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Structured Products Calendar
BANK OF AMERICA CORP.
• Five-year variable coupon certificates of deposit linked to a basket of the futures contracts of Brent crude oil, soybean and sugar and the spot prices of copper and gold; via Merrill Lynch, Pierce, Fenner & Smith Inc. as agent and Incapital LLC as distributor; pricing in April; Cusip: 06051ACJ9
• 0% enhanced buffer market-linked step-up notes due April 2014 linked to the Dow Jones Industrial Average; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% Market Index Target-Term Securities due April 2016 linked to the Dow Jones Industrial Average; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% Strategic Return Notes linked to the Investable Volatility index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% Strategic Accelerated Redemption Securities due May 2012 linked to the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• One-year 0% Strategic Accelerated Redemption Securities linked to the Market Vectors Russia exchange-traded fund; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% notes due April 2014 linked to the MSCI India index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% Leveraged Index Return Notes due April 2013 linked to MSCI Singapore Free index and the MSCI Taiwan index; 90% trigger; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% Accelerated Return Notes due July 2012 linked to the Merrill Lynch Commodity index eXtra - Excess Return; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% currency-linked step-up notes due April 2014 linked to Norwegian krone, the Swedish krona, the British pound and the euro; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• Four-year 0% market-linked step-up notes tied to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% Relative Value Strategic Accelerated Redemption Securities linked to the performance of the SPDR Gold trust versus the PowerShares DB U.S. Dollar Index bullish fund; Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• One-year 0% Relative Value Strategic Accelerated Redemption Securities linked to the performance of the SPDR S&P 500 ETF trust versus the iShares Barclays 20+ Year Treasury Bond fund; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• Six-year variable-coupon notes linked to the stocks of Apple Inc., Charles Schwab Corp., Cisco Systems, Inc., Deere & Co., FexEx Corp., Halliburton Co., JPMorgan Chase & Co., Las Vegas Sands Corp., NIKE Inc., Oracle Corp., Priceline.com Inc., Salesforce.com, Inc., UnitedHealth Group Inc., Wal-Mart Stores, Inc., Whole Foods Market, Inc. and Yahoo! Inc.; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April or May
• 0% two-year Capped Leveraged Index Return Notes linked to copper; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April or May
• 0% two-year Leveraged Index Return Notes linked to the Dow Jones Global Titans 50 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April or May
• 0% two-year Capped Leveraged Index Return Notes linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April or May
• Three-year 0% Currency Market Index Target-Term Securities linked to the dollar relative to the Japanese yen; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April or May
BANK OF MONTREAL
• Commodity-linked notes due April 28, 2017 linked to copper spot price, nickel spot price, silver spot price, gold spot price, sugar futures contract, Brent crude oil futures contract and cotton futures contract; via BMO Capital Markets Corp.; pricing April 26
• 0% bullish enhanced return notes due April 30, 2013 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06366QFV4
• 0% buffered bullish enhanced return notes due April 30, 2013 linked to the iShares MSCI Emerging Markets index fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06366QFW2
• 0% buffered bullish digital return notes due April 30, 2013 linked to the iShares MSCI Japan index fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06366QFX0
• 0% uspide booster notes due April 30, 2014 linked to the iShares Russell 2000 index fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06366QGA9
• 0% upside booster notes due April 30, 2014 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06366QFZ5
• 0% buffered bullish booster notes due April 30, 2013 linked to the SPDR Gold Trust; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06366QGB7
BANK OF THE WEST
• Growth opportunity market-linked certificates of deposit due April 30, 2018 linked to the common shares of Altria Group, Inc., AT&T Inc., Bristol-Myers Squibb Co., Dominion Resources Inc., Kimberly-Clark Corp., Southern Co. and Verizon Communications Inc.; via BNP Paribas Securities Corp.; pricing April 26; Cusip: 06426XAV2
• Market-linked certificates of deposit due April 29, 2016 linked to a basket of ADRs of AstraZeneca PLC, GlaxoSmithKline PLC and Nokia Corp. and the common stocks of Altria Group, Inc., AT&T Inc., Barrick Gold Corp., Campbell Soup Co., Colgate-Palmolive Corp., Kimberly-Clark Corp. and Southern Co.; via BNP Paribas Securities Corp. as agent and Advisors Asset Management, Inc. as distributor; pricing April 26; Cusip: 06426XAU4
• Market-linked certificates of deposit due April 29, 2016 linked to a basket of stocks of Baxter International Inc., Bristol-Myers Squibb Co., General Mills Inc., Merck & Co. Inc., Monsanto Co., Newmont Mining Corp., Reynolds American Inc., Sprint Nextel Corp., Verizon Communications Inc. and Whole Foods Market Inc.; via BNP Paribas Securities Corp. as agent and Advisors Asset Management, Inc. as distributor; pricing April 26; Cusip: 06426XAS9
