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Structured Products Calendar
BANK OF AMERICA CORP.
• Step-up callable bonds due May 27, 2026; via Merrill Lynch, Pierce, Fenner & Smith Inc.; settlement May 27; Cusip: 06048WGB0
• Callable capped notes due May 27, 2031 linked to the 30-year and two-year Constant Maturity Swap rates; via Merrill Lynch, Pierce, Fenner & Smith Inc.; settlement May 27; Cusip: 06048WGC8
• Two-year 0% Capped Leveraged Index Return Notes linked to the common stocks of Apple Inc., Boeing Co., Cisco Systems, Inc., Deere & Co., Dell Inc., Danaher Corp., Emerson Electric Co., Honeywell International, Inc., Hewlett-Packard Co., International Business Machines Corp., Illinois Tool Works Inc., Juniper Networks, Inc., Microsoft Corp., Oracle Corp., Qualcomm, Inc., Texas Instruments Inc. and United Technologies Corp.; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• Six-year variable-coupon notes linked to the stocks of Apple Inc., Charles Schwab Corp., Cisco Systems, Inc., Deere & Co., FexEx Corp., Halliburton Co., JPMorgan Chase & Co., Las Vegas Sands Corp., NIKE Inc., Oracle Corp., Priceline.com Inc., Salesforce.com, Inc., UnitedHealth Group Inc., Wal-Mart Stores, Inc., Whole Foods Market, Inc. and Yahoo! Inc.; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% Strategic Accelerated Redemption Securities due June 2012 linked to the common stock of Cisco Systems, Inc.; via Bank of America Merrill Lynch; pricing in May
• Two-year 0% Capped Leveraged Index Return Notes tied to copper; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• Three-year 0% Currency Market Index Target-Term Securities linked to the dollar relative to the Japanese yen; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% two-year Leveraged Index Return Notes linked to the Dow Jones Global Titans 50 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% Market Index Target-Term Securities due May 2016 based on the Dow Jones Industrial Average; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% Market Index Target-Term Securities due June 2016 based on the Dow Jones UBS Commodity Index - Excess Return; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% Capped Leveraged Index Return Notes due May 2013 linked to Eastman Chemical Co. shares; 90% trigger; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% market-linked step-up notes due May 2015 linked to the Euro Stoxx 50 index; via Merrill Lynch & Co.; pricing in May
• 0% Capped Leveraged Index Return Notes due June 2013 tied to the gold spot price; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% Strategic Accelerated Redemption Securities due June 2012 linked to iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; 95% trigger; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 15-year callable Libor range accrual notes linked to six-month Libor; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% Accelerated Return Notes due July 2012 linked to the MSCI Emerging Markets index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% currency-linked step-up notes due June 2014 linked to a basket of the Norwegian krone, the Swedish krona, the British pound and the euro, relative to the dollar; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% two-year Capped Leveraged Index Return Notes linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• Four-year 0% market-linked step-up notes tied to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% Accelerated Return Notes due May 2013 linked to the S&P GSCI Agriculture Index Excess Return with a 50% weight, the Merrill Lynch Commodity index eXtra Energy Excess Return index with a 30% weight and the S&P GSCI Industrial Metals Index Excess Return with a 20% weight; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 53-week 8.5% STEP Income Securities linked to the ordinary shares of Schlumberger Ltd.; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 53-week 12.5% STEP Income Securities linked to Seagate Technology plc ordinary shares; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% Relative Value Strategic Accelerated Redemption Securities due June 2012 linked to the performance of the SPDR S&P 500 ETF Trust versus the iShares Barclays 20+ Year Treasury Bond Fund; via Bank of America Merrill Lynch; pricing in May
BANK OF MONTREAL
• 17.75% annualized reverse exchangeable notes due Aug. 31, 2011 linked to the common stock of Acme Packet, Inc.; 80% trigger; via BMO Capital Markets Corp.; pricing May 26; Cusip: 06366QKX4
• 13% annualized reverse exchangeable notes due Aug. 31, 2011 linked to the common stock of ATP Oil & Gas Corp.; 75% trigger; via BMO Capital Markets Corp.; pricing May 26; Cusip: 06366QKY2
• 16.25% annualized reverse exchangeable notes due Aug. 31, 2011 linked to the common stock of Cirrus Logic, Inc.; 80% trigger; via BMO Capital Markets Corp.; pricing May 26; Cusip: 06366QKZ9
• 31.75% annualized reverse exchangeable notes due Aug. 31, 2011 linked to the common stock of Eastman Kodak Co.; 70% trigger; via BMO Capital Markets Corp.; pricing May 26; Cusip: 06366QLA3
• 15.5% annualized reverse exchangeable notes due Aug. 31, 2011 linked to Finisar Corp. shares; via BMO Capital Markets Corp.; pricing May 26; Cusip: 06366QLB1
• 15% annualized reverse exchangeable notes due Aug. 15, 2011 linked to lululemon athletica inc. shares; 80% trigger; via BMO Capital Markets Corp.; pricing May 26; Cusip: 06366QLG0
• 30.25% annualized reverse exchangeable notes due Aug. 31, 2011 linked to Harbin Electric, Inc. shares; via BMO Capital Markets Corp.; pricing May 26; Cusip: 06366QLD7
• 17.5% annualized reverse exchangeable notes due Aug. 31, 2011 linked to Hecla Mining Co. shares; via BMO Capital Markets Corp.; pricing May 26; Cusip: 06366QLC9
• 0% bullish enhanced return notes due June 29, 2012 linked to the iShares FTSE China 25 index fund; via BMO Capital Markets Corp.; pricing May 26; Cusip: 06366QKU0
• 0% bullish enhanced return notes due June 29, 2012 linked to the iShares MSCI Brazil index fund; via BMO Capital Markets Corp.; pricing May 26; Cusip: 06366QKT3
• 0% bullish enhanced return notes due June 29, 2012 linked to the iShares MSCI Emerging Markets index fund; via BMO Capital Markets Corp.; pricing May 26; Cusip: 06366QKQ9
• 0% buffered bullish digital return notes due May 31, 2013 linked to the iShares MSCI Emerging Markets index fund; via BMO Capital Markets Corp.; pricing May 26; Cusip: 06366QKK2
• 0% bullish enhanced return notes due June 29, 2012 linked to the iShares MSCI Russell 2000 index fund; via BMO Capital Markets Corp.; pricing May 26; Cusip: 06366QKN6
• 0% buffered bullish digital return notes due May 31, 2013 linked to the iShares Russell 2000 index fund; via BMO Capital Markets Corp.; pricing May 26; Cusip: 06366QKJ5
• 0% bullish enhanced return notes due June 29, 2012 linked to the iShares Silver Trust; via BMO Capital Markets Corp.; pricing May 26; Cusip: 06366QKR7
• 0% buffered bullish digital return notes due May 31, 2013 linked to the iShares Silver Trust; via BMO Capital Markets Corp.; pricing May 26; Cusip: 06366QKP1
