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Structured Products Calendar
BANK OF AMERICA CORP.
• Callable non-inversion notes due April 8, 2026 linked to the two-year and 30-year Constant Maturity Swap Rates; via Merrill Lynch, Pierce, Fenner & Smith Inc.; settlement April 8; Cusip: 06048WFS4
• Floating-rate notes due April 12, 2021 linked to the Consumer Price Index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; settling April 12; Cusip 06048WFW5
• 0% Strategic Accelerated Redemption Securities due April 2012 linked to the common stock of Apple Inc.; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% Accelerated Return Notes due June 2012 based on the performance of Dell, Inc. shares; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% enhanced buffer market-linked step-up notes due April 2014 linked to the Dow Jones Industrial Average; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% Market Index Target-Term Securities due April 2016 linked to the Dow Jones Industrial Average; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% Strategic Return Notes linked to the Investable Volatility index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% Strategic Accelerated Redemption Securities due May 2012 linked to the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• One-year 0% Strategic Accelerated Redemption Securities linked to the Market Vectors Russia exchange-traded fund; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% Leveraged Index Return Notes due April 2013 linked to MSCI Singapore Free index and the MSCI Taiwan index; 90% trigger; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% Accelerated Return Notes due July 2012 linked to the Merrill Lynch Commodity index eXtra - Excess Return; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% Strategic Accelerated Redemption Securities due April 2012 linked to the common stock of Microsoft Corp.; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% currency-linked step-up notes due April 2014 linked to Norwegian krone, the Swedish krona, the British pound and the euro; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• Four-year 0% market-linked step-up notes tied to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% Relative Value Strategic Accelerated Redemption Securities linked to the performance of the SPDR Gold trust versus the PowerShares DB U.S. Dollar Index bullish fund; Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• One-year 0% Relative Value Strategic Accelerated Redemption Securities linked to the performance of the SPDR S&P 500 ETF trust versus the iShares Barclays 20+ Year Treasury Bond fund; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• Six-year variable-coupon notes linked to the stocks of Apple Inc., Charles Schwab Corp., Cisco Systems, Inc., Deere & Co., FexEx Corp., Halliburton Co., JPMorgan Chase & Co., Las Vegas Sands Corp., NIKE Inc., Oracle Corp., Priceline.com Inc., Salesforce.com, Inc., UnitedHealth Group Inc., Wal-Mart Stores, Inc., Whole Foods Market, Inc. and Yahoo! Inc.; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April or May
• 0% two-year Capped Leveraged Index Return Notes linked to copper; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April or May
• 0% two-year Leveraged Index Return Notes linked to the Dow Jones Global Titans 50 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April or May
• 0% two-year Capped Leveraged Index Return Notes linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April or May
BANK OF MONTREAL
• 10.75% reverse exchangeable notes due Oct. 20, 2011 linked to Akamai Technologies, Inc. common stock; 75% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip 06366QFK8
• 16.9% reverse convertible securities due July 20, 2011 linked to the common stock of AMR Corp.; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QEU7
• 18.85% reverse convertible securities due July 20, 2011 linked to the common stock of Aruba Networks Inc.; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QEV5
• 19.85% reverse convertible securities due July 20, 2011 linked to the common stock of ATP Oil & Gas Corp.; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QEW3
• 11% reverse exchangeable notes due Oct. 20, 2011 linked to Baidu, Inc. common stock; 75% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip 06366QFL6
• 11.67%-14.67% reverse exchangeable notes due Oct. 20, 2011 linked to Caterpillar, Inc. common stock; 80% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip 06366QEQ6
• 18.7% reverse exchangeable notes due July 20, 2011 linked to Ciena Corp. shares; 80% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip 06366QFC6
• 15.25% reverse exchangeable notes due Oct. 20, 2011 linked to Delta Air Lines, Inc. common stock; 75% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip 06366QFM4
• 12.25% reverse exchangeable notes due Oct. 20, 2011 linked to the common stock of Freeport-McMoRan Copper & Gold Inc.; 80% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QFS1
• 16% reverse exchangeable notes due Oct. 20, 2011 linked to the common stock of Green Mountain Coffee Roasters, Inc.; 75% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QFN2
• 30.7% reverse convertible securities due July 20, 2011 linked to the common stock of Harbin Electric, Inc.; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QET0
• 13.25% reverse exchangeable notes due Oct. 20, 2011 linked to the common stock of Jabil Circuit, Inc.; 80% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QFT9
• 22.6% reverse convertible securities due July 20, 2011 linked to the common stock of JDS Uniphase Corp.; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QEX1
• 24.6% reverse exchangeable notes due July 20, 2011 linked to LDK Solar Co. Ltd. shares; 75% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip 06366QEZ6
• 17.92%-20.92% reverse exchangeable notes due Oct. 20, 2011 linked to lululemon athletica inc. common stock; 65% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip 06366QES2