• Market-linked certificates of deposit due April 28, 2017 linked to a basket of stocks of Baxter International Inc., Bristol-Myers Squibb Co., General Mills Inc., Merck & Co. Inc., Monsanto Co., Newmont Mining Corp., Reynolds American Inc., Sprint Nextel Corp., Verizon Communications Inc. and Whole Foods Market Inc.; a BNP Paribas Securities Corp. as agent and Advisors Asset Management, Inc. as distributor; pricing April 26; Cusip: 06426XAT7
BARCLAYS BANK DELAWARE
• Certificates of deposit due April 16, 2016 linked to the S&P 500 index; via Barclays Capital Inc.; pricing April 25; Cusip: 06740APL7
BARCLAYS BANK PLC
• 0% notes due April 23, 2013 linked to Brent crude, gasoline RBOB, heating oil, copper, nickel, gold, corn, cotton, soybeans and sugar; via Barclays Capital Inc.; pricing April 18; Cusip 06738KHN4
• 9% reverse convertible notes due April 27, 2012 linked to Bank of America Corp. stock; via Barclays Capital; pricing April 26; Cusip: 06741JFZ7
• 0.5% notes due May 1, 2014 linked to a basket of commodities (Brent crude, gasoline RBOB, heating oil, copper, nickel, gold, corn, cotton, soybean sugar); via Barclays Capital Inc., pricing April 26; Cusip: 06738KHG9
• 8% reverse convertible notes due April 27, 2012 linked to Ford Motor Co. stock; via Barclays Capital; pricing April 26; Cusip: 06741JFW4
• 10% reverse convertible notes due Oct. 31, 2011 linked to Ford Motor Co. stock; via Barclays Capital; pricing April 26; Cusip: 06741JFY0
• 8.5% reverse convertible notes due Oct. 31, 2011 linked to Freeport-McMoRan Copper & Gold Inc. stock; via Barclays Capital; pricing April 26; Cusip: 06741JGF0
• 11.75% reverse convertible notes due July 29, 2011 linked to Goodyear Tire & Rubber Co. stock; via Barclays Capital; pricing April 26; Cusip: 06741JGA1
• 0% Super Track notes due April 29, 2015 linked to Hang Seng China Enterprises index, the Korea Composite Stock Price Index 200 and the MSCI Taiwan Price index; via Barclays Capital Inc.; pricing April 26; Cusip: 06738KGK1
• 13.25% reverse convertible notes due July 29, 2011 linked to Hecla Mining Co. stock; via Barclays Capital; pricing April 26; Cusip: 06741JGB9
• 15.75% reverse convertible notes due July 29, 2011 linked to InterDigital, Inc. stock; via Barclays Capital; pricing April 26; Cusip: 06741JGC7
• 10.1% reverse convertible notes due Oct. 31, 2011 linked to InterOil Corp. stock; via Barclays Capital; pricing April 26; Cusip: 06741JGH6
• 15.25% reverse convertible notes due July 29, 2011 linked to LDK Solar Co., Ltd. (American Depositary Share) stock; via Barclays Capital; pricing April 26; Cusip: 06741JGD5
• 10.5% reverse convertible notes due April 27, 2012 linked to lululemon athletica inc. stock; via Barclays Capital; pricing April 26; Cusip: 06741JGJ2
• 10% reverse convertible notes due April 27, 2012 linked to Nokia Corp. (American depositary shares) stock; via Barclays Capital; pricing April 26; Cusip: 06741JFX2
• 11.75% reverse convertible notes due Oct. 31, 2011 linked to Nvidia Corp. stock; via Barclays Capital; pricing April 26; Cusip: 06741JGE3
• 9.75% reverse convertible notes due Oct. 31, 2011 linked to Peabody Energy Corp. stock; via Barclays Capital; pricing April 26; Cusip: 06741JFT1
• 9.25% reverse convertible notes due Oct. 31, 2011 linked to Research in Motion Ltd. stock; via Barclays Capital; pricing April 26; Cusip: 06741JFU8
• 0% annual autocallable notes due May 1, 2014 linked to the Russell 2000 index; via Barclays Capital Inc.; pricing April 26; Cusip: 06738KGJ4
• 0% buffered Super Track notes due April 30, 2013 linked to the Russell 2000 index; 85% trigger; via Barclays Capital Inc.; pricing April 26; Cusip 06738KHA2
• 0% buffered Super Track notes due April 30, 2013 linked to the S&P 500 index; 90% trigger; via Barclays Capital Inc.; pricing April 26; 06738KGZ8
• Callable fixed-rate range accrual notes due April 2, 2026 linked to the S&P 500 index; via Barclays Capital Inc.; pricing April 26; Cusip 06738KGV7
• 11.3% reverse convertible notes due April 27, 2012 linked to Silver Wheaton Corp. stock; via Barclays Capital; pricing April 26; Cusip: 06741JGK9
• 12.1% reverse convertible notes due Oct. 31, 2011 linked to United Continental Holdings, Inc. stock; via Barclays Capital; pricing April 26; Cusip: 06741JGG8
• 10.75% reverse convertible notes due Oct. 31, 2011 linked to United States Steel Corp. stock; via Barclays Capital; pricing April 26; Cusip: 06741JFV6
• 0% double short leverage securities due April 30, 2014 linked to the Barclays Capital 30Y Treasury Futures index; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing April 26; Cusip: 06738KGG0
• 0% contingent return optimization securities due April 30, 2013 linked to the Russell 2000 index; 75% trigger; via Barclays Capital Inc. and UBS Financial Services Inc.; pricing April 26; Cusip: 06741K767
• 0% trigger performance securities due April 29, 2016 linked to the S&P 500 index; 50% trigger; via Barclays Capital Inc. and UBS Financial Services Inc.; pricing April 26; Cusip: 06741K759
• 0% notes due Dec. 2, 2013 linked to the S&P 500 VIX Short-Term Futures Index (Excess Return) and the S&P 500 VIX Mid-Term Futures Index (Excess Return); via Barclays Capital Inc.; pricing April 26; Cusip: 06738KFU0
CITIBANK, NA
• 0% market-linked certificates of deposit due April 28, 2017 linked to Brent blend crude oil, New York Harbor unleaded gasoline, silver, copper, nickel, corn, soybeans, coffee and cotton; via Citigroup Global Markets Inc. and Advisors Asset Management, Inc.; pricing April 26; Cusip: 172986CW9
• Callable CMS spread range accrual market-linked certificates of deposit due 2031; via Citigroup Global Markets Inc. and Advisors Asset Management, Inc.; Cusip: 172986CX7
• Callable leveraged CMS spread market-linked certificates of deposit due 2031; via Citigroup Global Markets Inc.; Cusip: 172986CY5
CITIGROUP FUNDING INC.