• 15% annualized reverse exchangeable notes due Aug. 31, 2011 linked to JDS Uniphase Corp. shares; via BMO Capital Markets Corp.; pricing May 26; Cusip: 06366QLE5
• 10% annualized reverse exchangeable notes due Aug. 15, 2011 linked to Netflix Inc. shares; 80% trigger; via BMO Capital Markets Corp.; pricing May 26; Cusip: 06366QLH8
• 15.75% annualized reverse exchangeable notes due Aug. 15, 2011 linked to Northern Oil and Gas, Inc. shares; 75% trigger; via BMO Capital Markets Corp.; pricing May 26; Cusip: 06366QLJ4
• 24.5% reverse exchangeable notes due Aug. 31, 2011 linked to Rambus Inc. common stock; 75% trigger; via BMO Capital Markets Corp.; pricing May 26; Cusip: 06366QLL9
• 20% reverse exchangeable notes due Aug. 31, 2011 linked to Rubicon Technology, Inc. common stock; 75% trigger; via BMO Capital Markets Corp.; pricing May 26; Cusip: 06366QLK1
• 0% bullish enhanced return notes due June 29, 2012 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing May 26; Cusip: 06366QKM8
• 0% buffered bullish digital return notes due May 31, 2013 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing May 26; Cusip: 06366QKH9
• 0% bullish enhanced return notes due June 29, 2012 linked to the SPDR Gold Trust; via BMO Capital Markets Corp.; pricing May 26; Cusip: 06366QKS5
• 0% buffered bullish digital return notes due May 31, 2013 linked to the SPDR Gold Trust; via BMO Capital Markets Corp.; pricing May 26; Cusip: 06366QKL0
• 22% reverse exchangeable notes due Aug. 31, 2011 linked to Spreadtrum Communications, Inc. common stock; 75% trigger; via BMO Capital Markets Corp.; pricing May 26; Cusip: 06366QLM7
• 10% annualized reverse exchangeable notes due Aug. 15, 2011 linked to US Airways Group, Inc. shares; 75% trigger; via BMO Capital Markets Corp.; pricing May 26; Cusip: 06366QLF2
• 17% reverse exchangeable notes due Aug. 31, 2011 linked to Western Refining, Inc. common stock; 75% trigger; via BMO Capital Markets Corp.; pricing May 26; Cusip: 06366QLN5
BARCLAYS BANK PLC
• 0% buffered digital plus notes due April 2, 2012 linked to the performance of palladium; via JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC with Barclays Capital Inc. as co-agent; pricing May 18; Cusip: 06738KKT7
• 0% trigger autocallable optimization securities due June 1, 2012 linked to Brent crude oil futures contracts; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing May 20; Cusip: 06741K478
• Buffered return enhanced notes due Nov. 26, 2012 linked to a basket of currencies relative to the dollar (Mexican peso, Turkish lira and Indonesian rupiah); via JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC; pricing May 20; Cusip: 06738KKM2
• 10.25% reverse convertible notes due Aug. 31, 2011 linked to AMR Corp. stock; via Barclays Capital Inc.; pricing May 25; Cusip: 06741JGW3
• 11% reverse convertible notes due Nov. 30, 2011 linked to Arch Coal, Inc. stock; via Barclays Capital Inc.; pricing May 25; Cusip: 06741JGS2
• 10% reverse convertible notes due Nov. 30, 2011 linked to ARM Holdings plc (American depositary shares) stock; via Barclays Capital Inc.; pricing May 25; Cusip: 06741JGZ6
• 12% reverse convertible notes due Aug. 31, 2011 linked to Baidu, Inc. (American Depository Share) stock; via Barclays Capital Inc.; pricing May 25; Cusip: 06741JGX1
• 11.75% reverse convertible notes due Nov. 30, 2011 linked to Delta Airlines, Inc. stock; via Barclays Capital Inc.; pricing May 25; Cusip: 06741JHA0
• Notes due Nov. 30, 2017 linked to the Dow Jones Industrial Average; via Barclays Capital Inc.; pricing May 25; Cusip: 06738KJB8
• 0% buffered Super Track notes due May 31, 2016 linked to the Dow Jones Industrial Average; 90% trigger; via Barclays Capital Inc.; pricing May 25; Cusip: 06738KJX0
• 11.25% reverse convertible notes due Nov. 30, 2011 linked to DryShips Inc. stock; via Barclays Capital Inc.; pricing May 25; Cusip: 06741JHB8
• 8% reverse convertible notes due May 30, 2012 linked to Ford Motor Co. stock; via Barclays Capital Inc.; pricing May 25; Cusip: 06741JGU7
• 12% reverse convertible notes due Nov. 30, 2011 linked to Freeport-McMoRan Copper & Gold Inc. stock; via Barclays Capital Inc.; pricing May 25; Cusip: 06741JHC6
• 0% notes due May 31, 2013 linked to the Hang Seng China Enterprises index; via Barclays Capital Inc.; pricing May 25; Cusip: 06738KJU6
• 11.25% reverse convertible notes due Aug. 31, 2011 linked to JDS Uniphase Corp. stock; via Barclays Capital Inc.; pricing May 25; Cusip: 06741JGY9
• 16.25% reverse convertible notes due Nov. 30, 2011 linked to LDK Solar Co., Ltd. (American Depositary Shares) stock; via Barclays Capital Inc.; pricing May 25; Cusip: 06741JHG7
• 11.1% reverse convertible notes due May 30, 2012 linked to Netflix, Inc. stock; via Barclays Capital Inc.; pricing May 25; Cusip: 06741JHE2
• 9% reverse convertible notes due Nov. 30, 2011 linked to Noble Corp. stock; via Barclays Capital Inc.; pricing May 25; Cusip: 06741JGT0
• 11.25% reverse convertible notes due May 30, 2012 linked to Nokia Corp. (American depositary shares) stock; via Barclays Capital Inc.; pricing May 25; Cusip: 06741JGV5
• 8.75% annualized reverse convertible notes due Nov. 30, 2011 linked to Peabody Energy Corp. shares; 80% trigger; via Barclays Capital Inc.; pricing May 25; Cusip: 06741JGP8
• 14.1% reverse convertible notes due Nov. 30, 2011 linked to Rambus Inc. stock; via Barclays Capital Inc.; pricing May 25; Cusip: 06741JHD4
• 0% digital notes due Aug. 30, 2012 linked to the Russell 2000 index; via Barclays Capital Inc.; pricing May 25; Cusip: 06738KJW2
• 0% buffered return optimization securities due May 31, 2013 linked to the S&P 500 index; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing May 25; Cusip: 06740C196
• Callable fixed-rate range accrual notes due May 29, 2026 linked to the S&P 500 index; via Barclays Capital Inc.; pricing May 25; Cusip: 06738KJF9
• 12.75% annualized reverse convertible notes due Nov. 30, 2011 linked to Seagate Technology shares; 80% trigger; via Barclays Capital Inc.; pricing May 25; Cusip: 06741JGQ6
• 10.9% reverse convertible notes due May 30, 2012 linked to Silver Wheaton Corp. stock; via Barclays Capital Inc.; pricing May 25; Cusip: 06741JHF9
• 9.25% annualized reverse convertible notes due Nov. 30, 2011 linked to United States Steel Corp. shares; 80% trigger; via Barclays Capital Inc.; pricing May 25; Cusip: 06741JGR4
• Three-year 0% enhanced buffer market-linked step-up notes linked to the Dow Jones Industrial Average; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% Accelerated Return Notes due July 2012 linked to the MSCI EAFE index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and Barclays Capital Inc.; pricing in May
• Zero-coupon capped leveraged index return notes due May 2013 linked to the Russell 2000 index; 90% trigger; via Merrill Lynch, Pierce, Fenner & Smith Inc. and Barclays Capital Inc.; pricing in May
• Zero-coupon capped leveraged index return notes due May 2013 linked to the S&P 500 index; 90% trigger; via Merrill Lynch, Pierce, Fenner & Smith Inc. and Barclays Capital Inc.; pricing in May
• 0% Accelerated Return Notes due July 2012 linked to the S&P 500 index; via Merrill Lynch & Co; pricing in May
CITIGROUP FUNDING INC.