• 14.45% reverse exchangeable notes due July 20, 2011 linked to MGM Resorts International shares; 80% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip 06366QFE2
• 16% reverse exchangeable notes due Oct. 20, 2011 linked to the common stock of Netflix Inc.; 75% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QFP7
• 19.15% reverse exchangeable notes due July 20, 2011 linked to Northern Oil & Gas, Inc. common stock; 80% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip 06366QFF9
• 19.25% reverse exchangeable notes due July 20, 2011 linked to Nvidia Corp. common stock; 80% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip 06366QFG7
• 22.5% reverse exchangeable notes due July 20, 2011 linked to Omnivision Technologies, Inc. common stock; 80% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip 06366QFH5
• 21.55% reverse exchangeable notes due July 20, 2011 linked to Renesola Ltd. shares; 75% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip 06366QFA0
• 12.75% reverse exchangeable notes due Oct. 20, 2011 linked to the common stock of Sears Holdings Corp.; 75% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QFQ5
• 11.98%-14.98% reverse exchangeable notes due Oct. 20, 2011 linked to Sony Corp. common stock; 80% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip 06366QEP8
• 9.11%-12.11% reverse exchangeable notes due Oct. 20, 2011 linked to Southwest Airlines Co. common stock; 75% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip 06366QER4
• 31.05% reverse convertible securities due July 20, 2011 linked to the common stock of St. Joe Co.; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QEY9
• 9.5% reverse exchangeable notes due Oct. 20, 2011 linked to the common stock of Suncor Energy, Inc.; 80% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QFR3
• 14.4% reverse exchangeable notes due July 20, 2011 linked to United States Steel Corp. common stock; 80% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip 06366QFJ1
• 19.7% reverse exchangeable notes due July 20, 2011 linked to US Airways Group, Inc. shares; 80% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip 06366QFD4
• 19.15% reverse exchangeable notes due July 20, 2011 linked to Vertex Pharmaceuticals Inc. shares; 75% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip 06366QFB8
• 0% bullish enhanced return notes due April 30, 2013 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing April 26; Cusip 06366QFV4
• 0% buffered bullish enhanced return notes due April 30, 2013 linked to the iShares MSCI Emerging Markets index fund; via BMO Capital Markets Corp.; pricing April 26; Cusip 06366QFW2
• 0% buffered bullish digital return notes due April 30, 2013 linked to the iShares MSCI Japan index fund; via BMO Capital Markets Corp.; pricing April 26; Cusip 06366QFX0
• 0% uspide booster notes due April 30, 2014 linked to the iShares Russell 2000 index fund; via BMO Capital Markets Corp.; pricing April 26; Cusip 06366QGA9
• 0% upside booster notes due April 30, 2014 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing April 26; Cusip 06366QFZ5
• 0% buffered bullish booster notes due April 30, 2013 linked to the SPDR Gold Trust; via BMO Capital Markets Corp.; pricing April 26; Cusip 06366QGB7
BARCLAYS BANK PLC
• Capped, floored, callable fixed-to-floating-rate notes due April 8, 2026 based on Libor; via Barclays Capital Inc.; pricing April 5; Cusip: 06738KEY3
• Fixed-rate callable range accrual notes due April 8, 2026 linked to six-month Libor and the S&P 500 index; via Barclays Capital Inc.; pricing April 5; Cusip: 06738KFM8
• 0% notes due April 21, 2014 linked to the Brazilian real, Russian ruble, Indian rupee and Chinese renminbi; via Barclays Capital Inc.; pricing April 15; Cusip 06738KFT3
• Buffered iSuper Track notes due April 18, 2013 linked to the iShares Dow Jones U.S. Real Estate index fund; 85% trigger; via Barclays Capital Inc.; pricing April 15; Cusip 06738KFV8
• 0% notes with upside leverage due April 1, 2014 linked to the S&P 500 index; via Barclays Capital Inc.; pricing April 15; Cusip: 06738KFS5
• 9% reverse convertible notes due April 27, 2012 linked to Bank of America Corp. stock; via Barclays Capital; pricing April 26; Cusip: 06741JFZ7
• 8% reverse convertible notes due April 27, 2012 linked to Ford Motor Co. stock; via Barclays Capital; pricing April 26; Cusip: 06741JFW4
• 10% reverse convertible notes due Oct. 31, 2011 linked to Ford Motor Co. stock; via Barclays Capital; pricing April 26; Cusip: 06741JFY0
• 10% reverse convertible notes due April 27, 2012 linked to Nokia Corp. (American depositary shares) stock; via Barclays Capital; pricing April 26; Cusip: 06741JFX2
• 9.75% reverse convertible notes due Oct. 31, 2011 linked to Peabody Energy Corp. stock; via Barclays Capital; pricing April 26; Cusip: 06741JFT1
• 9.25% reverse convertible notes due Oct. 31, 2011 linked to Research in Motion Ltd. stock; via Barclays Capital; pricing April 26; Cusip: 06741JFU8
• 10.75% reverse convertible notes due Oct. 31, 2011 linked to United States Steel Corp. stock; via Barclays Capital; pricing April 26; Cusip: 06741JFV6
• 0% double short leverage securities due April 30, 2014 linked to the Barclays Capital 30Y Treasury Futures index; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing April 26; Cusip 06738KGG0
• 0% contingent return optimization securities due April 30, 2013 linked to the Russell 2000 index; 75% trigger; via Barclays Capital Inc. and UBS Financial Services Inc.; pricing April 26; Cusip 06741K767
• 0% trigger performance securities due April 29, 2016 linked to the S&P 500 index; 50% trigger; via Barclays Capital Inc. and UBS Financial Services Inc.; pricing April 26; Cusip 06741K759
• 0% notes due Dec. 2, 2013 linked to the S&P 500 VIX Short-Term Futures Index (Excess Return) and the S&P 500 VIX Mid-Term Futures Index (Excess Return); via Barclays Capital Inc.; pricing April 26; Cusip 06738KFU0
CITIGROUP FUNDING INC.