• 0.5% market-linked notes due Oct. 26, 2016 linked to the Dow Jones Industrial Average; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 1730T0MB2
• 0% jump securities due Oct. 29, 2012 linked to the iShares Dow Jones U.S. Real Estate index fund; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 17316G164
• 7%-9% annualized Equity LinKed Securities due Oct. 26, 2011 linked to Bank of America Corp. shares; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 17316G198
• 8%-10% annualized Equity LinKed Securities due Oct. 26, 2011 linked to the common stock of Potash Corp. of Saskatchewan Inc.; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 17316G180
• Callable range accrual notes linked to the S&P 500 index and Libor-BBA; via Citigroup Global Markets Inc.; pricing in April; Cusip: 1730T0MD8
CREDIT SUISSE AG, NASSAU BRANCH
• 11.5% callable yield notes due April 23, 2012 linked to the Russell 2000 index, the United States Natural Gas Fund, LP and the Market Vectors Gold Miners exchange-traded fund; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing April 18; Cusip 22546E4V3
• High/low coupon callable yield notes due April 23, 2012 linked to the S&P 500 index, the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing April 18; Cusip: 22546E4U5
• 0% callable Cert PLUS securities due April 25, 2017 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing April 20; Cusip: 22546E4Q4
• CS global basket notes due April 27, 2015 linked to copper, sugar, Brent crude oil, corn, nickel, cotton, soybeans and silver; via Credit Suisse Securities (USA) LLC; pricing April 21; Cusip: 22546E4S0
• 7%-9% callable yield notes due July 30, 2012 linked to the iShares MSCI Emerging Markets index fund and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 21; Cusip: 22546E4D3
• 0% Buffered Accelerated Return Equity Securities due April 28, 2015 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 21; Cusip: 22546E4E1
• 0% Accelerated Return Equity Securities due April 30, 2015 linked to the Credit Suisse Commodities Benchmark Excess Return index; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22546E4H4
• 0% notes due April 29, 2016 linked to the Credit Suisse Merger Arbitrage Liquid Risk Controlled Index; via Credit Suisse Securities (USA) LLC; pricing April 25
• 0% Cert PLUS securities due April 28, 2017 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22546E3Y8
• 0% callable Cert PLUS securities due Oct. 29, 2012 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22546E3X0
• 0% callable Cert PLUS securities due May 4, 2012 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22546E3M4
• 0% Cert PLUS securities due April 25, 2017 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing April 20; Cusip: 22546E4Q4
• 8%-10% callable yield notes due Oct. 31, 2011 linked to the iShares Silver Trust and the Market Vectors Gold Miners ETF; 77.5% trigger; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22546E3Q5
• 10%-12% annualized callable yield notes due April 30, 2012 linked to the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22546E4B7
• 9%-11 callable yield notes due April 30, 2012 linked to the Russell 2000 index and the SPDR S&P Metals & Mining exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22546E3T9
• 0% Cert PLUS securities due April 28, 2017 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22546E3Z5
• High/low coupon callable yield notes due April 30, 2012 linked to the S&P 500 and the Russell 2000 indexes; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22546E3W2
• 8.5%-10.5% annualized callable yield notes due Oct. 31, 2011 linked to the S&P 500 index, the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22546E3S1
• 9.75%-11.75% annualized callable yield notes due Oct. 31, 2011 linked to the S&P 500 index, the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22546E4A9
• High/low coupon callable yield notes due April 30, 2012 linked to the SPDR S&P Metals and Mining exchange-traded fund and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22546E3V4
• 9%-11% annualized callable yield notes due Oct. 31, 2011 linked to the Russell 2000 index and the U.S. Natural Gas Fund, LP; via Credit Suisse Securities (USA) LLC; pricing April 26; Cusip: 22546E3R3
• 5.5%-7.5% callable yield notes due July 30, 2012 linked to the S&P 500 and the Russell 2000 indexes; via Credit Suisse Securities (USA) LLC; pricing April 28; Cusip: 22546E4F8
• 0% Cert PLUS securities due May 4, 2017 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22546E3N2
• 10%-12% callable yield notes due May 4, 2012 linked to the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22546E3J1
• 9%-11% callable yield notes due May 4, 2012 linked to the Russell 2000 index and the U.S. Natural Gas Fund, LP; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22546E3K8
• 0% Cert PLUS securities due May 4, 2017 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22546E3P7
• High/low coupon callable yield notes due May 4, 2012 linked to the S&P 500 and the Russell 2000 indexes; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22546EZ49
• 9.75%-11.75% annualized callable yield notes due Nov. 4, 2011 linked to the S&P 500 index, the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22546E3H5
DEUTSCHE BANK AG, LONDON BRANCH
• 0% alpha overlay securities due June 1, 2012 linked to the Deutsche Bank Liquid Commodity Index - Mean Reversion Plus Excess Return and the Deutsche Bank Commodity Harvest - 10 Index USD Total Return; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing April 26; Cusip: is 2515A15J6
• 0% buffered return optimization securities due April 30, 2013 linked to the S&P 500 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing April 26; Cusip: 25154W878
• 0% leveraged notes due June 20, 2012 linked to the Brazilian real, Indian rupee and Indonesia rupiah; via JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC; Cusip: 2515A15C1
EKSPORTFINANS ASA
• 0% Accelerated Return Notes due June 2012 linked to the Energy Select Sector index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% Strategic Accelerated Redemption Securities due October 2011 linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% Accelerated Return Notes due June 2012 linked to the S&P MidCap 400 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% Accelerated Return Notes due July 2012 linked to the silver spot price; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
GOLDMAN SACHS GROUP, INC.