• 8%-10% annualized Equity LinKed Securities due Nov. 23, 2011 linked to Barclays plc American Depository Shares; 80% trigger; via Citigroup Global Markets Inc.; pricing May 24; Cusip: 17317U204
• 0.5% market-linked notes due Nov. 23, 2016 linked to the Dow Jones Industrial Average; via Citigroup Global Markets Inc.; pricing May 24; Cusip: 1730T0MG1
• 7%-9% annualized Equity LinKed Securities due Nov. 23, 2011 linked to Schlumberger NV shares; 80% trigger; via Citigroup Global Markets Inc.; pricing May 24; Cusip: 17316G123
• Index-linked notes due 2016 linked to the S&P 500 index; Citigroup Global Markets Inc.; settlement in May; Cusip: 1730T0MH9
• 0% Performance Leveraged Upside Securities due June 27, 2012 linked to the S&P GSCI Grains index-excess return; via Citigroup Global Markets Inc. pricing in May; Cusip: 1730T0MF3
• 1% market-linked notes due 2016 linked to the Brazilian real, Russian ruble, Indian rupee and Chinese yuan; via Citigroup Global Markets Inc.; Cusip: 1730T0MP1
CREDIT SUISSE AG, NASSAU BRANCH
• High/low coupon callable yield notes due May 24, 2012 linked to the S&P 500 index, the Russell 2000 index and the iShares MSCI Brazil index fund; via Credit Suisse Securities (USA) LLC; pricing May 19; Cusip: 22546E6W9
• 6%-8% callable yield notes due Aug. 27, 2012 linked to the iShares MSCI Emerging Markets index fund and the Russell 2000 index; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing May 20; Cusip: 22546E5Y6
• High/low coupon callable yield notes due May 25, 2012 linked to the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing May 20; Cusip: 22546E7E8
• 8.5% callable yield notes due May 25, 2012 linked to the Russell 2000 index, the United States Oil Fund, LP and the Market Vectors Gold Miners exchange-traded fund; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing May 20; Cusip: 22546E7A6
• 12.05% callable yield notes due May 25, 2012 linked to the Russell 2000 index, the United States Natural Gas Fund, LP and the Market Vectors Gold Miners exchange-traded fund; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing May 20; Cusip: 22546E6X7
• 0% Buffered Accelerated Return Equity Securities due May 27, 2015 linked to the S&P 500 index; 90% trigger; via Credit Suisse Securities (USA) LLC; pricing May 20; Cusip: 22546E5X8
• 5%-6% callable yield notes due Aug. 27, 2012 linked to the S&P 500 index and the Russell 2000 index; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing May 20; Cusip: 22546E5Z3
• High/low coupon callable yield notes due May 25, 2012 linked to the S&P 500 index and the Russell 2000 index; 80% trigger; via Credit Suisse Securities (USA) LLC; pricing May 20; Cusip: 22546E7D0
• High/low coupon callable yield notes due May 25, 2012 linked to the S&P 500 index, the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing May 20; Cusip: 22546E7F5
• 0% Accelerated Return Equity Securities due May 29, 2015 linked to the Credit Suisse Commodities Benchmark Excess Return index; via Credit Suisse Securities (USA) LLC; pricing May 23; Cusip: 22546E6A7
• 11.3% callable yield notes due May 29, 2012 linked to the Russell 2000 index, the SPDR S&P Homebuilders exchange-traded fund and the United States Natural Gas Fund, LP; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing May 23; Cusip: 22546E7B4
• CS global basket notes due May 31, 2016 linked to copper, sugar, Brent crude oil, corn, nickel, cotton, soybeans and silver; via Credit Suisse Securities (USA) LLC; pricing May 24; Cusip: 22546E6E9
• High/low coupon callable yield notes due May 29, 2012 linked to the S&P 500 index, the Russell 2000 index and the iShares MSCI Brazil index fund; via Credit Suisse Securities (USA) LLC; pricing May 24; Cusip: 22546E6V1
• 0% CS notes due May 31, 2016 linked to the Credit Suisse Merger Arbitrage Liquid Risk Controlled index; via Credit Suisse Securities (USA) LLC; pricing May 25; Cusip: 22546E6C3
0% Cert PLUS securities due May 31, 2017 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing May 25; Cusip: 22546E6U3
• 0% autocall notes due June 2, 2014 linked to the iShares MSCI EAFE index fund; via Citigroup Global Markets Inc.; pricing May 25; Cusip: 1730T0MK2
• 8%-10% annualized callable yield notes due Nov. 30, 2011 linked to the iShares Silver Trust and the Market Vectors Gold Miners exchange-traded fund; 77.5% trigger; via Credit Suisse Securities (USA) LLC; pricing May 25; Cusip: 22546E5J9
• 0% Buffered Accelerated Return Equity Securities due May 31, 2016 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing May 25; Cusip: 22546E6D1
• 8.5%-10.5% callable yield notes due Nov. 30, 2011 linked to the S&P 500 index, the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing May 25; Cusip: 22546E5L4
• 0% callable Cert PLUS securities due Nov. 30, 2012 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing May 25; Cusip: 22546E5G5
• High/low coupon callable yield notes due May 31, 2012 linked to the SPDR S&P Metals & Mining exchange-traded fund and the Market Vectors Gold Miners ETF; via Credit Suisse Securities (USA) LLC; pricing May 25; Cusip: 22546E5H3
• 8% annualized callable yield notes due Dec. 1, 2011 linked to the S&P 500 index, the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing May 26; Cusip: 22546E7C2
• 10%-12% callable yield notes due June 4, 2012 linked to the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing May 31; Cusip: 22546E6M1
• 0% Cert PLUS securities due June 3, 2016 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing May 31; Cusip: 22546E4H4
• 0% callable Cert PLUS securities due June 4, 2012 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing May 31; Cusip: 22546E5V2
• High/low coupon callable yield notes due June 4, 2012 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing May 31; Cusip: 22546E6F6
• 8.75%-10.75% annualized callable yield notes due Dec. 5, 2011 linked to the S&P 500 index, the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing May 31; Cusip: 22546E6L3
• High/low coupon callable yield notes due June 4, 2012 linked to the SPDR S&P Metals & Mining exchange-traded fund and the Market Vectors Gold Miners ETF; via Credit Suisse Securities (USA) LLC; pricing May 31; Cusip: 22546E5W0
DEUTSCHE BANK AG, LONDON BRANCH
• 0% step return buffered securities due May 23, 2013 linked to the performance of the Brazilian real, Russian ruble, Indonesian rupiah, Chinese renminbi and Korean won relative to the Japanese yen; via Deutsche Bank Securities Inc.; pricing May 20; Cusip: 2515A16G1
• 0% market contribution securities due July 26, 2012 linked to the Deutsche Bank Commodity Booster - Dow Jones - UBS Total Return After Cost TV 14 index; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing May 23; Cusip: 2515A16Q9
• 0% alpha overlay securities due June 28, 2012 linked to the Deutsche Bank Liquid Commodity Index - Mean Reversion Plus Excess Return and the Deutsche Bank Commodity Harvest - 10 Index USD Total Return; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing May 25; Cusip: 2515A16J5
• 0% trigger performance securities due May 31, 2016 linked to the Hang Seng China Enterprises index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing May 25; Cusip: 25154W746
• 0% buffered return optimization securities due May 31, 2013 linked to the Russell 2000 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing May 25; Cusip: 25154W753
• 0% trigger performance securities due May 31, 2016 linked to the S&P 500 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing May 25; Cusip: 25154W662
• 0% leveraged securities due Dec. 3, 2013 linked to the Deutsche Bank Commodity Harvest-10 USD ERAC index with an 18.375% weight, the Deutsche Bank Commodity Booster-Dow Jones-UBS Excess Return After Cost TV 14 index with a 14.875% weight, the Deutsche Bank Haven Plus Excess Return index with a 13.125% weight, the Deutsche Bank Fed Funds Total Return index with a 12.5% weight, the Deutsche Bank Trends x12 Excess Return index with a 10.5% weight, the Deutsche Bank US Volatility Harvest Excess Return index with a 9.625% weight, the Deutsche Bank X-Alpha USD Excess Return index with a 9.625% weight, the Deutsche Bank Equity Mean Reversion Alpha index with a 7.875% weight and the Deutsche Bank Equity Long Volatility Investment Strategy II index with a 3.5% weight; via Deutsche Bank Securities Inc.; pricing May 27; Cusip: 2515A16P1
EKSPORTFINANS ASA
• 0% Accelerated Return Notes due August 2012 linked to the gold spot price; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% Strategic Accelerated Redemption Securities due June 2012 linked to the iShares MSCI Brazil index fund; 95% trigger; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% autocallable access securities with fixed percentage buffered downside due May 31, 2013 linked to the iShares Russell 2000 index fund; via Wells Fargo Securities, LLC; pricing in May
• 0% Accelerated Return Notes due July 2012 linked to the palladium spot price; via Merrill Lynch; pricing in May
• 0% Accelerated Return Notes due July 2012 linked to the Rogers International Commodity index - Agriculture Excess Return; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% Strategic Accelerated Redemption Securities due June 2012 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in May
• 0% autocallable access securities with fixed percentage buffered downside due May 31, 2013 linked to SPDR S&P Metals and Mining fund; via Wells Fargo Securities, LLC; 90% trigger; pricing in May
GOLDMAN SACHS GROUP, INC.
• 0% leveraged buffered basket-linked notes due June 6, 2012 tied to the Euro Stoxx 50 index with a 53% weight, the FTSE 100 index with a 24% weight and the Topix index with a 23% weight; via J.P. Morgan Securities LLC as lead with Goldman Sachs & Co.; pricing May 20; Cusip: 38143UUX7
• Callable step-up fixed-rate notes due May 2023; via Goldman Sachs & Co. and Incapital LLC; settlement in May; Cusip: 38143UUN9
• Callable step-up fixed-rate notes due May 2026; via Goldman Sachs & Co. and Incapital LLC; settle in May; Cusip: 38143UUS8
• 24- to 26-month 0% currency-linked notes tied to a basket of exchange rates including the Chinese renminbi, South Korean won and Singapore dollar, all against the U.S. Dollar; via Goldman, Sachs & Co.
• 18-month 0% currency-linked notes due May 29, 2013 tied to Malaysian Ringgit, Indonesian Rupiah and Singapore Dollar; 95% trigger; via Goldman Sachs & Co. and J.P. Morgan Securities LLC; Cusip: 38143UUV1
• 0% commodity-linked trigger notes due May 29, 2012 linked to the S&P GSCI Brent Crude Index Excess Return; via J.P. Morgan Securities LLC and Goldman Sachs & Co.; Cusip: 38143UUW9
• 0% 10-year notes linked to the 10-year Constant Maturity Swap rate; via Goldman Sachs & Co.; Cusip: 38143UUY5
• Five-year inflation-linked notes tied to the Consumer Price Index; via Goldman, Sachs & Co.; Cusip: 38143UUQ2
• Six-year 0% equity-linked notes linked to the Dow Jones Industrial Average; via Goldman, Sachs & Co.; Cusip: 38143UUJ8
• Two-year 0% leveraged buffered fund-linked notes tied to the iShares Silver Trust; 85% trigger; via Goldman Sachs & Co.; Cusip: 38143UUE9
• 0% leveraged equity index fund-linked notes due 18 to 21 months after issue tied to the iShares MSCI Emerging Markets index fund; via Goldman Sachs & Co.