• Callable step-up coupon notes due April 15, 2026; via Citigroup Global Markets Inc.; settlement April 7; Cusip: 1730T0JZ3
• 0.5% market-linked notes due Oct. 26, 2016 linked to the Dow Jones Industrial Average; via Citigroup Global Markets Inc.; pricing April 25; Cusip 1730T0MB2
• 0% jump securities due Oct. 29, 2012 linked to the iShares Dow Jones U.S. Real Estate index fund; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 17316G164
• 7%-9% annualized Equity LinKed Securities due Oct. 26, 2011 linked to Bank of America Corp. shares; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 17316G198
• 8%-10% annualized Equity LinKed Securities due Oct. 26, 2011 linked to the common stock of Potash Corp. of Saskatchewan Inc.; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 17316G180
CREDIT SUISSE AG, NASSAU BRANCH
• Annualized callable yield notes due Oct. 17, 2011 linked to the Russell 2000 index, the U.S. Natural Gas Fund, LP, and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing April 12; Cusip: 22546E4M3
• Callable yield notes due April 16, 2012 linked to the Russell 2000 index, the U.S. Natural Gas Fund, LP, and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing April 12; Cusip: 22546E4N1
• 8% to 10% callable yield notes due April 20, 2012 linked to the iShares Silver Trust and the Market Vectors Gold Miners ETF; 65% trigger; via Credit Suisse Securities (USA) LLC; pricing April 15; Cusip 22546E3F9
• 8% to 10% annualized callable yield notes due Oct. 20, 2011 linked to the S&P 500 index and the Market Vectors Gold Miners exchange-traded fund; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing April 15; Cusip 22546E3C6
• 7.5% to 10% callable yield notes due April 20, 2012 linked to the S&P 500 and the Russell 2000 indexes; via Credit Suisse Securities (USA) LLC; pricing April 15; Cusip: 22546E3G7
• 9% to 11% callable yield notes due April 20, 2012 linked to the S&P 500 and the Russell 2000 indexes; via Credit Suisse Securities (USA) LLC; pricing April 15; Cusip: 22546E3E2
• 10% to 12% annualized callable yield notes due Oct. 20, 2011 linked to the SPDR S&P Metals & Mining exchange-traded fund and the Market Vectors Gold Miners ETF; 77.5% trigger; via Credit Suisse Securities (USA) LLC; pricing April 15; Cusip 22546E3D4
• 7%-9% callable yield notes due July 30, 2012 linked to the iShares MSCI Emerging Markets index fund and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 21; Cusip: 22546E4D3
• 0% Buffered Accelerated Return Equity Securities due April 28, 2015 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 21; Cusip 22546E4E1
• 0% Accelerated Return Equity Securities due April 30, 2015 linked to the Credit Suisse Commodities Benchmark Excess Return index; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22546E4H4
• 0% Cert PLUS securities due April 28, 2017 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22546E3Y8
• 0% callable Cert PLUS securities due Oct. 29, 2012 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22546E3X0
• 0% callable Cert PLUS securities due May 4, 2012 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22546E3M4
• 0% Cert PLUS securities due April 25, 2017 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing April 20; Cusip: 22546E4Q4
• 8% to 10% callable yield notes due Oct. 31, 2011 linked to the iShares Silver Trust and the Market Vectors Gold Miners ETF; 77.5% trigger; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip 22546E3Q5
• 10% to 12% annualized callable yield notes due April 30, 2012 linked to the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip 22546E4B7
• 9%-11 callable yield notes due April 30, 2012 linked to the Russell 2000 index and the SPDR S&P Metals & Mining exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22546E3T9
• 0% Cert PLUS securities due April 28, 2017 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22546E3Z5
• High/low coupon callable yield notes due April 30, 2012 linked to the S&P 500 and the Russell 2000 indexes; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22546E3W2
• 8.5%-10.5% annualized callable yield notes due Oct. 31, 2011 linked to the S&P 500 index, the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22546E3S1
• 9.75% to 11.75% annualized callable yield notes due Oct. 31, 2011 linked to the S&P 500 index, the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip 22546E4A9
• High/low coupon callable yield notes due April 30, 2012 linked to the SPDR S&P Metals and Mining exchange-traded fund and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22546E3V4
