity certificates of deposit with auto cap feature due June 28, 2018 linked to a basket of stocks including CME Group Inc., Eli Lilly & Co., Exxon Mobil Corp., Intel Corp., Lockheed Martin Corp., Lowe's Cos., Inc., Microsoft Corp., Northern Trust Corp., Qualcomm, Inc., Sysco Corp., Time Warner Cable Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc.; pricing June 24; Cusip: 40431GSY6
• Annual income opportunity certificates of deposit with auto cap feature due June 30, 2017 linked to the common stocks of Bank of America Corp., Bristol-Myers Squibb Co., Broadcom Corp., Entergy Corp., Mosaic Co., Newmont Mining Corp., Schlumberger Ltd., Tiffany & Co., Verizon Communications, Waste Management, Inc., WellPoint Inc. and Yahoo! Inc.; via HSBC Securities (USA) Inc.; pricing June 27; Cusip: 40431GTN9
• Annual income opportunity certificates of deposit with auto cap feature due June 30, 2017 under the minimum return series to the common stocks of Bank of America Corp., Bristol-Myers Squibb Co., Broadcom Corp., Entergy Corp., Mosaic Co., Newmont Mining Corp., Schlumberger Ltd., Tiffany & Co., Verizon Communications, Waste Management, Inc., WellPoint Inc. and Yahoo! Inc.; via HSBC Securities (USA) Inc.; pricing June 27; Cusip: 40431GTV1
• Annual income opportunity certificates of deposit with auto cap feature due June 30, 201 linked to the common stocks of Bank of America Corp., Bristol-Myers Squibb Co., Broadcom Corp., Entergy Corp., Mosaic Co., Newmont Mining Corp., Schlumberger Ltd., Tiffany & Co., Verizon Communications, Waste Management, Inc., WellPoint Inc. and Yahoo! Inc.; via HSBC Securities (USA) Inc.; pricing June 27; Cusip: 40431GTP4
HSBC USA INC.
• Autocallable yield notes due June 13, 2012 linked to the S&P 500 index and the Russell 2000 index; 80% trigger; via HSBC Securities (USA) Inc.; pricing June 15; Cusip: 4042K1HS5
• 0% emerging markets Currency Accelerated Return Securities due June 20, 2013 linked to the Brazilian real, Indian rupee and Chinese renminbi; via HSBC Securities (USA) Inc.; pricing June 16; Cusip: 4042K1HW6
• Callable step-up rate notes due June 30, 2023 with 4% initial rate; via HSBC Securities (USA) Inc.; pricing June 17; Cusip: 4042K1JY0
• 0% buffered Accelerated Market Participation Securities due Dec. 24, 2012 linked to the iShares MSCI Emerging Markets index fund; 90% trigger; via HSBC Securities (USA) Inc.; pricing June 17; Cusip: 4042K1JQ7
• 0% buffered Accelerated Market Participation Securities due Sept. 16, 2013 linked to the Market Vectors Gold Miners exchange-traded fund; via HSBC Securities (USA) Inc.; pricing June 17; Cusip: 4042K1HV8
• 0% buffered Accelerated Market Participation Securities due Dec. 24, 2012 linked to the Russell 2000 index; 90% trigger; via HSBC Securities (USA) Inc.; pricing June 17; Cusip: 4042K1JP9
• 0% buffered Accelerated Market Participation Securities due Dec. 24, 2012 linked to the S&P 500 index; 90% trigger; via HSBC Securities (USA) Inc.; pricing June 17; Cusip: 4042K1JN4
• 0% buffered Accelerated Market Participation Securities due Sept. 27, 2012 linked to the iShares MSCI Brazil Index fund; via HSBC Securities (USA) Inc.; pricing June 22; Cusip: 4042K1JG9
• 0% buffered Accelerated Market Participation Securities due Dec. 28, 2012 linked to the iShares MSCI Brazil index fund; via HSBC Securities (USA) Inc.; pricing June 22; Cusip: 4042K1JL8
• 0% buffered Accelerated Market Participation Securities due Sept. 27, 2012 linked to the iShares MSCI Emerging Markets Index fund; via HSBC Securities (USA) Inc.; pricing June 22; Cusip: 4042K1JF1
• 0% buffered Accelerated Market Participation Securities due Dec. 28, 2012 linked to the iShares MSCI Emerging Markets index fund; via HSBC Securities (USA) Inc.; pricing June 22; Cusip: 4042K1JK0