• 24- to 27-month 0% leveraged buffered index-linked notes tied to the MSCI EAFE index; via Goldman Sachs & Co.
• Two-year 0% leveraged buffered index fund-linked notes linked to the MSCI Emerging Markets index fund; via Goldman Sachs & Co.; Cusip: 38143UTP6
• 0% autocallable buffered index-linked notes due Feb. 6, 2013 linked to the Russell 2000 index; 80% trigger; via Goldman Sachs & Co.; Cusip: 38143USL6
• 0% buffered index-linked notes due in 18 to 21 months tied to the S&P 500 index; via Goldman, Sachs & Co.
• 0% leveraged buffered index-linked notes due May 1, 2013 tied to the S&P 500 index; via Goldman, Sachs & Co.; Cusip: 38143UTV3
• 0% buffered index-linked notes due Dec. 1, 2014 tied to the S&P 500 index; via Goldman, Sachs & Co.; Cusip: 38143UUK5
• 15-year callable quarterly range accrual notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38143UUG4
• 15-year callable quarterly range accrual notes linked to the S&P 500 index and Libor; via Goldman Sachs & Co.; Cusip: 38143UUH2
• 15-year callable quarterly range accrual notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: is 38143UUT6
• 15-year callable quarterly range accrual notes linked to the S&P 500 index and Libor; via Goldman Sachs & Co.; Cusip: 38143UUU3
• 48- to 54-month 0% leveraged buffered basket-linked notes based on the S&P 500 index and the MSCI EAFE index; via Goldman Sachs & Co.
• 0% five-year notes linked to the S&P 500 index, the MSCI EAFE index, the Russell 2000 index, the Dow Jones - UBS Commodity index and the iShares MSCI Emerging Markets index fund; via Goldman Sachs & Co.; Cusip: 38143UTH4
• 48-month 0% leveraged buffered basket-linked notes linked S&P 500 index, the MSCI EAFE index, the S&P MidCap 400 index and the Russell 2000 index; 70% trigger; via Goldman Sachs & Co.; Cusip: 38143UUC3
HARRIS NA
• 0% certificates of deposit due May 31, 2017 inversely linked to the Barclays Capital U.S. Treasury 7-10 Year Total Return index; via BMO Capital Markets Corp. (Incapital LLC is distributor); pricing May 25; Cusip: 41456TPG8
HSBC BANK USA NA
• 0.5%-0.75% income and performance certificates of deposit due May 26, 2015 linked to the Brazilian real, the Russian ruble, the Indian rupee and the Chinese renminbi; via HSBC Securities (USA) Inc.; pricing May 19; Cusip: 40431GSH3
• 0.75%-1% income and performance certificates of deposit due May 25, 2016 linked to the Brazilian real, the Russian ruble, the Indian rupee and the Chinese renminbi; via HSBC Securities (USA) Inc.; pricing May 19; Cusip: 40431GSG5
• 0% Far East opportunity certificates of deposit due May 25, 2017 linked to the Hang Seng, TWSE, MSCI Singapore Free and Kospi 200 indexes; via HSBC Securities (USA) Inc.; pricing May 19; Cusip: 40431GSC4
• 0% certificates of deposit with minimum return due May 25, 2017 linked to the Dow Jones Industrial Average; via HSBC Securities (USA) Inc.; pricing May 20; Cusip: 40431GRZ4
• Annual income opportunity certificates of deposit with auto cap feature due May 26, 2017 linked to the common stocks of Aluminum Corp. of China Ltd., Baidu, Inc., China Unicom, Chunghwa Telecom Co., Ltd., Cnooc Ltd., Icici Bank Ltd., Infosys Technologies Ltd., LG Display Co. Ltd., SK Telecom Co., Ltd. and Tata Motors Ltd.; via HSBC Securities (USA) Inc.; pricing May 23; Cusip: 40431GRQ4
• 0.5% accumulated annual return certificates of deposit due May 26, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing May 23; Cusip: 40431GSJ9
• Income plus certificates of deposit due May 30, 2018 with 5% potential coupon linked to common stocks of Altria Group, Inc., Eli Lilly & Co., Lockheed Martin Corp., Johnson & Johnson and Procter & Gamble Co.; via HSBC Securities (USA) Inc.; pricing May 24; Cusip: 40431GRU5
• Income plus certificates of deposit due May 30, 2018 with 7.5% potential coupon linked to common stocks of Altria Group, Inc., Eli Lilly & Co., Lockheed Martin Corp., Johnson & Johnson and Procter & Gamble Co.; via HSBC Securities (USA) Inc.; pricing May 24; Cusip: 40431GRV3
• Income plus certificates of deposit due May 30, 2018 with 10% potential coupon linked to common stocks of Altria Group, Inc., Eli Lilly & Co., Lockheed Martin Corp., Johnson & Johnson and Procter & Gamble Co.; via HSBC Securities (USA) Inc.; pricing May 24; Cusip: 40431GRW1
• Income plus certificates of deposit due May 30, 2018 with 12.5% potential coupon linked to common stocks of Altria Group, Inc., Eli Lilly & Co., Lockheed Martin Corp., Johnson & Johnson and Procter & Gamble Co.; via HSBC Securities (USA) Inc.; pricing May 24; Cusip: 40431GRX9
• Annual income opportunity certificates of deposit with auto cap feature due May 29, 2015 linked to CME Group Inc., Eli Lilly & Co., Exxon Mobil Corp., Intel Corp., Lockheed Martin Corp., Lowe's Cos., Inc., Microsoft Corp., Northern Trust Corp., Qualcomm, Inc., Sysco Corp., Time Warner Cable Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc.; pricing May 24; Cusip: 40431GSS9
• Annual income opportunity certificates of deposit with auto cap feature due May 30, 2018 linked to CME Group Inc., Eli Lilly & Co., Exxon Mobil Corp., Intel Corp., Lockheed Martin Corp., Lowe's Cos., Inc., Microsoft Corp., Northern Trust Corp., Qualcomm, Inc., Sysco Corp., Time Warner Cable Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc.; pricing May 24; Cusip: 40431GRE1
• Annual income opportunity certificates of deposit with auto cap feature due May 31, 2017 linked to Banco Santander SA, Boeing Co., China Life Insurance Co., Ltd., Companhia Siderurgica Nacional SA, Research In Motion Ltd., Rio Tinto plc, Sanofi-Aventis, SAP AG, Sasol, Sony Corp., Southern Co. and Telefonaktiebolaget LM Ericsson; via HSBC Securities (USA) Inc.; pricing May 25; Cusip: 40431GRL5
• Annual income opportunity certificates of deposit with auto cap due May 31, 2016 linked to the stocks of Bank of America Corp., Bristol-Myers Squibb Co., Broadcom Corp., Entergy Corp., Mosaic Co., Newmont Mining Corp., Schlumberger Ltd., Tiffany & Co., Verizon Communications, Waste Management, WellPoint Inc. and Yahoo! Inc.; via HSBC Securities (USA) Inc.; pricing May 25; Cusip: 40431GSE0
• Annual income opportunity certificates of deposit with auto cap due May 31, 2017 linked to the stocks of Bank of America Corp., Bristol-Myers Squibb Co., Broadcom Corp., Entergy Corp., Mosaic Co., Newmont Mining Corp., Schlumberger Ltd., Tiffany & Co., Verizon Communications, Waste Management, WellPoint Inc. and Yahoo! Inc.; via HSBC Securities (USA) Inc.; pricing May 25; Cusip: 40431GRT8
HSBC USA INC.