• 10-year fixed-to-floating notes; via Goldman Sachs & Co.; Cusip: 38143UTN1
• Variable-interest basket-linked notes due 2016 linked to the 30 stocks that are included in the Dow Jones Industrial Average; via Goldman Sachs & Co.; Cusip 38143UTW1
• Six-year 0% equity index-linked notes tied to the Dow Jones Industrial Average; via Goldman, Sachs & Co.; Cusip: 38143UTJ0
• Six- to seven-month 0% autocallable buffered index-linked notes tied to the MSCI EAFE index; via Goldman Sachs & Co.
• 0% leveraged buffered index fund-linked notes with two-year maturity linked to the MSCI Emerging Markets index fund; via Goldman Sachs & Co.; Cusip: 38143UTP6
• 0% autocallable index-linked notes due Feb. 6, 2013 linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38143USK8
• 0% three-year leveraged buffered index-linked notes tied to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38143USZ5
• 0% autocallable buffered index-linked notes due Feb. 6, 2013 linked to the Russell 2000 index; 80% trigger; via Goldman Sachs & Co.; Cusip: 38143USL6
• 0% leveraged index-linked notes due in 13 to 15 months tied to the S&P 500 index; via Goldman Sachs & Co.
• 0% leveraged index-linked notes due June 6, 2011 tied to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38143USE2
• 0% leveraged buffered index-linked notes due May 1, 2013 tied to the S&P 500 index; via Goldman, Sachs & Co.; Cusip: 38143UTV3
• 24- to 28-month 0% buffered index-linked notes linked to the S&P 500 index; 70% trigger; via Goldman, Sachs & Co.
• 31- to 35-month 0% buffered index-linked notes linked to the S&P 500 index; via Goldman Sachs & Co.
• Six-year 0% callable index-linked notes linked to the S&P 500 index; via Goldman, Sachs & Co.; Cusip: 38143UTM3
• 15-year callable quarterly index-linked range accrual notes linked to the S&P 500 index and Libor; 70%-75% trigger; via Goldman Sachs & Co.; Cusip: 38143UTL5
• 15-year callable quarterly index-linked range accrual notes linked to the S&P 500 index; 75%-80% trigger; via Goldman Sachs & Co.; Cusip: 38143UTK7
• 0% five-year notes linked to the S&P 500 index, the MSCI EAFE index, the Russell 2000 index, the Dow Jones - UBS Commodity index and the iShares MSCI Emerging Markets index fund; via Goldman Sachs & Co.; Cusip: 38143UTH4
HSBC BANK USA, NA
• 0% Far East opportunity certificates of deposit due April 25, 2017 linked to the Hang Seng index, the TWSE index, the MSCI Singapore Free index and the Kospi 200 index; via HSBC Securities (USA) Inc.; pricing April 19; Cusip: 40431GQF9
• 0% certificates of deposit with minimum return due April 25, 2017 linked to the Dow Jones Industrial Average; via HSBC Securities (USA) Inc.; pricing April 20; Cusip: 40431GPZ6
• 0.5% accumulated annual return certificates of deposit due April 26, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 21; Cusip: 40431GQU6
• Income plus certificates of due April 26, 2018 with 5% potential coupon linked to the common stocks of Home Depot, Inc., Kraft Foods, Inc., McDonald's Corp., Merck & Co., Inc. and Verizon Communications, Inc.; via HSBC Securities (USA) Inc.; pricing April 21; Cusip: 40431GPS2
• Income plus certificates of due April 26, 2018 with 7.5% potential coupon linked to the common stocks of Home Depot, Inc., Kraft Foods, Inc., McDonald's Corp., Merck & Co., Inc. and Verizon Communications, Inc.; via HSBC Securities (USA) Inc.; pricing April 21; Cusip: 40431GPT0
• Income plus certificates of due April 26, 2018 with 10% potential coupon linked to the common stocks of Home Depot, Inc., Kraft Foods, Inc., McDonald's Corp., Merck & Co., Inc. and Verizon Communications, Inc.; via HSBC Securities (USA) Inc.; pricing April 21; Cusip: 40431GPU7
• Income plus certificates of due April 26, 2018 with 12.5% potential coupon linked to the common stocks of Home Depot, Inc., Kraft Foods, Inc., McDonald's Corp., Merck & Co., Inc. and Verizon Communications, Inc.; via HSBC Securities (USA) Inc.; pricing April 21; Cusip: 40431GPV5
• Annual income opportunity certificates of deposit with auto cap feature due April 30, 2015 linked to Morningstar Economic Moat stock basket including CME Group Inc., Eli Lilly & Co., Exxon Mobil Corp., Intel Corp., Lockheed Martin Corp., Lowe's Cos., Inc., Microsoft Corp., Northern Trust Corp., Qualcomm, Inc., Sysco Corp., Time Warner Cable Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc.; pricing April 25; Cusip: 40431GPM5
• Annual income opportunity certificates of deposit with auto cap feature due April 30, 2018 linked to Morningstar Economic Moat stock basket including CME Group Inc., Eli Lilly & Co., Exxon Mobil Corp., Intel Corp., Lockheed Martin Corp., Lowe's Cos., Inc., Microsoft Corp., Northern Trust Corp., Qualcomm, Inc., Sysco Corp., Time Warner Cable Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc.; pricing April 25; Cusip: 40431GQM4
HSBC USA INC.