• 0% buffered Accelerated Market Participation Securities due Sept. 27, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing June 22; Cusip: 4042K1JE4
• 0% Accelerated Market Participation Securities due Sept. 27, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing June 22; Cusip: 4042K1JA2
• 0% Accelerated Market Participation Securities due Dec. 28, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing June 22; Cusip: 4042K1JC8
• 0% Accelerated Market Participation Securities due Dec. 28, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing June 22; Cusip: 4042K1JJ3
• 0% buffered Accelerated Market Participation Securities due Sept. 27, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing June 22; Cusip: 4042K1JD6
• 0% Accelerated Market Participation Securities due Sept. 27, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing June 22; Cusip: 4042K1HZ9
• 0% Accelerated Market Participation Securities due Dec. 28, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing June 22; Cusip: 4042K1JB0
• 0% buffered Accelerated Market Participation Securities due Dec. 28, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing June 22; Cusip: 4042K1JH7
• 0% U.S. market-cap lookback allocator notes due June 27, 2014 linked to the S&P 500, S&P MidCap 400 and Russell 2000 indexes; via HSBC Securities (USA) Inc.; pricing June 22; Cusip: 4042K1HU0
• 9%-11% autocallable yield notes due June 21, 2012 linked to the iShares FTSE/Xinhua China 25 index fund and the iShares MSCI Brazil index fund; via HSBC Securities (USA) Inc.; pricing June 23; Cusip: 4042K1JS3
• 0% trigger performance securities due June 30, 2016 linked to the S&P 500 index; 50% trigger; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing June 27; Cusip: 40433C775
• Trigger performance securities due June 30, 2021 linked to the S&P 500 index; via UBS Financial Services Inc. and HSBC USA Inc.; pricing June 27; Cusip: 40433C742
• Income plus notes due June 2018 linked to the common stocks of Altria Group, Inc., Eli Lilly & Co., International Business Machines Corp., Lockheed Martin Corp. and McDonald's Corp.; pricing in June; Cusip: 4042K1JT1
JPMORGAN CHASE BANK, NA
• Callable variable-rate range accrual certificates of deposit due June 22, 2026 linked to six-month Libor and the S&P 500 index; via J.P. Morgan Securities LLC and Incapital LLC; settlement June 22; Cusip: 48123YC20
• Principal-protected market-linked certificates of deposit due June 29, 2016 linked to a basket of eight commodity futures contracts and two commodity indexes (futures contracts on silver, corn, copper, cotton, nickel, gasoline, palladium and sugar; the S&P GSCI Brent Crude Oil index - Excess Return and the S&P GSCI Livestock Index - Excess Return; via UnionBanc Investment Services, LLC; pricing June 24; Cusip: 48123YZQ2
• Callable variable-rate certificates of deposit due June 24, 2026 linked to six-month Libor; via J.P. Morgan Securities LLC (agent) and Incapital LLC (distributor); settlement June 24; Cusip: 48123YB70
• Certificates of deposit due June 29, 2017 linked to the S&P 500 index; via J.P. Morgan Securities LLC (broker) and Advisors Asset Management, Inc. (distributor); pricing June 24; Cusip: 48123YZN9
• Contingent coupon certificates of deposit due June 29, 2018 linked to the common stocks of Altria Group, Inc., Amazon.com, Inc., AT&T Inc., Barrick Gold Corp., Bristol-Myers Squibb Co., General Mills, Inc., Intel Corp., Time Warner Cable Inc., Wells Fargo & Co. and Whole Foods Market, Inc.; via J.P. Morgan Securities LLC and distributor Incapital LLC; pricing June 27; Cusip: 48123YB39