• 0% buffered Accelerated Market Participation Securities due Aug. 23, 2012 linked to the iShares MSCI Brazil index fund; via HSBC Securities (USA) Inc.; pricing May 20; Cusip: 4042K1GZ0
• 0% buffered Accelerated Market Participation Securities due Nov. 26, 2012 linked to the iShares MSCI Brazil index fund; via HSBC Securities (USA) Inc.; pricing May 20; Cusip: 4042K1GV9
• 0% buffered Accelerated Market Participation Securities due Aug. 23, 2012 linked to the iShares MSCI Emerging Markets index fund; via HSBC Securities (USA) Inc.; pricing May 20; Cusip: 4042K1GY3
• 0% buffered Accelerated Market Participation Securities due Nov. 26, 2012 linked to the iShares MSCI Emerging Markets index fund; via HSBC Securities (USA) Inc.; pricing May 20; Cusip: 4042K1GU1
• 0% Accelerated Market Participation Securities due Aug. 23, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 20; Cusip: 4042K1HB2
• 0% Accelerated Market Participation Securities due Nov. 26, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 20; Cusip: 4042K1HD8
• 0% buffered Accelerated Market Participation Securities due Aug. 23, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 20; Cusip: 4042K1GX5
• 0% buffered Accelerated Market Participation Securities due Nov. 26, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 20; Cusip: 4042K1GT4
• 0% Accelerated Market Participation Securities due Aug. 23, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing May 20; Cusip: 4042K1HA4
• 0% Accelerated Market Participation Securities due Nov. 26, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing May 20; Cusip: 4042K1HC0
• 0% buffered Accelerated Market Participation Securities due Aug. 23, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing May 20; Cusip: 4042K1GW7
• 0% buffered Accelerated Market Participation Securities due Nov. 26, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing May 20; Cusip: 4042K1GS6
• 0% Performance Leveraged Upside Securities due June 27, 2012 linked to the iShares MSCI Emerging Markets index fund; via HSBC Securities (USA) Inc.; pricing May 24; Cusip: 40433C841
• 8%-11% autocallable yield notes due May 22, 2012 linked to the SPDR S&P Metals & Mining exchange-traded fund, the Oil Service Holdrs Trust and the Market Vectors Agribusiness ETF; HSBC Securities (USA) Inc.; pricing May 24; Cusip: 4042K1HF3
• 0% Currency Accelerated Return Securities due May 30, 2013 linked to a basket of the Brazilian real, Australian dollar, Norwegian krone and Canadian dollar; via HSBC Securities (USA) Inc.; pricing May 25; Cusip: 4042K1GR8
• Currency appreciation coupon securities due May 31, 2016 linked to the Chinese renminbi relative to the dollar; via HSBC Securities (USA) Inc.; pricing May 25; Cusip: 4042K1HE6
• Collared floating-rate notes due May 31, 2016 linked to two-year Constant Maturity Treasury rate; via HSBC Securities (USA) Inc.; pricing May 25; Cusip: 4042K1HP1
• 0% trigger performance securities due May 31, 2016 linked to the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing May 25; Cusip: 40433C833
• 0% trigger return optimization securities due May 30, 2014 linked to the iShares MSCI Emerging Markets index fund, the iShares MSCI EAFE index fund and SPDR Trust Series 1; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing May 25; Cusip: 40433C825
• 0% buffered Accelerated Market Participation Securities due Oct. 25, 2012 linked to the iShares MSCI Brazil index fund; via HSBC Securities (USA) Inc.; pricing in May; Cusip: 4042K1HH9
• 0% Asian Currency Accelerated Return Securities due May 2013 linked to the Philippine peso, Malaysian ringgit, Indonesian rupiah and Singapore dollar; via HSBC Securities (USA) Inc.; pricing in May; Cusip: 4042K1HR7
• 0% buffered Accelerated Market Participation Securities due Oct. 25, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing in May; Cusip: 4042K1HG1
• 0% buffered Accelerated Market Participation Securities due Oct. 25, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing in May; Cusip: 4042K1HK2
• 0% buffered Accelerated Market Participation Securities due Oct. 25, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing in May; Cusip: 4042K1GQ0
JPMORGAN CHASE BANK, NA
• Contingent coupon certificates of deposit due May 31, 2018 linked to the common stocks of AMR Corp., Costco Wholesale Corp. Halliburton Co., Hess Corp., Kraft Foods Inc., PepsiCo, Inc., Qualcomm Inc., Silver Wheaton Corp., Wells Fargo & Co. and Wyndham Worldwide Corp.; via J.P. Morgan Securities LLC and Incapital LLC; pricing May 25; Cusip: 48123YYS9
• Digital contingent coupon certificates of deposit due May 31, 2016 linked to the common stocks of AMR Corp., Costco Wholesale Corp. Halliburton Co., Hess Corp., Kraft Foods Inc., PepsiCo, Inc., Qualcomm Inc., Silver Wheaton Corp., Wells Fargo & Co. and Wyndham Worldwide Corp.; via J.P. Morgan Securities LLC and Incapital LLC; pricing May 25; Cusip: 48123YYP5
• Digital contingent coupon certificates of deposit due May 31, 2017 linked to the common stocks of AMR Corp., Costco Wholesale Corp. Halliburton Co., Hess Corp., Kraft Foods Inc., PepsiCo, Inc., Qualcomm Inc., Silver Wheaton Corp., Wells Fargo & Co. and Wyndham Worldwide Corp.; via J.P. Morgan Securities LLC and Incapital LLC; pricing May 25; Cusip: 48123YYQ3
• Digital contingent coupon certificates of deposit due May 31, 2018 linked to the common stocks of AMR Corp., Costco Wholesale Corp. Halliburton Co., Hess Corp., Kraft Foods Inc., PepsiCo, Inc., Qualcomm Inc., Silver Wheaton Corp., Wells Fargo & Co. and Wyndham Worldwide Corp.; via J.P. Morgan Securities LLC and Incapital LLC; pricing May 25; Cusip: 48123YYT7
• 0% certificates of deposit due May 31, 2016 linked to the Brazilian real, Australian dollar, Norwegian krone and Canadian dollar; via J.P. Morgan Securities LLC and distributor Incapital LLC; pricing May 25; Cusip: 48123YYC4
• 0% certificates of deposit due May 31, 2017 linked to the Dow Jones Industrial Average, iShares MSCI EAFE index fund and iShares MSCI Emerging Markets index fund; via J.P. Morgan Securities LLC and distributor Incapital LLC; pricing May 25; Cusip: 48123YYW0
• 0% certificates of deposit due May 31, 2016 linked to the J.P. Morgan Alternative Index Multi-Strategy 5 (USD); via J.P. Morgan Securities LLC and Incapital LLC; pricing May 25; Cusip: 48123YYA8
• 0% certificates of deposit due May 31, 2016 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC and Incapital LLC; pricing May 25; Cusip: 48123YYH3
• Annual income certificates of deposit due May 31, 2017 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC and distributor Incapital LLC; pricing May 25; Cusip: 48123YYF7
• 0% certificates of deposit due Nov. 30, 2017 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 25; Cusip: 48123YYZ3
• Callable variable-rate range accrual certificates of deposit due May 31, 2026 linked to Libor and the S&P 500 index; via J.P. Morgan Securities LLC as underwriter and Incapital LLC as distributor; settling May 31; Cusip: 48123YZD1
JPMORGAN CHASE & CO.