• 9%-11% annualized callable yield notes due Oct. 31, 2011 linked to the Russell 2000 index and the U.S. Natural Gas Fund, LP; via Credit Suisse Securities (USA) LLC; pricing April 26; Cusip: 22546E3R3
• 5.5%-7.5% callable yield notes due July 30, 2012 linked to the S&P 500 and the Russell 2000 indexes; via Credit Suisse Securities (USA) LLC; pricing April 28; Cusip: 22546E4F8
• 0% Cert PLUS securities due May 4, 2017 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22546E3N2
• 10%-12% callable yield notes due May 4, 2012 linked to the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22546E3J1
• 9% to 11% callable yield notes due May 4, 2012 linked to the Russell 2000 index and the U.S. Natural Gas Fund, LP; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22546E3K8
• 0% Cert PLUS securities due May 4, 2017 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22546E3P7
• High/low coupon callable yield notes due May 4, 2012 linked to the S&P 500 and the Russell 2000 indexes; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22546EZ49
• 9.75%-11.75% annualized callable yield notes due Nov. 4, 2011 linked to the S&P 500 index, the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22546E3H5
DEUTSCHE BANK AG, LONDON BRANCH
• 0% autocallable securities due April 11, 2013 linked to the performance the Australian dollar, the Canadian dollar and the Norwegian krone relative to the Japanese yen; via JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC; pricing April 8; Cusip 2515A15P2
• Capped knock-out notes due April 18, 2012 linked to the price of palladium; via JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC; pricing April 8; Cusip: 2515A15Q0
• 0% alpha overlay securities due June 1, 2012 linked to the Deutsche Bank Liquid Commodity Index - Mean Reversion Plus Excess Return and the Deutsche Bank Commodity Harvest - 10 Index USD Total Return; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing April 26; Cusip is 2515A15J6
• 0% buffered return optimization securities due April 30, 2013 linked to the S&P 500 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing April 26; Cusip: 25154W878
• 0% leveraged notes due June 20, 2012 linked to the Brazilian real, Indian rupee and Indonesia rupiah; via JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC; Cusip: 2515A15C1
EKSPORTFINANS ASA
• 0% currency-linked notes due Oct. 7, 2015 linked to the performance of the Australian dollar, the Brazilian real, the Canadian dollar and the Swiss franc; via Wells Fargo Securities, LLC; pricing in April
• 0% Strategic Accelerated Redemption Securities due December 2011 linked to the front month corn futures contract; via Merrill Lynch & Co.; pricing in April
• 0% Accelerated Return Notes due June 2012 linked to the Energy Select Sector index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% Strategic Accelerated Redemption Securities due October 2011 linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% Accelerated Return Notes due June 2012 linked to the S&P MidCap 400 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% Accelerated Return Notes due July 2012 linked to the silver spot price; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
GOLDMAN SACHS GROUP, INC.
• 10-year fixed-to-floating notes; via Goldman Sachs & Co.; Cusip 38143UTN1
• Six-year 0% equity index-linked notes tied to the Dow Jones Industrial Average; via Goldman, Sachs & Co.; Cusip 38143UTJ0
• Six- to seven-month 0% autocallable buffered index-linked notes tied to the MSCI EAFE index; via Goldman Sachs & Co.
• 0% autocallable index-linked notes due Feb. 6, 2013 linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38143USK8
• 0% three-year leveraged buffered index-linked notes tied to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38143USZ5
• 0% autocallable buffered index-linked notes due Feb. 6, 2013 linked to the Russell 2000 index; 80% trigger; via Goldman Sachs & Co.; Cusip: 38143USL6
• 0% leveraged index-linked notes due in 13 to 15 months tied to the S&P 500 index; via Goldman Sachs & Co.
• 0% leveraged index-linked notes due June 6, 2011 tied to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38143USE2
• 0% leveraged index-linked notes due in 18 to 21 months tied to the S&P 500 index; via Goldman Sachs & Co.
• 18- to 21-month 0% leveraged buffered index-linked notes tied to the S&P 500 index; via Goldman, Sachs & Co.
• 24- to 28-month 0% buffered index-linked notes linked to the S&P 500 index; 70% trigger; via Goldman, Sachs & Co.
• 31- to 35-month 0% buffered index-linked notes linked to the S&P 500 index; via Goldman Sachs & Co.