• 0% certificates of deposit due June 30, 2016 linked to Brazilian real, the Australian dollar, the Norwegian krone and the Canadian dollar; via J.P. Morgan Securities LLC and Incapital LLC; pricing June 27; Cusip: 48123YZY5
• 0% digital contingent coupon certificates of deposit due June 30, 2016 linked to an equally weighted basket of 10 common stocks (Barrick Gold Corp., Amazon.com, Inc., Bristol-Myers Squibb Co., General Mills, Inc., Intel Corp., Altria Group, Inc., AT&T Inc., Time Warner Cable Inc., Wells Fargo & Co. and Whole Foods Market, Inc.); via J.P. Morgan Securities LLC and Incapital LLC; pricing June 27; Cusip: 48123YA55
• 0% digital contingent coupon certificates of deposit due June 30, 2017 linked to an equally weighted basket of 10 common stocks (Barrick Gold Corp., Amazon.com, Inc., Bristol-Myers Squibb Co., General Mills, Inc., Intel Corp., Altria Group, Inc., AT&T Inc., Time Warner Cable Inc., Wells Fargo & Co. and Whole Foods Market, Inc.); via J.P. Morgan Securities LLC and Incapital LLC; pricing June 27; Cusip: 48123YA63
• 0% digital contingent coupon certificates of deposit due June 29, 2018 linked to an equally weighted basket of 10 common stocks (Barrick Gold Corp., Amazon.com, Inc., Bristol-Myers Squibb Co., General Mills, Inc., Intel Corp., Altria Group, Inc., AT&T Inc., Time Warner Cable Inc., Wells Fargo & Co. and Whole Foods Market, Inc.); via J.P. Morgan Securities LLC and Incapital LLC; pricing June 27; Cusip: 48123YA71
• Certificates of deposit due June 30, 2016 linked to the J.P. Morgan Alternative Index Multi-Strategy 5 (USD); via J.P. Morgan Securities LLC and Incapital LLC; pricing June 27; Cusip: 48123YZV1
• Certificates of deposit due June 30, 2016 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC and Incapital LLC; pricing June 27; Cusip: 48123YZT6
• Annual income certificates of deposit due June 30, 2017 linked to the performance of the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC and distributor Incapital LLC; pricing June 27; Cusip: 48123YA97
JPMORGAN CHASE & CO.
• 0% buffered return enhanced notes due June 20, 2013 linked to the iShares MSCI Emerging Markets index fund; via J.P. Morgan Securities LLC; pricing June 15; Cusip: 48125XTD8
• 0% notes due July 5, 2012 linked to are the Euro Stoxx 50 index with a 53% weight, the FTSE 100 index with a 24% weight, and the Topix index with a 23% weight and their related currencies; via J.P. Morgan Securities LLC; pricing June 17; Cusip: 48125XUW4
• Fixed-to-floating-rate notes due June 23, 2021; via J.P. Morgan Securities LLC; pricing June 20; Cusip: 48125XUQ7
• Fixed-to-floating rate notes due June 23, 2016 linked to the Consumer Price Index; via J.P. Morgan Securities LLC; pricing June 20; Cusip: 48125XUL8
• Fixed-to-floating notes due Dec. 23, 2016 linked to the Consumer Price Index; via J.P. Morgan Securities LLC; pricing June 20; Cusip: 48125XUP9
• Callable fixed-rate step-up notes due June 24, 2021; via J.P. Morgan Securities LLC; pricing June 21; Cusip: 48125XUJ3
• 0% notes due June 27, 2016 linked to an equally weighted basket of the Dow Jones Industrial Average and the iShares MSCI EAFE index fund; via J.P. Morgan Securities LLC; pricing June 22; Cusip: 48125XUR5
• 0% capped equity-linked partial principal at risk securities due June 29, 2017 based on a basket of the SPDR S&P 500 ETF trust, the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; via J.P. Morgan Securities LLC; pricing June 24; Cusip: 46634X187
• 0% buffered return enhanced notes due Dec. 31, 2012 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing June 27; Cusip: 48125XUS3
• 0% buffered return enhanced notes due Dec. 31, 2012 linked to the iShares MSCI EAFE index fund; via J.P. Morgan Securities LLC; pricing June 27; Cusip: 48125XTH9