• Autocallable buffered return enhanced notes due June 1, 2012 linked to a basket of two futures contracts and one commodity (Brent crude oil futures contracts, copper and corn futures contracts); via J.P. Morgan Securities LLC; pricing May 20; Cusip: 48125XRP3
• 0% single observation knock-out notes due Nov. 26, 2012 linked to ConocoPhillips shares; 71% trigger; via J.P. Morgan Securities LLC; pricing May 20; Cusip: 48125XRQ1
• Callable fixed-rate step-up notes due May 26, 2026; via J.P. Morgan Securities LLC; pricing May 23; Cusip: 48125XRL2
• Floored fixed-to-floating notes due May 27, 2021; via J.P. Morgan Securities LLC; pricing May 24; Cusip: 48125XQR0
• Floored fixed-to-floating notes due May 27, 2021; via J.P. Morgan Securities LLC; pricing May 24; Cusip: 48125XQM1
• Fixed-to-floating notes due May 27, 2021 with 5.25% initial rate, floor of zero, cap of 7%; via J.P. Morgan Securities LLC; pricing May 24; Cusip: 48125XQT6
• Floored floating-rate notes due May 27, 2021; via J.P. Morgan Securities LLC; pricing May 24; Cusip: 48125XQG4
• 0% outperformance jump securities due Nov. 29, 2012 linked to the SPDR S&P 500 exchange-traded fund trust relative to the iShares Barclays 20-year Treasury bond fund; via J.P. Morgan Securities LLC; pricing May 24; Cusip: 46634X245
• 11% upside autocallable single observation reverse exchangeable notes due May 31, 2012 linked to Freeport McMoRan Copper & Gold Inc. shares; via J.P. Morgan Securities LLC; pricing May 25; Cusip: 48125XRE8
• Buffered return enhanced notes due Nov. 30, 2012 linked to iShares MSCI EAFE index fund; via J.P. Morgan Securities LLC; pricing May 25; Cusip: 48125XPF7
• 13% upside autocallable single observation reverse exchangeable notes due May 31, 2012 linked to Las Vegas Sands Corp. shares; via J.P. Morgan Securities LLC; pricing May 25; Cusip: 48125XRF5
• 17.5% upside autocallable single observation reverse exchangeable notes due May 31, 2012 linked to LDK Solar Co. ADRs; via J.P. Morgan Securities LLC; pricing May 25; Cusip: 48125XRD0
• Buffered return enhanced notes due Nov. 30, 2012 linked to Russell 2000 index; via J.P. Morgan Securities LLC; pricing May 25; Cusip: 48125XPE0
• 10% callable yield notes due May 31, 2012 linked to the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; 75% trigger; via J.P. Morgan Securities LLC; pricing May 25; Cusip: 48125XPC4
• 10% callable yield notes due May 31, 2012 linked to the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; 60% trigger; via J.P. Morgan Securities LLC; pricing May 25; Cusip: 48125XPB6
• 0% buffered return enhanced notes due Nov. 30, 2012 linked to the S&P 500 index; 90% trigger; via J.P. Morgan Securities LLC; pricing May 25; Cusip: 48125XQF6
• 0% capped index knock-out notes due Nov. 30, 2012 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 25; Cusip: 48125XPX8
• 0% capped index knock-out notes due May 31, 2013 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 25; Cusip: 48125XPY6
• 0% knock-out buffered return enhanced notes due Nov. 30, 2012 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 25; Cusip: 48125XPG5
• 0% knock-out buffered return enhanced notes due May 31, 2013 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 25; Cusip: 48125XPH3
• 15.75% upside autocallable single observation reverse exchangeable notes due May 31, 2012 linked to Silver Wheaton Corp. shares; via J.P. Morgan Securities LLC; pricing May 25; Cusip: 48125XRC2
• 10% upside autocallable single observation reverse exchangeable notes due May 31, 2012 linked to Valero Energy Corp. shares; via J.P. Morgan Securities LLC; pricing May 25; Cusip: 48125XRB4
• 0% single review notes due July 2, 2012 linked to the MSCI World index; via J.P. Morgan Securities LLC; pricing May 26; Cusip: 48125XQB5
• 0% return notes due June 6, 2012 linked to equal weights of AGCO Corp., Akamai Technologies, Inc., Amdocs Ltd., Cabot Oil & Gas Corp., EQT Corp., Mead Johnson Nutrition Co., Mylan Inc., Nalco Holding Co., NovaGold Resources Inc., Petrohawk Energy Corp., Pioneer Natural Resources Co., SPX Corp., SunTrust Banks, Inc., United Therapeutics Corp. and Watts Water Technologies, Inc.; via J.P. Morgan Securities LLC; pricing May 20; Cusip: 48125XSF4
• 9% to 11% trigger yield optimization notes due May 25, 2012 linked to the common stock of Consol Energy Inc.; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing May 20; Cusip: 46634X195
• 6.5% to 8.5% trigger yield optimization notes due May 25, 2012 linked to the common stock of Occidental Petroleum Corp.; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing May 20; Cusip: 46634X211
• 15% reverse convertible notes due Aug. 30, 2011 linked to AK Steel Holding Corp. stock; via JPMorgan; pricing May 26; Cusip: 48125XRS7
• 14.75% reverse convertible notes due Nov. 30, 2011 linked to Baidu, Inc. (ADSs) stock; via JPMorgan; pricing May 26; Cusip: 48125XSA5
• 18% reverse convertible notes due Aug. 30, 2011 linked to DryShips Inc. stock; via JPMorgan; pricing May 26; Cusip: 48125XRX6
• 13.25% reverse convertible notes due Nov. 30, 2011 linked to Freeport-McMoRan Copper & Gold Inc. stock; via JPMorgan; pricing May 26; Cusip: 48125XSD9
• 14.75% reverse convertible notes due Nov. 30, 2011 linked to Goodyear Tire & Rubber Co. stock; via JPMorgan; pricing May 26; Cusip: 48125XSB3
• 12.75% reverse convertible notes due Aug. 30, 2011 linked to Las Vegas Sands Corp. stock; via JPMorgan; pricing May 26; Cusip: 48125XRV0
• 21.75% reverse convertible notes due Aug. 30, 2011 linked to LDK Solar Co., Inc. (AdS) stock; via JPMorgan; pricing May 26; Cusip: 48125XRY4
• 21% reverse convertible notes due Aug. 30, 2011 linked to lululemon athletica inc. stock; via JPMorgan; pricing May 26; Cusip: 48125XRW8
• 18% reverse convertible notes due Aug. 30, 2011 linked to McMoRan Exploration Co. stock; via JPMorgan; pricing May 26; Cusip: 48125XRU2
• 15.5% reverse convertible notes due Nov. 30, 2011 linked to MGM Resorts International stock; via JPMorgan; pricing May 26; Cusip: 48125XSC1
• 14.25% reverse convertible notes due Aug. 30, 2011 linked to Netflix, Inc. stock; via JPMorgan; pricing May 26; Cusip: 48125XRT5
• 18% reverse convertible notes due Aug. 30, 2011 linked to Silver Wheaton Corp. stock; via JPMorgan; pricing May 26; Cusip: 48125XRZ1
• 8% annualized callable yield notes due Dec. 12, 2011 linked to the SPDR S&P Metals & Mining exchange-traded fund and the iShares MSCI Brazil index fund; via J.P. Morgan Securities LLC; pricing June 7; Cusip: 48125XSE7
MORGAN STANLEY
• 0% knock-out notes due June 6, 2012 linked to the American Depositary Shares of Anheuser-Busch InBev SA/NV; via J.P. Morgan Securities LLC with Morgan Stanley & Co. Inc. and JPMorgan Chase Bank, NA as co-agents; pricing May 20; Cusip: 617482UJ1
• 0% knock-out notes due June 6, 2012 linked to the Philadelphia Oil Service Sector index; via J.P. Morgan Securities LLC and Morgan Stanley & Co. Inc.; pricing May 20; Cusip: 617482UK8
• 0% return enhanced notes due June 6, 2012 linked to the Philadelphia Oil Service Sector index; via J.P. Morgan Securities LLC and Morgan Stanley & Co. Inc.; pricing May 20; Cusip: 617482UL6
• Contingent annual interest notes due May 27, 2016 linked to Abbott Laboratories, Altria Group, Inc., Bristol-Myers Squibb Co., CenturyLink, Inc., Consolidated Edison, Inc., Duke Energy Corp., FirstEnergy Corp., Frontier Communications Corp., Johnson & Johnson, Kraft Foods Inc., Lockheed Martin Corp., McDonald's Corp., Merck & Co., Inc., Pepco Holdings, Inc., Pfizer Inc., Pitney Bowes Inc., PPL Corp., Sysco Corp., TECO Energy, Inc. and Verizon Communications Inc.; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip: 617482TR5
• 11%-14% Equity LinKed Securities due Nov. 23, 2011 linked to AMR Corp. common stock; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip: 61760E713
• Currency-linked notes due May 29, 2015 linked to the performance of the Brazilian real, Australian dollar, Canadian dollar and Norwegian krone relative to the U.S. dollar; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip: 61747YDB8
• 7%-9% annualized Equity LinKed Securities due Nov. 23, 2011 linked to CBS Corp shares; 80% trigger; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip: 61760E648
• 13.5% annualized reverse convertible securities due Nov. 29, 2011 linked to Cliffs Natural Resources shares; 80% trigger; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip: 617482TZ7
• 13.5% reverse convertible securities due Aug. 29, 2011 linked to Dean Foods Co. shares; 80% trigger; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip: 617482TW4
• 0% buffered jump securities due May 29, 2015 linked to the Dow Jones Industrial Average; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip: 617482TS3
• 0% equity-linked notes due May 30, 2017 linked to the Dow Jones Industrial Average; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip: 617482TQ7
• Contingent income autocallable securities due May 24, 2012 linked to the common stock of Freeport-McMoRan Copper & Gold Inc.; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip: 61760E655
• Contingent income autocallable securities due May 2014 linked to the common stock of Freeport-McMoRan Copper & Gold Inc.; via Morgan Stanley & Co. Inc.; pricing in May; Cusip: 61760E317