• Six-year 0% callable index-linked notes linked to the S&P 500 index; via Goldman, Sachs & Co.; Cusip 38143UTM3
• 15-year callable quarterly index-linked range accrual notes linked to the S&P 500 index and Libor; 70% to 75% trigger; via Goldman Sachs & Co.; Cusip 38143UTL5
• 15-year callable quarterly index-linked range accrual notes linked to the S&P 500 index; 75% to 80% trigger; via Goldman Sachs & Co.; Cusip 38143UTK7
• 0% five-year notes linked to the S&P 500 index, the MSCI EAFE index, the Russell 2000 index, the Dow Jones - UBS Commodity index and the iShares MSCI Emerging Markets index fund; via Goldman Sachs & Co.; Cusip 38143UTH4
HSBC BANK USA, NA
• 0% Far East opportunity certificates of deposit due April 25, 2017 linked to the Hang Seng index, the TWSE index, the MSCI Singapore Free index and the Kospi 200 index; via HSBC Securities (USA) Inc.; pricing April 19; Cusip 40431GQF9
• 0% certificates of deposit with minimum return due April 25, 2017 linked to the Dow Jones Industrial Average; via HSBC Securities (USA) Inc.; pricing April 20; Cusip 40431GPZ6
• 0.5% accumulated annual return certificates of deposit due April 26, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 21; Cusip 40431GQU6
• Income plus certificates of due April 26, 2018 with 5% potential coupon linked to the common stocks of Home Depot, Inc., Kraft Foods, Inc., McDonald's Corp., Merck & Co., Inc. and Verizon Communications, Inc.; via HSBC Securities (USA) Inc.; pricing April 21; Cusip 40431GPS2
• Income plus certificates of due April 26, 2018 with 7.5% potential coupon linked to the common stocks of Home Depot, Inc., Kraft Foods, Inc., McDonald's Corp., Merck & Co., Inc. and Verizon Communications, Inc.; via HSBC Securities (USA) Inc.; pricing April 21; Cusip 40431GPT0
• Income plus certificates of due April 26, 2018 with 10% potential coupon linked to the common stocks of Home Depot, Inc., Kraft Foods, Inc., McDonald's Corp., Merck & Co., Inc. and Verizon Communications, Inc.; via HSBC Securities (USA) Inc.; pricing April 21; Cusip 40431GPU7
• Income plus certificates of due April 26, 2018 with 12.5% potential coupon linked to the common stocks of Home Depot, Inc., Kraft Foods, Inc., McDonald's Corp., Merck & Co., Inc. and Verizon Communications, Inc.; via HSBC Securities (USA) Inc.; pricing April 21; Cusip 40431GPV5
• Annual income opportunity certificates of deposit with auto cap feature due April 30, 2015 linked to Morningstar Economic Moat stock basket including CME Group Inc., Eli Lilly & Co., Exxon Mobil Corp., Intel Corp., Lockheed Martin Corp., Lowe's Cos., Inc., Microsoft Corp., Northern Trust Corp., Qualcomm, Inc., Sysco Corp., Time Warner Cable Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc.; pricing April 25; Cusip 40431GPM5
• Annual income opportunity certificates of deposit with auto cap feature due April 30, 2018 linked to Morningstar Economic Moat stock basket including CME Group Inc., Eli Lilly & Co., Exxon Mobil Corp., Intel Corp., Lockheed Martin Corp., Lowe's Cos., Inc., Microsoft Corp., Northern Trust Corp., Qualcomm, Inc., Sysco Corp., Time Warner Cable Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc.; pricing April 25; Cusip 40431GQM4
HSBC USA INC.
• Fixed-to-floating notes due April 18, 2018; via HSBC Securities (USA) Inc.; pricing April 13; Cusip 4042K1FL2
• 0% buffered Accelerated Market Participation Securities due April 27, 2012 linked to S&P 500 index, iShares MSCI EAFE index fund, MidCap SPDR Trust, Series 1, iShares MSCI Emerging Markets index fund and iShares Russell 2000 index fund; 80% trigger; via HSBC Securities (USA) Inc.; pricing April 14; Cusip: 4042K1FF5
• 8%-11% autocallable yield notes due April 12, 2012 linked to the S&P 500 and Russell 2000 indexes; via HSBC Securities (USA) Inc.; pricing April 14; Cusip: 4042K1FJ7
• 0% Accelerated Market Participation Securities due Oct. 25, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 20; Cusip 4042K1GB3
• 0% Accelerated Market Participation Securities due Oct. 25, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 20; Cusip 4042K1GA5
• 0% buffered Accelerated Market Participation Securities due Oct. 25, 2012 linked to the iShares MSCI Brazil index fund; via HSBC Securities (USA) Inc.; pricing April 20; Cusip 4042K1FX6
• 0% buffered Accelerated Market Participation Securities due Oct. 25, 2012 linked to the iShares MSCI Japan index fund; via HSBC Securities (USA) Inc.; pricing April 20; Cusip 4042K1FW8
• 0% buffered Accelerated Market Participation Securities due Oct. 25, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 20; Cusip 4042K1FV0
• 0% buffered Accelerated Market Participation Securities due Oct. 25, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 20; Cusip 4042K1FU2
• 0% buffered Accelerated Market Participation Securities due July 25, 2012 linked to the iShares MSCI Brazil index fund; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 4042K1FT5