• 0% buffered return enhanced notes due Dec. 31, 2012 linked to the Russell 2000 index; 90% trigger; via J.P. Morgan Securities LLC; pricing June 27; Cusip: 48125XTG1
• 10% callable yield notes due June 29, 2012 linked to the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; 75% trigger; via J.P. Morgan Securities LLC; pricing June 27; Cusip: 48125XTK2
• 10% callable yield notes due June 29, 2012 linked to the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; 60% trigger; via J.P. Morgan Securities LLC; pricing June 27; Cusip: 48125XTJ5
• 0% capped index knock-out notes due Dec. 31, 2012 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing June 27; Cusip: 48125XTL0
• 0% capped index knock-out notes due June 28, 2013 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing June 27; Cusip: 48125XTM8
MORGAN STANLEY
• 0% knock-out notes due July 5, 2012 linked to the common stock of Apple Inc.; via J.P. Morgan Securities LLC; pricing June 17; Cusip: 617482VC5
• 0% knock-out notes due July 5, 2012 linked to the common stock of Merck & Co., Inc.; via J.P. Morgan Securities LLC; pricing June 17; Cusip: 617482VD3
• Senior fixed-to-floating notes due June 23, 2026 linked inversely to Libor and based on the performance of the S&P 500 index; via Morgan Stanley & Co. LLC; settlement June 23; Cusip: 61745EW23
• Floating-rate notes due June 23, 2016; via Morgan Stanley & Co. LLC; settlement June 23; Cusip: 61745EW80
• 12% reverse convertible securities due Sept. 29, 2011 linked to AK Steel Holding Corp. common stock; via Morgan Stanley & Co. Inc.; pricing June 24: Cusip: 617482UU6
• 13% reverse convertible securities due Dec. 29, 2011 linked to the common stock of Abercrombie & Fitch Co.; via Morgan Stanley & Co. Inc.; pricing June 24; Cusip: 617482UX0
• Contingent annual interest notes due June 29, 2016 linked to Abbott Laboratories, Altria Group, Inc., Bristol-Myers Squibb Co., Consolidated Edison, Inc., Duke Energy Corp., FirstEnergy Corp., Frontier Communications Corp., Johnson & Johnson, Kraft Foods Inc., Lockheed Martin Corp., McDonald's Corp., Merck & Co., Inc., Pepco Holdings, Inc., Pfizer Inc., Pitney Bowes Inc., PPL Corp., Sysco Corp., TECO Energy, Inc., Verizon Communications Inc. and Windstream Corp.; via Morgan Stanley & Co. Inc.; pricing June 24; Cusip: 617482UR3
• 15% reverse convertible securities due Dec. 29, 2011 linked to the American Depository Shares of Baidu, Inc.; via Morgan Stanley & Co. Inc.; pricing June 24; Cusip: 617482UW2
• 0% Performance Leveraged Upside Securities due Dec. 28, 2012 linked to the Chilean peso, Korean won and the Philippine peso; via Morgan Stanley & Co. Inc.; pricing June 24
• Contingent coupon commodity-linked notes due June 29, 2015 linked to copper, corn, cotton, gasoline RBOB, nickel, palladium, silver, sugar, the S&P GSCI Brent Crude Index - Excess Return and the S&P GSCI Livestock Index - Excess Return; via Morgan Stanley & Co. Inc.; pricing June 24; Cusip: 617482VF8
• 8%-10% annualized Equity LinKed Securities due Dec. 23, 2011 linked to the common stock of Cummins Inc.; via Morgan Stanley & Co. Inc.; pricing June 24; Cusip: 61760E325
• 0% buffered jump securities due Dec. 29, 2014 linked to the Dow Jones Industrial Average; via Morgan Stanley & Co. Inc.; pricing June 24; Cusip: 617482UQ5
• 0% equity-linked notes due June 29, 2017 linked to the Dow Jones Industrial Average; via Morgan Stanley & Co. Inc.; pricing June 24; Cusip: 617482UP7
• 10% reverse convertible securities due Sept. 29, 2011 linked to Gannett Co., Inc. common stock; via Morgan Stanley & Co. Inc.; pricing June 24: Cusip: 617482UT9
• 14% reverse convertible securities due Sept. 29, 2011 linked to Goodyear Tire & Rubber Co. common stock; via Morgan Stanley & Co. Inc.; pricing June 24: Cusip: 617482US1