• 0% Accelerated Market Participation Securities due July 25, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 20; Cusip: 4042K1FZ1
• 0% Accelerated Market Participation Securities due Oct. 25, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 20; Cusip: 4042K1GB3
• 0% Accelerated Market Participation Securities due July 25, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 20; Cusip: 4042K1FY4
• 0% Accelerated Market Participation Securities due Oct. 25, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 20; Cusip: 4042K1GA5
• 0% buffered Accelerated Market Participation Securities due Oct. 25, 2012 linked to the iShares MSCI Brazil index fund; via HSBC Securities (USA) Inc.; pricing April 20; Cusip: 4042K1FX6
• 0% buffered Accelerated Market Participation Securities due Oct. 25, 2012 linked to the iShares MSCI Japan index fund; via HSBC Securities (USA) Inc.; pricing April 20; Cusip: 4042K1FW8
• 0% buffered Accelerated Market Participation Securities due Oct. 25, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 20; Cusip: 4042K1FV0
• 0% buffered Accelerated Market Participation Securities due Oct. 25, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 20; Cusip: 4042K1FU2
• 0% emerging markets Currency Accelerated Return Securities due May 1, 2013 linked to Brazilian real, Indian rupee and Chinese renminbi; via HSBC Securities (USA) Inc.; pricing April 25; Cusip: 4042K1GC1
• 0% Asian Currency Accelerated Return Securities due May 1, 2013 linked to the Philippine peso, Malaysian ringgit, Indonesian rupiah and Singapore dollar; via HSBC Securities (USA) Inc.; pricing April 25; Cusip: 4042K1GD9
• Autocallable yield notes due April 23, 2012 linked to the S&P 500 and Russell 2000 indexes; via HSBC Securities (USA) Inc.; pricing April 25; Cusip: 4042K1FN8
• 9%-12% autocallable yield notes due April 23, 2012 linked to the SPDR S&P Metals & Mining exchange-traded fund, the Oil Service Holdrs trust and the Market Vectors Agribusiness ETF; 70% trigger; via HSBC Securities (USA) Inc.; pricing April 25; Cusip: 4042K1FP3
• 0% buffered Accelerated Market Participation Securities due July 25, 2012 linked to the iShares MSCI Brazil index fund; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 4042K1FT5
• 0% buffered Accelerated Market Participation Securities due July 25, 2012 linked to the iShares MSCI Japan index fund; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 4042K1FS7
• 0% buffered return optimization securities due April 30, 2013 linked to the Russell 2000 index; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433C882
• 0% buffered Accelerated Market Participation Securities due July 25, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 4042K1FQ1
• 0% buffered Accelerated Market Participation Securities due July 25, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 4042K1FR9
• 0% buffered return optimization securities due April 30, 2013 linked to the S&P MidCap 400 index; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433C809
• Collared floating-rate notes due May 4, 2016 linked to two-year Constant Maturity Swap Rate; via HSBC Securities (USA) Inc.; pricing April 29; Cusip 4042K1GH0
• Fixed-to-floating-rate notes due May 4, 2018 linked to the Consumer Price Index; via HSBC Securities (USA) Inc.; pricing April 29; Cusip 4042K1GG2
• Annual income opportunity securities with auto cap due 2014 linked to Applied Materials, Inc., Amgen Inc., American Express Co., Home Depot, Inc., Hershey Co., McDonald's Corp., Medtronic, Inc., McGraw-Hill Cos., Inc., Monsanto Co., Merck & Co., Inc., Procter & Gamble Co. and United Parcel Service, Inc.; via HSBC Securities (USA) Inc.; Cusip: 4042K1FM0
JPMORGAN CHASE BANK, NA
• Contingent coupon certificates of deposit due April 30, 2018 linked to Altria Group, Inc., Amazon.com, Inc., AT&T Inc., Bristol-Myers Squibb Co., General Mills, Inc., Intel Corp., Newmont Mining Corp., Time Warner Cable Inc., Wells Fargo & Co. and Whole Foods Market, Inc.; via J.P. Morgan Securities, LLC as agent and Incapital LLC as distributor; pricing April 26; Cusip: 48123YXK7
• Digital contingent coupon certificates of deposit due April 28, 2017 linked to an equally weighted basket of stocks including Amazon.com, Inc., Clorox Co., ConocoPhillips, Campbell Soup Co., Kraft Foods Inc., Lowe's Cos., Inc., Merck & Co., Inc., Newmont Mining Corp., Time Warner Cable Inc. and Verizon Communications Inc.; pricing April 26; Cusip: 48123YXL5
• Digital contingent coupon certificates of deposit due April 28, 2017 linked to an equally weighted basket of stocks including Amazon.com, Inc., Clorox Co., ConocoPhillips, Campbell Soup Co., Kraft Foods Inc., Lowe's Cos., Inc., Merck & Co., Inc., Newmont Mining Corp., Time Warner Cable Inc. and Verizon Communications Inc.; pricing April 26; Cusip: 48123YXN1
• Digital contingent coupon certificates of deposit due April 29, 2016 linked to Amazon.com, Inc., Clorox Co., ConocoPhillips, Campbell Soup Co., Kraft Foods Inc., Lowe's Cos., Inc., Merck & Co., Inc., Newmont Mining Corp., Time Warner Cable Inc. and Verizon Communications Inc.; via J.P. Morgan Securities, LLC as agent and Incapital LLC as distributor; pricing April 26; Cusip: 48123YXG6
• 0% certificates of deposit due April 29, 2016 linked to the Brazilian real, the Australian dollar, the Norwegian krone and the Canadian dollar; via J.P. Morgan Securities, LLC as agent and Incapital LLC as distributor; pricing April 26; Cusip: 48123YXF8
• Certificates of deposit due April 29, 2016 linked to the J.P. Morgan Alternative Index Multi-Strategy 5 (USD); via agent J.P. Morgan Securities LLC and distributor Incapital LLC; pricing April 26; Cusip: 48123YWU6
• 0% certificates of deposit due April 29, 2016 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC and Incapital LLC; pricing April 26; Cusip: 48123YWT9
• Annual income certificates of deposit due April 28, 2017 linked to the performance of the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC and distributor Incapital LLC; pricing April 26; Cusip: 48123YXJ0
• Callable variable-rate certificates of deposit due April 20, 2026; via J.P. Morgan Securities LLC and Incapital LLC; pricing in April; Cusip: 48123YWM4
JPMORGAN CHASE & CO.