• 0% buffered Accelerated Market Participation Securities due July 25, 2012 linked to the iShares MSCI Japan index fund; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 4042K1FS7
• 0% buffered return optimization securities due April 30, 2013 linked to the Russell 2000 index; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing April 26; Cusip 40433C882
• 0% buffered Accelerated Market Participation Securities due July 25, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 4042K1FQ1
• 0% buffered Accelerated Market Participation Securities due July 25, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 4042K1FR9
• 0% buffered return optimization securities due April 30, 2013 linked to the S&P MidCap 400 index; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing April 26; Cusip 40433C809
• Annual income opportunity securities with auto cap due 2014 linked to Applied Materials, Inc., Amgen Inc., American Express Co., Home Depot, Inc., Hershey Co., McDonald's Corp., Medtronic, Inc., McGraw-Hill Cos., Inc., Monsanto Co., Merck & Co., Inc., Procter & Gamble Co. and United Parcel Service, Inc.; via HSBC Securities (USA) Inc.; Cusip 4042K1FM0
JPMORGAN CHASE BANK, NA
• Callable variable-rate range accrual certificates of deposit due April 20, 2026 linked to Libor and the S&P 500 index; via J.P. Morgan Securities LLC and Incapital LLC; settling April 20; Cusip 48123YWG7
• Callable variable-rate certificates of deposit due April 20, 2026; via J.P. Morgan Securities LLC and Incapital LLC; pricing in April; Cusip: 48123YWM4
• Contingent coupon certificates of deposit due April 30, 2018 linked to an equally weighted basket of stocks of Altria Group, Inc., Amazon.com, Inc., AT&T Inc., Bristol-Myers Squibb Co., General Mills, Inc., Intel Corp., Newmont Mining Corp., Time Warner Cable Inc., Wells Fargo & Co. and Whole Foods Market, Inc.; via J.P. Morgan Securities, LLC as agent and Incapital LLC as distributor; pricing April 26; Cusip: 48123YXK7
• Digital contingent coupon certificates of deposit due April 29, 2016 linked to an equally weighted basket of stocks of Amazon.com, Inc., Clorox Co., ConocoPhillips, Campbell Soup Co., Kraft Foods Inc., Lowe's Cos., Inc., Merck & Co., Inc., Newmont Mining Corp., Time Warner Cable Inc. and Verizon Communications Inc.; via J.P. Morgan Securities, LLC as agent and Incapital LLC as distributor; pricing April 26; Cusip: 48123YXG6
• 0% certificates of deposit due April 29, 2016 linked to a basket of the Brazilian real, the Australian dollar, the Norwegian krone and the Canadian dollar; via J.P. Morgan Securities, LLC as agent and Incapital LLC as distributor; pricing April 26; Cusip: 48123YXF8
JPMORGAN CHASE & CO.
• Fixed-to-floating notes due April 8, 2016 linked to the Consumer Price Index; via J.P. Morgan Securities LLC; pricing April 5; Cusip: 48125XKN5
• Fixed-to-floating notes due April 8, 2022 linked to the Consumer Price Index; via J.P. Morgan Securities LLC; pricing April 5; Cusip: 48125XKM7
• 0% capped index knock-out notes due June 10, 2012 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 5; Cusip: 48125XLJ3
• 12% upside autocallable single observation reverse exchangeable notes due April 18, 2012 linked to the common stock of Freeport-McMoRan Copper & Gold Inc.; via J.P. Morgan Securities LLC; pricing April 14; Cusip: 48125XLL8
• 17.25% upside autocallable single observation reverse exchangeable notes due April 18, 2012 linked to LDK Solar Co., Inc. American Depositary Shares; via J.P. Morgan Securities LLC; pricing April 14; Cusip: 48125XLM6
• 13.75% upside autocallable single observation reverse exchangeable notes due April 18, 2012 linked to the common stock of Netflix, Inc.; via J.P. Morgan Securities LLC; pricing April 14; Cusip: 48125XLK0
• 6% Single observation reverse exchangeable notes due April 19, 2012 linked to common stock of 3M Co.; via J.P. Morgan Securities LLC; pricing April 15; Cusip: 48125XKV7
• 6% Single observation reverse exchangeable notes due April 19, 2012 linked to common stock of Exxon Mobil Corp.; via J.P. Morgan Securities LLC; pricing April 15; Cusip: 48125XKU9
• 6% Single observation reverse exchangeable notes due April 19, 2012 linked to common stock of International Business Machine Corp.; via J.P. Morgan Securities LLC; pricing April 15; Cusip: 48125XKT2
• 0% buffered Performance Leveraged Upside Securities due Oct. 25, 2012 linked to the iShares MSCI Brazil index fund; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 46634X278
• 0% Performance Leveraged Upside Securities due May 24, 2012 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 46634X286
• 0% buffered return enhanced notes due Oct. 31, 2012 linked to the iShares MSCI EAFE index fund; via JPMorgan Securities LLC; pricing April 26; Cusip: 48125XLF1
• 0% buffered return enhanced notes due Oct. 31, 2012 linked to the Russell 2000 index; via JPMorgan Securities LLC; pricing April 26; Cusip: 48125XLG9