• Contingent income autocallable securities due June 25, 2012 linked to the common stock of Hess Corp.; via Morgan Stanley & Co. Inc.; pricing June 24; Cusip: 61760E333
• 1% equity-linked lock-in notes due June 24, 2026 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing June 24; Cusip: 61760E341
• 13.5% annualized reverse convertible securities due Dec. 29, 2011 linked to the common stock of Wynn Resorts Ltd.; via Morgan Stanley & Co. Inc.; pricing June 24; Cusip: 617482UV4
• 0% market-linked notes due June 30, 2017 linked to the Dow Jones Industrial Average; via UBS Financial Services Inc. and Morgan Stanley & Co. LLC; pricing June 27; Cusip: 61760E366
• Range accrual notes due June 30, 2026 linked to six-month Libor and the S&P 500 index; via J.P. Morgan Securities LLC; pricing June 27; Cusip: 48125XUV6
• Non-callable contingent coupon notes due June 30, 2031 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing June 27; Cusip: 617482VB7
• 0% performance allocation securities linked to the S&P 500 index, the MSCI EAFE index and the MSCI Emerging Markets index; via UBS Financial Services Inc. is the dealer, and Morgan Stanley & Co. Inc.; pricing June 27; Cusip: 61760E374
• CMS curve and Russell 2000 index-linked range accrual notes due June 30, 2031; via Morgan Stanley & Co. Inc.; settlement June 30; Cusip: 61745EX63
• CMS curve and S&P 500 index-linked notes due June 30, 2026; via Morgan Stanley & Co. Inc.; settling June 30; Cusip: 61745EY47
• Contingent income autocallable securities due June 2014 linked to Caterpillar Inc. shares; 80% trigger; via Morgan Stanley & Co. Inc.; pricing in June; Cusip: 61760E382
• 0% Performance Leveraged Upside Securities due July 2012 linked to the Financial Select Sector SPDR fund; via Morgan Stanley & Co. LLC; pricing in June; Cusip: 61760E416
• 0% trigger securities due June 2013 linked to the iShares FTSE China 25 index fund; via Morgan Stanley & Co. LLC; pricing in June; Cusip: 61760E432
• 0% trigger securities due June 2013 linked to the S&P 500 index; 75% trigger; via Morgan Stanley & Co. Inc.; Cusip: 61760E424
ROYAL BANK OF CANADA
• 0% buffered bullish enhanced return notes due June 20, 2013 linked to the Dow Jones Industrial Average; via RBC Capital Markets, LLC; pricing June 15; Cusip: 78008TEY6
• 13.5% reverse convertible notes due Sept. 20, 2011 linked to AK Steel Holding Corp. stock; via RBC Capital Markets Corp.; pricing June 15; Cusip: 78008TFD1
• 14.75% reverse convertible notes due Sept. 20, 2011 linked to Cree, Inc. stock; via RBC Capital Markets Corp.; pricing June 15; Cusip: 78008TFE9
• 11.75% reverse convertible notes due Sept. 20, 2011 linked to DryShips Inc. stock; via RBC Capital Markets Corp.; pricing June 15; Cusip: 78008TFF6
• 16% reverse convertible notes due Sept. 20, 2011 linked to Finisar Corp. stock; via RBC Capital Markets Corp.; pricing June 15; Cusip: 78008TFG4
• 13.25% reverse convertible notes due Sept. 20, 2011 linked to First Solar, Inc. stock; via RBC Capital Markets Corp.; pricing June 15; Cusip: 78008TFH2
• 17.5% reverse convertible notes due Sept. 20, 2011 linked to Green Mountain Coffee Roasters, Inc. stock; via RBC Capital Markets Corp.; pricing June 15; Cusip: 78008TFJ8
• 14.25% reverse convertible notes due Sept. 20, 2011 linked to Goodyear Tire & Rubber Co. stock; via RBC Capital Markets Corp.; pricing June 15; Cusip: 78008TFK5
• 15.75% reverse convertible notes due Sept. 20, 2011 linked to Hecla Mining Co. stock; via RBC Capital Markets Corp.; pricing June 15; Cusip: 78008TFL3
• 16.25% reverse convertible notes due Sept. 20, 2011 linked to JDS Uniphase Corp. stock; via RBC Capital Markets Corp.; pricing June 15; Cusip: 78008TFM1