• Fixed-to-floating-rate notes due April 28, 2021 with 5% initial rate; via J.P. Morgan Securities LLC; pricing April 25; Cusip 48125XMZ6
• Contingent coupon market-linked certificates of deposit due April 25, 2016 linked to a basket of copper, corn, cotton, nickel, palladium, silver, soybean meal, sugar, the S&P GSCI Brent Crude Index Excess Return and the S&P GSCI Livestock Index Excess Return; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48123YWD4
• 0% buffered Performance Leveraged Upside Securities due Oct. 25, 2012 linked to the iShares MSCI Brazil index fund; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 46634X278
• 0% Performance Leveraged Upside Securities due May 24, 2012 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 46634X286
• 12.25% reverse convertible notes due July 29, 2011 linked to AK Steel Holding Corp. stock; via JPMorgan; pricing April 26; Cusip: 48125XLT1
• 10.75% reverse convertible notes due April 27, 2012 linked to Akamai Technologies, Inc. stock; via JPMorgan; pricing April 26; Cusip: 48125XMK9
• 13.5% reverse convertible notes due July 29, 2011 linked to AMR Corp. stock; via JPMorgan; pricing April 26; Cusip: 48125XMA1
• 11.5% reverse convertible notes due Oct. 31, 2011 linked to Baidu, Inc. (ADS) stock; via JPMorgan; pricing April 26; Cusip: 48125XMG8
• 13.75% reverse convertible notes due Oct. 31, 2011 linked to DryShips Inc. stock; via JPMorgan; pricing April 26; Cusip: 48125XMF0
• 11.75% reverse convertible notes due Oct. 31, 2011 linked to Freeport-McMoRan Copper & Gold Inc. stock; via JPMorgan; pricing April 26; Cusip: 48125XMC7
• 15% reverse convertible notes due Oct. 31, 2011 linked to Goodyear Tire & Rubber Co. stock; via JPMorgan; pricing April 26; Cusip: 48125XMH6
• 9.5% reverse convertible notes due April 27, 2012 linked to Halliburton Co. stock; via JPMorgan; pricing April 26; Cusip: 48125XML7
• 9.5% reverse convertible notes due April 27, 2012 linked to International Paper Co. stock; via JPMorgan; pricing April 26; Cusip: 48125XMM5
• 0% buffered return enhanced notes due Oct. 31, 2012 linked to the iShares MSCI EAFE index fund; via JPMorgan Securities LLC; pricing April 26; Cusip: 48125XLF1
• 10% reverse convertible notes due April 27, 2012 linked to Joy Global Inc. stock; via JPMorgan; pricing April 26; Cusip: 48125XMN3
• 15% reverse convertible notes due July 29, 2011 linked to Las Vegas Sands Corp. stock; via JPMorgan; pricing April 26; Cusip: 48125XLW4
• 19.5% reverse convertible notes due July 29, 2011 linked to LDK Solar Co., Ltd. (Ads) stock; via JPMorgan; pricing April 26; Cusip: 48125XLY0
• 14.5% reverse convertible notes due July 29, 2011 linked to lululemon athletic inc. stock; via JPMorgan; pricing April 26; Cusip: 48125XLX2
• 14.5% reverse convertible notes due July 29, 2011 linked to McMoRan Exploration Co. stock; via JPMorgan; pricing April 26; Cusip: 48125XLV6
• 15.25% reverse convertible notes due Oct. 31, 2011 linked to MGM Resorts International stock; via JPMorgan; pricing April 26; Cusip: 48125XMJ2
• 16% reverse convertible notes due July 29, 2011 linked to Netflix, Inc. stock; via JPMorgan; pricing April 26; Cusip: 48125XLU8
• 19% reverse convertible notes due Oct. 31, 2011 linked to Patriot Coal Corp. stock; via JPMorgan; pricing April 26; Cusip: 48125XMD5
• 0% buffered return enhanced notes due Oct. 31, 2012 linked to the Russell 2000 index; via JPMorgan Securities LLC; pricing April 26; Cusip: 48125XLG9
• 0% buffered return enhanced notes due Oct. 31, 2012 linked to the S&P 500 index; 90% trigger; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48125XLE4
• 0% buffered return enhanced notes due April 30, 2013 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48125XLD6
• 15.75% reverse convertible notes due July 29, 2011 linked to Silver Wheaton Corp. stock; via JPMorgan; pricing April 26; Cusip: 48125XLZ7
• 12% reverse convertible notes due Oct. 31, 2011 linked to United States Steel Corp. stock; via JPMorgan; pricing April 26; Cusip: 48125XMB9
• 11.25% reverse convertible notes due Oct. 31, 2011 linked to VMware, Inc. stock; via JPMorgan; pricing April 26; Cusip: 48125XME3
• Callable fixed-rate step-up notes due May 5, 2031; via J.P. Morgan Securities LLC; pricing May 2; Cusip: 48125XNA0
MORGAN STANLEY
• Contingent coupon range accrual notes due April 24, 2026 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing April 25; Cusip: 617482TM6
• 12% reverse convertible securities due July 28, 2011 linked to the common stock of AK Steel Holding Corp.; via Morgan Stanley & Co. Inc.; pricing April 25; Cusip: 617482TD6
• Contingent income autocallable securities due April 24, 2012 linked to the common stock of Apple Inc.; via Morgan Stanley & Co. Inc.; pricing April 25; Cusip: 61760E879
• 13.25% annualized reverse convertible securities due Oct. 28, 2011 linked to Arch Coal, Inc. shares; 80% trigger; via Morgan Stanley & Co. Inc.; pricing April 25; Cusip: 617482TG9
• 13% annualized reverse convertible securities due Oct. 28, 2011 linked to Dean Foods Co. shares; 80% trigger; via Morgan Stanley & Co. Inc.; pricing April 25; Cusip: 617482TJ3
• 0% buffered jump securities due April 30, 2015 linked to the Dow Jones Industrial Average; via Morgan Stanley & Co. Inc.; pricing April 25; Cusip: 617482TB0
• 0% equity-linked notes due July 28, 2017 linked to the Dow Jones Industrial Average; via Morgan Stanley & Co. Inc.; pricing April 25; Cusip: 617482TA2