• 0% buffered return enhanced notes due Oct. 31, 2012 linked to the S&P 500 index; 90% trigger; via J.P. Morgan Securities LLC; pricing April 26; Cusip 48125XLE4
• 0% buffered return enhanced notes due April 30, 2013 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip 48125XLD6
MORGAN STANLEY
• Range accrual step-up notes with issuer fixed-rate conversion right due April 8, 2026 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing in April; Cusip: 61745ED65
• Fixed-to-floating notes due April 15, 2026 linked to the 10-year Constant Maturity Swap rate; via Morgan Stanley & Co. Inc.; settling April 15; Cusip 61745EE49
• Fixed-rate step-up notes with issuer floating-rate conversion right due April 15, 2026; via Morgan Stanley & Co. Inc.; settling April 15; Cusip 61745EF22
• 12% reverse convertible securities due July 28, 2011 linked to the common stock of AK Steel Holding Corp.; via Morgan Stanley & Co. Inc.; pricing April 25; Cusip: 617482TD6
• Contingent income autocallable securities due April 24, 2012 linked to the common stock of Apple Inc.; via Morgan Stanley & Co. Inc.; pricing April 25; Cusip: 61760E879
• 13.25% annualized reverse convertible securities due Oct. 28, 2011 linked to Arch Coal, Inc. shares; 80% trigger; via Morgan Stanley & Co. Inc.; pricing April 25; Cusip 617482TG9
• 13% annualized reverse convertible securities due Oct. 28, 2011 linked to Dean Foods Co. shares; 80% trigger; via Morgan Stanley & Co. Inc.; pricing April 25; Cusip 617482TJ3
• 0% buffered jump securities due April 30, 2015 linked to the Dow Jones Industrial Average; via Morgan Stanley & Co. Inc.; pricing April 25; Cusip: 617482TB0
• 0% equity-linked notes due July 28, 2017 linked to the Dow Jones Industrial Average; via Morgan Stanley & Co. Inc.; pricing April 25; Cusip: 617482TA2
• 12.5% annualized reverse convertible securities due Oct. 28, 2011 linked to Freeport-McMoRan Copper & Gold Inc. shares; 80% trigger; via Morgan Stanley & Co. Inc.; pricing April 25; Cusip 617482TH7
• 8%-10% annualized Equity LinKed Securities due Oct. 25, 2011 based on Halliburton Co. shares; via Morgan Stanley & Co. Inc.; pricing April 25; Cusip: 61760E861
• 14% reverse convertible securities due July 28, 2011 linked to the common stock of lululemon athletic inc.; via Morgan Stanley & Co. Inc.; pricing April 25; Cusip: 617482TF1
• 17% reverse convertible securities due July 28, 2011 linked to the common stock of Netflix, Inc.; via Morgan Stanley & Co. Inc.; pricing April 25; Cusip: 617482TE4
• 0% commodity Leading Stockmarket Return Securities due Oct. 25, 2012 linked to the S&P GSCI Grains index-Excess Return; via Morgan Stanley & Co. Inc.; pricing April 25; Cusip: 617482SZ8
• Fixed-to-floating notes due April 25, 2023 linked to the Consumer Price Index; via Morgan Stanley & Co. Inc.; settling April 25; Cusip 61745EG62
• 0% performance allocation securities linked to the S&P 500 index, the MSCI EAFE index and the MSCI Emerging Markets index; via UBS Financial Services Inc. and Morgan Stanley & Co. Inc.; pricing April 26; Cusip 617482TK0
• Brazilian real-denominated senior fixed-rate step-up securities due April 18, 2014; via Morgan Stanley & Co. Inc.; pricing in April; Cusip: 61747YCY9
• 0% Equity Leading Stockmarket Return Securities due April 2013 linked to the S&P 500 index, the iShares MSCI Emerging Markets index fund and the iShares MSCI EAFE index fund; via Morgan Stanley & Co. Inc.; pricing in April; Cusip 61760E556
• 0% Performance Leveraged Upside Securities due April 2013 linked to the Market Vectors Gold Miners exchange-traded fund; via Morgan Stanley & Co. Inc.; pricing in April; Cusip: 61760E549
NOMURA AMERICA FINANCE, LLC
• Callable range accrual step-up notes due April 15, 2026 linked to Libor; via Nomura Securities International, Inc.; settling April 15; Cusip: 65539AAU4
ROYAL BANK OF CANADA
• 0% direct investment notes due May 8, 2012 linked to the EquityCompass Equity Risk Management Strategy; RBC Capital Markets, LLC; pricing April 5; Cusip: 78008KX73
• 0% commodity-linked notes due April 20, 2016 tied to the BNP Paribas Oscillator Commodities Target Volatility 8 USD Excess Return index; via RBC Capital Markets, LLC; pricing April 15; Cusip: 78008K3K7
• 0% buffered bullish return notes due Oct. 18, 2012 linked to the iShares MSCI EAFE index fund; 85% trigger; via RBC Capital Markets, LLC; pricing April 15; Cusip 78008K3W1
• 0% buffered bullish return notes due Oct. 18, 2012 linked to the iShares MSCI Emerging Markets index fund; 85% trigger; via RBC Capital Markets, LLC; pricing April 15; Cusip 78008K3V3
• 0% buffered bullish enhanced return notes due Oct. 18, 2012 linked to the S&P 500 index; 85% trigger; via RBC Capital Markets, LLC; pricing April 15; Cusip 78008K3T8
• 0% buffered bullish return notes due Oct. 18, 2012 linked to the iShares Russell 2000 index fund; 85% trigger; via RBC Capital Markets, LLC; pricing April 15; Cusip 78008K3U5