• 16.5% reverse convertible notes due Sept. 20, 2011 linked to US Airways Group, Inc. stock; via RBC Capital Markets Corp.; pricing June 15; Cusip: 78008TFN9
• 18.5% reverse convertible notes due Sept. 20, 2011 linked to Lululemon Athletica Inc stock; via RBC Capital Markets Corp.; pricing June 15; Cusip: 78008TFP4
• 16.75% reverse convertible notes due Sept. 20, 2011 linked to MGM Resorts International stock; via RBC Capital Markets Corp.; pricing June 15; Cusip: 78008TFQ2
• 14% reverse convertible notes due Sept. 20, 2011 linked to Manitowoc Co. stock; via RBC Capital Markets Corp.; pricing June 15; Cusip: 78008TFR0
• 15% reverse convertible notes due Sept. 20, 2011 linked to Netflix Inc. stock; via RBC Capital Markets Corp.; pricing June 15; Cusip: 78008TFS8
• 17.25% reverse convertible notes due Sept. 20, 2011 linked to Northern Oil and Gas, Inc. stock; via RBC Capital Markets Corp.; pricing June 15; Cusip: 78008TFT6
• 14% reverse convertible notes due Sept. 20, 2011 linked to Nvidia Corp. stock; via RBC Capital Markets Corp.; pricing June 15; Cusip: 78008TFU3
• 18.5% reverse convertible notes due Sept. 20, 2011 linked to Patriot Coal Corp. stock; via RBC Capital Markets Corp.; pricing June 15; Cusip: 78008TFV1
• 15.5% reverse convertible notes due Sept. 20, 2011 linked to Rackspace Hosting, Inc. stock; via RBC Capital Markets Corp.; pricing June 15; Cusip: 78008TFW9
• 16% reverse convertible notes due Sept. 20, 2011 linked to Silver Wheaton Corp. stock; via RBC Capital Markets Corp.; pricing June 15; Cusip: 78008TFX7
• 17.5% reverse convertible notes due Sept. 20, 2011 linked to STEC Inc. stock; via RBC Capital Markets Corp.; pricing June 15; Cusip: 78008TFY5
• 14.75% reverse convertible notes due Sept. 20, 2011 linked to Supervalu Inc. stock; via RBC Capital Markets Corp.; pricing June 15; Cusip: 78008TFZ2
• 18.25% reverse convertible notes due Sept. 20, 2011 linked to Trina Solar Ltd. stock; via RBC Capital Markets Corp.; pricing June 15; Cusip: 78008TGA6
• 19.25% reverse convertible notes due Sept. 20, 2011 linked to Western Refining, Inc. stock; via RBC Capital Markets Corp.; pricing June 15; Cusip: 78008TGB4
• 12.5% reverse convertible notes due Dec. 20, 2011 linked to Brigham Exploration Co. stock; via RBC Capital Markets Corp.; pricing June 15; Cusip: 78008TGC2
• 12.5% reverse convertible notes due Dec. 20, 2011 linked to Cliffs Natural Resources Inc. stock; via RBC Capital Markets Corp.; pricing June 15; Cusip: 78008TGD0
• 11% reverse convertible notes due Dec. 20, 2011 linked to United States Steel Corp. stock; via RBC Capital Markets Corp.; pricing June 15; Cusip: 78008TGE8
• Bullish barrier return notes with digital coupon due July 19, 2012 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing June 15; Cusip: 78008TEZ3
• Redeemable step-up notes due June 17, 2031; via RBC Capital Markets, LLC; settlement June 17; Cusip: 78008TAW4
• 0% commodity-linked notes due Dec. 29, 2017 linked to the BNP Paribas Oscillator Commodities Target Volatility 8 USD Excess Return index; via RBC Capital Markets, LLC; pricing June 27; Cusip: 78008TFA7
• 0% return optimization securities due July 31, 2012 linked to the S&P 500 index; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing June 27; Cusip: 78010T654
• 0% buffered bullish enhanced return notes due June 28, 2013 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing June 27; Cusip: 78008TGL2
• 0% buffered bullish enhanced return notes due June 28, 2013 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing June 27; Cusip: 78008TGM0
• 0% direct investment notes due Aug. 8, 2012 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing July 6; Cusip: 78008TGF5
• Leveraged equity index-linked notes linked to the MSCI EAFE index due in 18-21 months; via Goldman Sachs & Co.