• 12.5% annualized reverse convertible securities due Oct. 28, 2011 linked to Freeport-McMoRan Copper & Gold Inc. shares; 80% trigger; via Morgan Stanley & Co. Inc.; pricing April 25; Cusip: 617482TH7
• 8%-10% annualized Equity LinKed Securities due Oct. 25, 2011 based on Halliburton Co. shares; via Morgan Stanley & Co. Inc.; pricing April 25; Cusip: 61760E861
• 14% reverse convertible securities due July 28, 2011 linked to the common stock of lululemon athletic inc.; via Morgan Stanley & Co. Inc.; pricing April 25; Cusip: 617482TF1
• 17% reverse convertible securities due July 28, 2011 linked to the common stock of Netflix, Inc.; via Morgan Stanley & Co. Inc.; pricing April 25; Cusip: 617482TE4
• 0% commodity Leading Stockmarket Return Securities due Oct. 25, 2012 linked to the S&P GSCI Grains index-Excess Return; via Morgan Stanley & Co. Inc.; pricing April 25; Cusip: 617482SZ8
• Fixed-to-floating notes due April 25, 2023 linked to the Consumer Price Index; via Morgan Stanley & Co. Inc.; settlement April 25; Cusip: 61745EG62
• Leveraged CMS curve and S&P 500 index-linked accrual notes due April 26, 2026 with issuer fixed-rate conversion right; via Morgan Stanley & Co. Inc.; pricing April 26; Cusip: 61745EH46
• 0% trigger return optimization securities due April 30, 2014 linked to the iShares MSCI Emerging Markets index fund, the iShares MSCI EAFE index fund and the SPDR Trust, series 1; via UBS Financial Services Inc. and Morgan Stanley & Co. Inc.; pricing April 26; Cusip: 61760E564
• 0% performance allocation securities linked to the S&P 500 index, the MSCI EAFE index and the MSCI Emerging Markets index; via UBS Financial Services Inc. and Morgan Stanley & Co. Inc.; pricing April 26; Cusip: 617482TK0
• Contingent coupon autocallable notes due April 29, 2031 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing April 26; Cusip: 617482TN4
• Contingent annual interest notes due April 28, 2016 linked to the common stocks of Abbott Laboratories, Altria Group, Inc., Bristol-Myers Squibb Co., CenturyLink, Inc., Consolidated Edison, Inc., Duke Energy Corp., FirstEnergy Corp., Frontier Communications Corp., Johnson & Johnson, Kraft Foods Inc., Lockheed Martin Corp., McDonald's Corp., Merck & Co., Inc., Pepco Holdings, Inc., Pfizer Inc., Pitney Bowes Inc., PPL Corp., Sysco Corp., TECO Energy, Inc. and Verizon Communications Inc.; via Morgan Stanley & Co. Inc.; pricing April 28; Cusip: 617482TL8
• Contingent income autocallable securities due April 2014 linked to the common stock of CBS Corp.; via Morgan Stanley & Co. Inc.; pricing in April; Cusip: 61760E598
• Fixed-to-floating notes due April 28, 2017; via Morgan Stanley & Co. Inc.; pricing in April; Cusip: 61745EJ85
• 0% trigger Performance Leveraged Upside Securities due April 2013 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing in April; Cusip: 61760E572
• 0% Equity Leading Stockmarket Return Securities due April 2013 linked to the S&P 500 index, the iShares MSCI Emerging Markets index fund and the iShares MSCI EAFE index fund; via Morgan Stanley & Co. Inc.; pricing in April; Cusip: 61760E556
• Contingent income autocallable securities due April 2014 linked to the common stock of Fifth Third Bancorp; via Morgan Stanley & Co. Inc.; pricing in April; Cusip: 61760E614
• 0% notes due April 2021 linked to the S&P 500 index; via Morgan Stanley & Co.; Cusip: 61760E580
ROYAL BANK OF CANADA
• 0% bullish enhanced return notes due Oct. 31, 2012 linked to the Energy Select Sector SPDR fund; via RBC Capital Markets, LLC; pricing April 26; Cusip: 78008K5L3
• 0% bullish digital notes due May 31, 2012 linked to iShares Silver Trust shares; via RBC Capital Markets, LLC; pricing April 26; Cusip: 78008K5P4
• 0% buffered bullish digital notes due April 30, 2013 linked to Russell 2000 index; via RBC Capital Markets, LLC; pricing April 26; Cusip: 78008K5K5
• 0% buffered bullish enhanced return notes due April 30, 2013 linked to the S&P 500 index; 85% trigger; via RBC Capital Markets, LLC; pricing April 26; Cusip: 78008K5J8
• Reedemable step-up notes due April 21, 2016; via RBC Capital Markets, LLC; pricing in April; Cusip: 78008K3Z4
• Redeemable step-up notes due April 28, 2023; via RBC Capital Markets, LLC; pricing in April; Cusip: 78008K5U3
• 0% Accelerated Return Notes due June 2012 linked to the MSCI EAFE index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% Accelerated Return Notes due June 2012 linked to the Russell 2000 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• Six-month 0% Strategic Accelerated Redemption Securities linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• One-year 0% Strategic Accelerated Redemption Securities linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% direct investment notes due June 8, 2012 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing May 4; Cusip: 78008K5H2
ROYAL BANK OF SCOTLAND NV
• 0% capped enhanced participation notes with fixed buffer due April 29, 2013 linked to the S&P 500 index; via RBS Securities Inc.; pricing April 26; Cusip: 78009PAE1
• 0% market-linked principal-protected notes due July 29, 2016 linked to the S&P 500 index; via RBS Securities Inc.; pricing April 26; Cusip: 78009PAC5
• 0% capped market-linked principal-protected notes due April 29, 2016 linked to the S&P 500 index; via RBS Securities Inc.; pricing April 26; Cusip: 78009PAD3
• 0% capped market-linked principal-protected notes due April 29, 2016 linked to the S&P 500 index; RBS Securities Inc.; pricing April 26; Cusip: 78009PAF8
SUNTRUST BANKS, INC.