• 12% annualized reverse convertible securities due Nov. 29, 2011 linked to Freeport-McMoRan Copper & Gold Inc. shares; 80% trigger; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip: 617482UA0
• 14% reverse convertible securities due Aug. 29, 2011 linked to lululemon athletica inc. shares; 80% trigger; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip: 617482TY0
• 15.5% reverse convertible securities due Aug. 29, 2011 linked to Netflix, Inc. shares; 80% trigger; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip: 617482TX2
• 0% trigger Performance Leveraged Upside Securities due May 23, 2014 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip: 61760E622
• 0% equity-linked partial principal at risk securities due May 24, 2017 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip: 61760E630
• Contingent coupon notes due May 27, 2015 linked to a S&P GSCI Brent Crude Index - Excess Return, S&P GSCI Livestock Index - Excess Return, copper, corn, cotton, gasoline RBOB, nickel, palladium, silver and sugar; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip: 617482TT1
•12% annualized reverse convertible securities due Nov. 29, 2011 linked to SanDisk Corp. shares; 80% trigger; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip: 617482UB8
• 0% buffered return optimization securities due May 31, 2013 linked to the iShares MSCI Emerging Markets index fund; 90% trigger; via UBS Financial Services Inc. and Morgan Stanley & Co. Inc.; pricing May 25; Cusip: 61760E671
• Contingent coupon range accrual notes due May 29, 2026 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing May 25; Cusip 617482UH5
• Non-callable contingent coupon notes due May 30, 2031 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing May 25; Cusip: 617482UG7
• 0% performance allocation securities linked to the S&P 500, MSCI EAFE and MSCI Emerging Markets indexes; via UBS Financial Services Inc. and Morgan Stanley & Co. Inc.; pricing May 25; Cusip: 61760E663
• 0% buffered return optimization securities due May 31, 2013 linked to the S&P MidCap 400 index; 90% trigger; via UBS Financial Services Inc. and Morgan Stanley & Co. Inc.; pricing May 25; Cusip: 61760E689
• Floating-rate notes due May 31, 2023; via Morgan Stanley & Co. Inc.; settling May 31; Cusip: 61745ES44
• Fixed-to-floating notes due May 31, 2017 linked to the Consumer Price Index; via Morgan Stanley & Co. Inc.; settling May 31; Cusip: 61745EQ87
• CMS curve and Russell 2000 index-linked range accrual notes due May 31, 2031; via Morgan Stanley & Co.; settling May 31; Cusip: 61745ER60
• 0% trigger securities due May 2013 linked Brent crude oil, copper, corn, cotton, nickel, palladium and soybeans; via Morgan Stanley & Co. Inc.; pricing in May; Cusip: 617482UF9
• 0% Performance Leveraged Upside Securities due November 2011 linked to the Energy Select Sector SPDR fund; via Morgan Stanley & Co. Inc.; pricing in May; Cusip: 61760E739
• 0% buffered securities due May 2015 linked to the Nikkei 225 index; via Morgan Stanley & Co. Inc.; pricing in May; Cusip: 617482UE2
• 0% jump securities due November 2011 linked to the Philadelphia Oil Service Sector index; via Morgan Stanley & Co. Inc.; pricing in May; Cusip: 61760E697
• 0% Performance Leveraged Upside Securities due June 2012 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing in May; Cusip: 61760E721
• 0% index Leading Stockmarket Return Securities due October 2012 linked to the S&P GSCI Grains Index-Excess Return; via Morgan Stanley & Co. Inc.; pricing in May; Cusip: 617482TU8
ROYAL BANK OF CANADA
• 6.5% to 9% annualized trigger yield optimization notes due Nov. 28, 2011 linked to the common stock of Goldcorp, Inc.; 80% trigger; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing May 20; Cusip: 78009C381
• 11% to 13.5% annualized trigger yield optimization notes due Nov. 28, 2011 linked to the common stock of Micron Technology, Inc.; 70% trigger; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing May 20; Cusip: 78009C399
• 11.25% reverse convertible notes due Aug. 31, 2011 linked to AK Steel Holding Corp. stock; via RBC Capital Markets Corp.; pricing May 25; Cusip: 78008TCX0
• 15% reverse convertible notes due Aug. 31, 2011 linked to ATP Oil & Gas Corp. stock; via RBC Capital Markets Corp.; pricing May 25; Cusip: 78008TCY8
• 11% reverse convertible notes due Aug. 31, 2011 linked to Delta Air Lines, Inc. stock; via RBC Capital Markets Corp.; pricing May 25; Cusip: 78008TCZ5
• 11.5% reverse convertible notes due Aug. 31, 2011 linked to DryShips Inc. stock; via RBC Capital Markets Corp.; pricing May 25; Cusip: 78008TDA9
• 13.5% reverse convertible notes due Aug. 31, 2011 linked to Finisar Corp. stock; via RBC Capital Markets Corp.; pricing May 25; Cusip: 78008TDB7
• 12.5% reverse convertible notes due Nov. 30, 2011 linked to Freeport-McMoRan Copper & Gold Inc. stock; via RBC Capital Markets Corp.; pricing May 25; Cusip: 78008TDY7
• 12.5% reverse convertible notes due Nov. 30, 2011 linked to Goodyear Tire & Rubber Co. stock; via RBC Capital Markets Corp.; pricing May 25; Cusip: 78008TDZ4
• 15% reverse convertible notes due Aug. 31, 2011 linked to Green Mountain Coffee Roasters, Inc. stock; via RBC Capital Markets Corp.; pricing May 25; Cusip: 78008TDC5
• 13.75% reverse convertible notes due Aug. 31, 2011 linked to Hecla Mining Co. stock; via RBC Capital Markets Corp.; pricing May 25; Cusip: 78008TDD3
• 12.25% reverse convertible notes due Aug. 31, 2011 linked to H&R Block, Inc. stock; via RBC Capital Markets Corp.; pricing May 25; Cusip: 78008TDE1
• 11.75% reverse convertible notes due Nov. 30, 2011 linked to InterOil Corp. stock; via RBC Capital Markets Corp.; pricing May 25; Cusip: 78008TEA8
• 13.5% reverse convertible notes due Aug. 31, 2011 linked to JDS Uniphase Corp. stock; via RBC Capital Markets Corp.; pricing May 25; Cusip: 78008TDF8
• 15.5% reverse convertible notes due Aug. 31, 2011 linked to lululemon athletica inc. stock; via RBC Capital Markets Corp.; pricing May 25; Cusip: 78008TDH4
• 12.25% reverse convertible notes due Aug. 31, 2011 linked to MGM Resorts International stock; via RBC Capital Markets Corp.; pricing May 25; Cusip: 78008TDJ0
• 15.75% reverse convertible notes due Aug. 31, 2011 linked to Netflix Inc. stock; via RBC Capital Markets Corp.; pricing May 25; Cusip: 78008TDK7
• 18.5% reverse convertible notes due Aug. 31, 2011 linked to Northern Oil and Gas, Inc. stock; via RBC Capital Markets Corp.; pricing May 25; Cusip: 78008TDL5
• 13.75% reverse convertible notes due Aug. 31, 2011 linked to Nvidia Corp. stock; via RBC Capital Markets Corp.; pricing May 25; Cusip: 78008TDM3
• 14.5% reverse convertible notes due Aug. 31, 2011 linked to Patriot Coal Corp. stock; via RBC Capital Markets Corp.; pricing May 25; Cusip: 78008TDN1
• 14.5% reverse convertible notes due Aug. 31, 2011 linked to Rackspace Hosting, Inc. stock; via RBC Capital Markets Corp.; pricing May 25; Cusip: 78008TDP6
• 10.75% reverse convertible notes due Nov. 30, 2011 linked to Research In Motion Ltd. stock; via RBC Capital Markets Corp.; pricing May 25; Cusip: 78008TEB6
• 0% buffered bullish notes due May 30, 2014 linked to the Russell 2000 index; via RBC Capital Markets, LLC; pricing May 25; Cusip: 78008TBA1
• 0% buffered bullish notes due May 30, 2014 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing May 25; Cusip: 78008TBB9
• 0% buffered bullish enhanced return notes due May 30, 2014 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing May 25; Cusip: 78008TAZ7
• 11.5% reverse convertible notes due Nov. 30, 2011 linked to Salesforce.com, Inc. stock; via RBC Capital Markets Corp.; pricing May 25; Cusip: 78008TDX9
• 17.25% reverse convertible notes due Aug. 31, 2011 linked to Silver Wheaton Corp. stock; via RBC Capital Markets Corp.; pricing May 25; Cusip: 78008TDR2
• 14% reverse convertible notes due Aug. 31, 2011 linked to STEC Inc. stock; via RBC Capital Markets Corp.; pricing May 25; Cusip: 78008TDS0
• 11% reverse convertible notes due Aug. 31, 2011 linked to Supervalu Inc. stock; via RBC Capital Markets Corp.; pricing May 25; Cusip: 78008TDT8
• 17% reverse convertible notes due Aug. 31, 2011 linked to Trina Solar Ltd. stock; via RBC Capital Markets Corp.; pricing May 25; Cusip: 78008TDU5
• 17.75% reverse convertible notes due Aug. 31, 2011 linked to US Airways Group, Inc. stock; via RBC Capital Markets Corp.; pricing May 25; Cusip: 78008TDG6
• 10.75% reverse convertible notes due Aug. 31, 2011 linked to Veeco Instruments Inc. stock; via RBC Capital Markets Corp.; pricing May 25; Cusip: 78008TDV3
• 16.75% reverse convertible notes due Aug. 31, 2011 linked to Western Refining, Inc. stock; via RBC Capital Markets Corp.; pricing May 25; Cusip: 78008TDW1
• Redeemable range accrual notes due May 27, 2026 linked to six-month Libor; via RBC Capital Markets, LLC; settlement May 27; Cusip: 78008TAV6
• 0% Strategic Accelerated Redemption Securities due May 2012 linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc., pricing in May
• 0% direct investment notes due July 9, 2012 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing June 3; Cusip: 78008TCF9
• Leveraged equity index-linked notes linked to the MSCI EAFE index due in 18-21 months; via Goldman Sachs & Co.