ROYAL BANK OF SCOTLAND PLC
• 0% capped enhanced participation notes with fixed buffer due July 1, 2013 linked to the iShares Russell 2000 index fund; via RBS Securities Inc.; pricing June 27; Cusip: 78009PAR2
• 0% capped enhanced participation notes with fixed buffer due July 1, 2013 linked to the S&P 500 index; via RBS Securities Inc.; pricing June 27; Cusip: 78009PAQ4
• Annual reset coupon securities due June 2014 linked to the S&P 500 index; via RBS Securities Inc.; pricing June 27; Cusip: 78009PAT8
• Annual reset coupon securities due June 2016 linked to the S&P 500 index; via RBS Securities Inc.; pricing June 27; Cusip: 78009PAS0
AB SVENSK EXPORTKREDIT
• 0% Accelerated Return Notes due August 2012 linked to the PHLX Oil Service Sector index; via Bank of America Merrill Lynch; pricing in June
• 0% Accelerated Return Notes due August 2012 linked to Rogers International Commodity Index - Excess Return; via Bank of America Merrill Lynch; pricing in June
• 0% enhanced growth securities with capped upside due Oct. 5, 2012 linked to the S&P 500 index; via Wells Fargo Securities, LLC; pricing in June
UBS AG, JERSEY BRANCH
• Callable step-up fixed-rate notes due June 15, 2016; via UBS Securities LLC and UBS Investment Bank; settlement June 15; Cusip: 90261JHC0
• 0% trigger step performance securities due Dec. 31, 2012 linked to the performance of the Norwegian krone, the Polish zloty and the Swedish krona.relative to the Japanese yen; via UBS Financial Services Inc. and UBS Investment Bank; pricing June 27; Cusip: 902669373
• Fixed-to-floating-rate notes due June 29, 2021 linked to the Consumer Price Index; via UBS securities LLC; settlement June 29; Cusip: 90261JHE6
• Callable step-up fixed-rate notes due June 30, 2021; via UBS Securities LLC and UBS Investment Bank; settlement June 30; Cusip: 90261JHD8
UBS AG, LONDON BRANCH
• 8.75% trigger yield optimization notes due June 21, 2012 linked to the common stock of Broadcom Corp.; via UBS Financial Services Inc. and UBS Investment Bank; pricing June 15; Cusip: 90267X288
• 7.35% trigger yield optimization notes due June 21, 2012 linked to the common stock of Dow Chemical Co.; via UBS Financial Services Inc. and UBS Investment Bank; pricing June 15; Cusip: 90267X270
• 7% trigger yield optimization notes due June 21, 2012 linked to the common stock of Wells Fargo & Co.; via UBS Financial Services Inc. and UBS Investment Bank; pricing June 15; Cusip: 90267X296
• 8.15%-10.65% trigger yield optimization notes due Dec. 22, 2011 linked to Alcoa Inc. common stock; 80% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing June 17; Cusip: 90267X619
• Trigger phoenix autocallable optimization securities due June 21, 2012 linked to the common stock of ConocoPhillips; via UBS Financial Services Inc. and UBS Investment Bank; pricing June 17; Cusip: 90267X635
• Trigger phoenix autocallable optimization securities due June 21, 2012 linked to the common stock of E.I. du Pont de Nemours and Co.; via UBS Financial Services Inc. and UBS Investment Bank; pricing June 17; Cusip: 90267X643
• 9.5%-12% trigger yield optimization notes due Dec. 22, 2011 linked to Elan Corp., plc American Depositary Shares; 65% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing June 17; Cusip: 90267X601
• Trigger phoenix autocallable optimization securities due June 21, 2012 linked to the common stock of Hewlett Packard Co.; via UBS Financial Services Inc. and UBS Investment Bank; pricing June 17; Cusip: 90267X627
• 0% buffered return optimization securities due June 28, 2013 linked to the Russell 2000 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing June 27; Cusip: 90267X189
• 0% buffered return optimization securities due June 28, 2013 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing June 27; Cusip: 90267X171
• 0% step return buffered securities due June 28, 2013 linked to the performance of a basket of currencies including the Brazilian real, the Russian ruble, the Indonesian rupiah, the Chinese renminbi and the Korean won, relative to the Japanese yen; via Deutsche Bank Securities Inc.; pricing June 27; Cusip: 2515A16Z9
• 0% trigger return optimization securities due June 30, 2014 linked to a basket of exchange-traded funds; via UBS Financial Services Inc. and UBS Investment Bank; pricing June 27; Cusip: 90267X197
UNION BANK, NA