• 0% market-participation notes due April 29, 2016 linked to the Dow Jones Industrial Average; via SunTrust Robinson Humphrey, Inc.; pricing April 26; Cusip: 86802WAE8
AB SVENSK EXPORTKREDIT
• 0% enhanced growth securities with leveraged upside and fixed percentage buffered downside due Nov. 4, 2014 linked to crude oil, platinum, copper, corn and cotton; via Wells Fargo Securities, LLC; pricing in April
• 9.25% STEP Income Securities due April 2012 linked to the performance of Ford Motor Co. shares; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 13-month leveraged commodity index-linked notes tied to the Dow Jones-UBS Enhanced E95 Total Return index; via Goldman Sachs & Co.
• 0% equity index-linked notes linked to the S&P 500 index; via Goldman, Sachs & Co.
• 13- to 15-month 0% equity index-linked notes tied to the Topix index; via Goldman Sachs & Co.
UBS AG, JERSEY BRANCH
• Callable step-up fixed-rate notes due April 20, 2023; via UBS Investment Bank; pricing in April; Cusip: 90261JGX5
• 0% buffered return optimization securities due April 30, 2013 linked to iShares MSCI Emerging Markets index fund; 90% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 26; Cusip: 90267G756
• Market-linked notes due April 30, 2014 linked to the Australian dollar, Brazilian real, Canadian dollar; via UBS Securities LLC; pricing April 27; Cusip: 90261JGW7
• Market-linked notes due April 30, 2014 linked to the Australian dollar, Brazilian real, Canadian dollar; via UBS Securities LLC; pricing April 27; Cusip: 902669332
UNION BANK, NA
• 0% quarterly capped return market-linked certificates of deposit due Oct. 28, 2014 linked to the Russell 2000 index; via UnionBanc Investment Services, LLC and distributor Incapital LLC; pricing April 25; Cusip: 90521AFD5
• 0% quarterly capped return market-linked certificates of deposit due April 28, 2015 linked to the S&P 500 index; via UnionBanc Investment Services, LLC and distributor Incapital LLC; pricing April 25; Cusip: 90521AFE3
• 0% annual high watermark return certificates of deposit due April 28, 2016 linked to the S&P 500 index; via distributor Incapital LLC; pricing April 25; Cusip: 90521AFK9
• 0% market-linked certificates of deposit due Oct. 28, 2016 with average return linked to the S&P 500 index; via UnionBanc Investment Services, LLC; pricing April 25; Cusip: 90521AFL7
• 0% market-linked certificates of deposit due April 28, 2016 linked to the Brazilian real, the Russian ruble, the Indian rupee and the Chinese renminbi; via UnionBanc Investment Services, LLC and distributor Incapital LLC; pricing April 26; Cusip: 90521AFF0
WELLS FARGO & CO.
• Contingent annual interest market-linked certificates of deposit due April 30, 2015 linked to the S&P GSCI Brent Crude Oil Index Excess Return, the S&P GSCI Livestock Index Excess Return, copper, corn, cotton, nickel, palladium, silver, soybeans and sugar; via Incapital LLC as distributor; pricing April 21; Cusip: 949748E60
• 0% market-linked certificates of deposit due April 28, 2017 linked to Australian dollar, Brazilian real, Canadian dollar and Norwegian krone; via Incapital LLC as distributor; pricing April 25; Cusip: 949748E45
• 0% market-linked certificates of deposit due April 30, 2018 linked to Dow Jones - UBS Commodity index; via Incapital LLC; pricing April 21; Cusip: 949748E86
• 0% certificates of deposit due April 28, 2017 linked to the Dow Jones Industrial Average; via Incapital LLC as distributor; pricing April 25; Cusip: 949748E52
• Fixed-to-floating notes due April 30, 2021 linked to the Consumer Price Index; via Wells Fargo Securities, LLC; pricing April 26; Cusip: 94986RDL2
• 0% enhanced growth securities with leveraged upside and fixed percentage buffered downside due April 2014 linked to the iShares Dow Jones U.S. Real Estate index fund; via Wells Fargo Securities, LLC; pricing in April; Cusip: 94986RDC2
• 0% enhanced growth securities due October 2013 linked to the Russell 2000 index; 90% trigger; via Wells Fargo Securities, LLC; pricing in April; Cusip: 94986RDA6
• 0% enhanced growth securities due April 2015 linked SPDR S&P 500 exchange-traded fund trust, iShares Russell 2000 index fund, the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; 85% trigger; via Wells Fargo Securities, LLC; pricing in April; Cusip: 94986RDB4
• 0% enhanced growth securities due November 2013 linked to the iShares Russell 2000 index fund; 90% trigger; via Wells Fargo Securities, LLC; settlement in May; Cusip: 94986RDG3
• 0% enhanced growth securities due November 2015 linked to SPDR S&P 500 ETF Trust, the iShares Russell 2000 index fund, the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; 60% trigger; via Wells Fargo Securities, LLC; settlement in May; Cusip: 94986RDK4
• 0% enhanced growth securities due May 2015 linked to SPDR S&P 500 ETF Trust, the iShares Russell 2000 index fund, the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; 85% trigger; via Wells Fargo Securities, LLC; settlement in May; Cusip: 94986RDJ7
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