• Reedemable step-up notes due April 21, 2016; via RBC Capital Markets, LLC; pricing in April; Cusip: 78008K3Z4
• 0% Accelerated Return Notes due June 2012 linked to the MSCI EAFE index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% Accelerated Return Notes due June 2012 linked to the Russell 2000 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• Six-month 0% Strategic Accelerated Redemption Securities linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• One-year 0% Strategic Accelerated Redemption Securities linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
ROYAL BANK OF SCOTLAND NV
• Annual reset coupon securities due April 14, 2014 linked to the S&P 500 index; via RBS Securities Inc.; pricing April 11; Cusip 78009KSC7
• Annual reset coupon securities due April 14, 2016 linked to the S&P 500 index; via RBS Securities Inc.; pricing April 11; Cusip 78009KSB9
• Callable fixed-rate step-up notes due April 15, 2026; via RBS Securities Inc.; pricing April 12; Cusip: 78009KSA1
• Callable capped CMS steepener notes due April 15, 2026 linked to the 30-year and two-year Constant Maturity Swap rates; via RBS Securities Inc.; pricing April 12; Cusip 78009KSD5
AB SVENSK EXPORTKREDIT
• 9.25% STEP Income Securities due April 2012 linked to the performance of Ford Motor Co. shares; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 13-month leveraged commodity index-linked notes tied to the Dow Jones-UBS Enhanced E95 Total Return index; via Goldman Sachs & Co.
• 0% equity index-linked notes linked to the S&P 500 index; via Goldman, Sachs & Co.
• 13- to 15-month 0% equity index-linked notes tied to the Topix index; via Goldman Sachs & Co.
• 18- to 21-month 0% equity index-linked notes based on the MSCI EAFE index; via Goldman Sachs & Co.
UBS AG, JERSEY BRANCH
• Callable step-up fixed-rate notes due April 5, 2019; via UBS Securities LLC; settlement April 5; Cusip: is 90261JGT4
Fixed-rate callable step-up notes due April 12, 2021; via UBS Securities LLC; settlement date April 12; Cusip: 90261JGU1
• 0% trigger step performance securities due Oct. 22, 2012 linked to the Australian dollar, the Brazilian real, the Canadian dollar and the U.S. dollar relative to the Japanese yen; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 15; Cusip: 902669324
• 0% buffered return optimization securities due April 30, 2013 linked to iShares MSCI Emerging Markets index fund; 90% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 26; Cusip 90267G756
UNION BANK, NA
• 0% quarterly capped return market-linked certificates of deposit due April 28, 2015 linked to the S&P 500 index; via UnionBanc Investment Services, LLC and distributor Incapital LLC; pricing April 25; Cusip 90521AFE3
• 0% quarterly capped return market-linked certificates of deposit due Oct. 28, 2014 linked to the Russell 2000 index; via UnionBanc Investment Services, LLC and distributor Incapital LLC; pricing April 25; Cusip 90521AFD5
• 0% market-linked certificates of deposit due April 28, 2016 linked to the Brazilian real, the Russian ruble, the Indian rupee and the Chinese renminbi; via UnionBanc Investment Services, LLC and distributor Incapital LLC; pricing April 26; Cusip 90521AFF0
WELLS FARGO & CO.
• Contingent annual interest market-linked certificates of deposit due April 30, 2015 based on an equally weighted basket of the S&P GSCI Brent Crude Oil Index Excess Return, the S&P GSCI Livestock Index Excess Return, copper, corn, cotton, nickel, palladium, silver, soybeans and sugar; via Incapital LLC as distributor; pricing April 21; Cusip: 949748E60
• 0% market-linked certificates of deposit due April 28, 2017 linked to Australian dollar, Brazilian real, Canadian dollar and Norwegian krone; via Incapital LLC as distributor; pricing April 25; Cusip 949748E45
• 0% market-linked certificates of deposit due April 30, 2018 linked to Dow Jones - UBS Commodity index; via Incapital LLC; pricing April 21; Cusip 949748E86
• 0% certificates of deposit due April 28, 2017 linked to the Dow Jones Industrial Average; via Incapital LLC as distributor; pricing April 25; Cusip: 949748E52
• 0% enhanced growth securities with leveraged upside and fixed percentage buffered downside due April 2014 linked to the iShares Dow Jones U.S. Real Estate index fund; via Wells Fargo Securities, LLC; settlement in April; Cusip: 94986RDC2
• 0% enhanced growth securities due October 2013 linked to the Russell 2000 index; 90% trigger; via Wells Fargo Securities, LLC settlement in April; Cusip: 94986RDA6
• 0% enhanced growth securities due April 2015 linked SPDR S&P 500 exchange-traded fund trust, iShares Russell 2000 index fund, the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; 85% trigger; via Wells Fargo Securities, LLC; pricing in April; Cusip: 94986RDB4
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