• 0% market-linked certificates of deposit due June 29, 2018 linked to the Dow Jones-UBS Gold Subindex; via Citigroup Global Markets Inc.; pricing June 24; Cusip: 90521AFT0
• 0% quarterly capped return market-linked certificates of deposit due Dec. 29, 2014 linked to the Russell 2000 index; via UnionBanc Investment Services, LLC and distributors Advisors Asset Management, Inc. and Incapital LLC; pricing June 24; Cusip: 90521AFW3
• 0% quarterly capped return market-linked certificates of deposit due June 29, 2015 linked to the S&P 500 index; via UnionBanc Investment Services, LLC and distributor Incapital LLC; pricing June 24; Cusip: 90521AFX1
• 0% market-linked certificates of deposit due June 29, 2017 with average return linked to the S&P 500 index; via UnionBanc Investment Services, LLC; pricing June 24; Cusip: 90521AFZ6
• 0% market-linked certificates of deposit due June 29, 2015 linked to the Brazilian real, the Russian ruble, the Indian rupee and the Chinese renminbi; via UnionBanc Investment Services, LLC and distributors Advisors Asset Management, Inc. and Incapital LLC; pricing June 27; Cusip: 90521AFY9
• 0% quarterly capped return market-linked certificates of deposit due Dec. 30, 2013 linked to the Dow Jones - UBS Commodity index; via UnionBanc Investment Services, LLC and distributors Advisors Asset Management, Inc. and Incapital LLC; pricing June 27; Cusip: 90521AFV5
WELLS FARGO BANK, NA
• Market-linked certificates of deposit due June 26, 2018 linked to the Dow Jones - UBS Commodity index; via Wells Fargo Securities, LLC; pricing June 20; Cusip: 949748H59
• 0% market-linked certificates of deposit due June 30, 2017 linked to the Brazilian real, the Russian ruble, the Indian rupee and the Chinese renminbi relative to the dollar; via Incapital LLC; pricing June 24; Cusip: 949748H67
• Contingent annual interest market-linked certificates of deposit due June 30, 2015 linked to an equally weighted basket of the S&P GSCI Brent Crude Oil Index Excess Return, natural gas, copper, corn, cotton, gasoline, nickel, palladium, silver and sugar; via Incapital LLC as distributor; pricing June 24; Cusip: 949748H42
• 0% certificates of deposit due June 30, 2017 linked to the Dow Jones Industrial Average; via distributor Incapital LLC; pricing June 24; Cusip: 949748H34
WELLS FARGO & CO.
• Fixed-to-floating-rate notes due June 30, 2018 linked to Libor; via Wells Fargo Securities LLC; pricing June 27; Cusip: 94986REF4
• 0% enhanced growth securities with upside participation and fixed percentage buffered downside due August 2012 linked to crude oil, platinum, copper, corn and cotton; via Wells Fargo Securities, LLC; settlement in June; Cusip: 94986RDS7
• 0% enhanced growth securities with capped upside due August 2012 linked to the Russell 2000 index; via Wells Fargo Securities, LLC; settlement in June; Cusip: 94986RDP3
• Market-linked notes due January 2018 linked to the Dow Jones - UBS Commodity index; via Wells Fargo Securities, LLC; settlement in July; Cusip: 94986RDX6
• 0% enhanced growth securities with upside participation to a cap and fixed percentage buffered downside due July 2014 linked to the iShares Dow Jones U.S. Real Estate index fund; via Wells Fargo Securities, LLC; settlement in July; Cusip: 94986REB3
• 0% enhanced growth securities with upside participation to a cap and fixed percentage buffered downside due January 2014 linked to the iShares Russell 2000 index fund; via Wells Fargo Securities, LLC; settlement in July; Cusip: 94986REC1
• 0% enhanced growth securities due January 2016 with upside participation to a cap and contingent downside protection linked to the SPDR S&P 500 ETF Trust, the iShares Russell 2000 index fund, the iShares MSCI EAFE index fund and the iShares MSCI Emerging Market index fund; via Wells Fargo Securities, LLC; settlement in July; Cusip: 94986RDY4
• 0% enhanced growth securities due January 2016 linked to SPDR S&P 500 exchange-traded fund trust, the iShares Russell 2000 index fund, the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; 85% trigger; via Wells Fargo Securities, LLC; settlement in July; Cusip: 94986RDZ1
• 0% enhanced growth securities with upside participation to a cap and fixed percentage buffered downside due January 2015 linked to the iShares MSCI Emerging Markets index fund; via Wells Fargo Securities, LLC; pricing in July; Cusip: 94986REA5
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