ROYAL BANK OF SCOTLAND PLC
• Capped fixed-to-floating notes due May 25, 2021 linked to the Consumer Price Index; via RBS Securities Inc.; pricing May 20; Cusip: 78009PAM3
• 0% capped enhanced participation notes with fixed buffer due May 31, 2013 linked to the S&P 500 index; via RBS Securities Inc.; pricing May 25; Cusip: 78009PAJ0
• 0% capped market-linked principal-protected notes due Nov. 30, 2016 linked to the S&P 500 index; via RBS Securities Inc.; pricing May 25; Cusip: 78009PAH4
• 0% capped market-linked principal-protected notes due Nov. 30, 2016 linked to the S&P 500 index; via RBS Securities Inc.; pricing May 25; Cusip: 78009PAL5
AB SVENSK EXPORTKREDIT
• 0% enhanced growth securities with leveraged upside and fixed percentage buffered downside due Dec. 5, 2014 linked to crude oil, platinum, copper, corn and cotton; 85% trigger; via Wells Fargo Securities, LLC; pricing in May
• 53-week 7.5% STEP Income Securities linked to the common stock of Halliburton Co.; via Bank of America Merrill Lynch; pricing in May
• 0% enhanced growth securities with capped upside due Aug. 6, 2012 linked to the iShares MSCI Emerging Markets index fund; via Wells Fargo Securities, LLC; pricing in May
• 0% enhanced growth securities with capped upside due June 4, 2012 linked to the S&P 500 index; via Wells Fargo Securities, LLC; pricing in May
• 0% equity index-linked notes linked to the S&P 500 index; via Goldman, Sachs & Co.
• 12- to 14-month 0% equity index-linked notes on the Topix index; via Goldman, Sachs & Co.
UBS AG
• 0% trigger performance securities due May 31, 2016 linked to the UBS Bloomberg Constant Maturity Commodity Index Excess Return; via UBS Financial Services Inc. and UBS Investment Bank; pricing May 25; Cusip: 90267G830
UBS AG, JERSEY BRANCH
• Callable step-up fixed-rate notes due May 25, 2018; via UBS Securities LLC and UBS Investment Bank; settlement May 25; Cusip: 90261JHA4
• Callable step-up fixed-rate notes due May 25, 2021; via UBS Securities LLC and UBS Investment Bank; settlement May 25; Cusip: 90261JGZ0
• 0% trigger step performance securities due Nov. 30, 2012 linked to the performance of the Norwegian krone, the Polish zloty and the Swedish krona relative to the Japanese yen; via UBS Financial Services Inc. and UBS Investment Bank; pricing May 25; Cusip: 902669340
• Callable step-up fixed-rate notes due May 26, 2026; via UBS Securities LLC and UBS Investment Bank; settlement May 26; Cusip: 90261JHB2
UBS AG, LONDON BRANCH
• Trigger phoenix autocallable optimization securities due May 24, 2012 linked to Boston Scientific Corp. common stock; via UBS Financial Services Inc. and UBS Investment Bank; pricing May 20; Cusip: 90267B773
• Trigger phoenix autocallable optimization securities due May 24, 2012 linked to International Paper Co. common stock; via UBS Financial Services Inc. and UBS Investment Bank; pricing May 20; Cusip: 90267B781
• 0% contingent return optimization securities due May 31, 2013 linked to the Russell 2000 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing on May 25; Cusip: 90267G822
• 0% step performance securities due May 25, 2013 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing May 25; Cusip: 90267G814
• 0% performance securities due Nov. 30, 2012 linked to Norwegian krone, the Polish zloty and the Swedish krona versus the yen; via UBS Financial Services Inc. and UBS Investment Bank; pricing May 25; Cusip 902669365
UNION BANK, NA
• 0% market-linked certificates of deposit due May 27, 2015 linked to the Brazilian real, Russian ruble, Indian rupee and Chinese renminbi; via UnionBanc Investment Services, LLC and distributor Incapital LLC; pricing May 25; Cusip: 90521AFR4
• 0% quarterly capped return market-linked certificates of deposit due Nov. 28, 2014 linked to the price of gold; via UnionBanc Investment Services, LLC as agent and Incapital LLC as distributor; pricing May 25; Cusip: 90521AFP8
• 0% quarterly capped return market-linked certificates of deposit due May 27, 2015 linked to the S&P 500 index; via UnionBanc Investment Services, LLC as agent and Incapital LLC as distributor; pricing May 25; Cusip: 90521AFQ6
WELLS FARGO BANK NA
• 0% market-linked certificates of deposit due May 31, 2017 linked to Australian dollar, the Brazilian real, the Canadian dollar and the Norwegian krone; via Incapital LLC; pricing May 24; Cusip: 949748G35
• 0% certificates of deposit due May 31, 2017 linked to the Dow Jones Industrial Average; via Incapital LLC as distributor; pricing May 24; Cusip: 949748G27
• Market-linked certificates of deposit due May 31, 2018 linked to the Dow Jones - UBS Commodity index; via Incapital LLC; pricing May 24; Cusip: 949748G50
• Contingent annual interest market-linked certificates of deposit due May 29, 2015 based on a basket of the S&P GSCI Brent Crude Oil Index Excess Return, the S&P GSCI Livestock Index Excess Return, copper, corn, cotton, gasoline, nickel, palladium, silver and soybeans; via Incapital LLC as distributor; pricing May 24; Cusip: 949748F93
• Market-linked notes due June 2017 linked to the Dow Jones - UBS Commodity index; via Wells Fargo Securities, LLC; settlement in June; Cusip: 94986RDU2
WELLS FARGO & CO.
• Fixed-to-floating notes due May 28, 2021 linked to the Consumer Price Index; via Wells Fargo Securities, LLC; pricing May 25; Cusip: 94986RDV0
• Floating-rate notes due May 2019 linked to the Consumer Price Index; via Wells Fargo Securities, LLC; settlement in May; Cusip: 94986RDN8
• 0% enhanced growth securities due November 2013 linked to the iShares Russell 2000 index fund; 90% trigger; via Wells Fargo Securities, LLC; settlement in May; Cusip: 94986RDG3
• 0% enhanced growth securities due May 2015 linked to SPDR S&P 500 ETF Trust, the iShares Russell 2000 index fund, the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; 85% trigger; via Wells Fargo Securities, LLC; settlement in May; Cusip: 94986RDJ7
• 0% enhanced growth securities due November 2015 linked to SPDR S&P 500 ETF Trust, the iShares Russell 2000 index fund, the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; 60% trigger; via Wells Fargo Securities, LLC; settlement in May; Cusip: 94986RDK4
• 0% enhanced growth securities due June 2014 linked to the iShares Dow Jones U.S. Real Estate index fund; via Wells Fargo Securities, LLC; pricing in May; Cusip: 94986RDQ1
• 0% enhanced growth securities with upside participation and fixed percentage buffered downside due August 2012 linked to a basket of commodities (crude oil, platinum, copper, corn and cotton); via Wells Fargo Securities, LLC; settlement in June; Cusip: 94986RDS7
• Market-linked notes due June 2017 tied to the Dow Jones-UBS Commodity index; via Wells Fargo Securities, LLC; settlement in June; Cusip: 94986RDU2
• 0% enhanced growth securities with capped upside due August 2012 linked to the Russell 2000 index; via Wells Fargo Securities, LLC; settlement in June; Cusip: 94986RDP3
• 0% enhanced growth securities due December 2015 with upside participation to a cap and contingent downside protection linked to the SPDR S&P 500 ETF Trust, the iShares Russell 2000 index fund, the iShares MSCI EAFE index fund and the iShares MSCI Emerging Market index fund; via Wells Fargo Securities, LLC; settlement in June; Cusip: 94986RDT5
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