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Structured Products Calendar
BANK OF AMERICA CORP.
• Step-up callable notes due Dec. 28, 2031; via Bank of America Merrill Lynch; settlement Dec. 28; Cusip: 06048WJY7
• 0% currency-linked step-up notes due December 2013 linked to the Russian ruble, the Indian rupee and the Chinese renminbi; via Bank of America Merrill Lynch; pricing in December
• 0% Accelerated Return Notes due February 2013 linked to the Consumer Staples Select Sector index; via Bank of America Merrill Lynch; pricing in January
• 0% Capped Leveraged Index Return Notes due March 2013 linked to copper; 90% trigger; via Bank of America Merrill Lynch; pricing in January
• 0% Market Index Target-Term Securities due December 2016 linked to the Dow Jones industrial average; via Bank of America Merrill Lynch; pricing in January
• Coupon-bearing notes due January 2013 linked to the common stock of Exxon Mobil Corp.; via Bank of America Merrill Lynch; pricing in January
• 0% Capped Leveraged Index Return Notes due March 2013 linked to gold; 90% trigger; via Bank of America Merrill Lynch; pricing in January
• 9% STEP Income Securities due January 2013 linked to Microsoft Corp. shares; via Bank of America Merrill Lynch; pricing in January
• 0% Capped Leveraged Index Return Notes due December 2013 linked to Rogers International Commodity Index-Excess Return; 90% trigger; via Bank of America Merrill Lynch; pricing in January
• 0% autocallable enhanced market-linked step-up notes with buffer due December 2013 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in January
• 0% lock-in notes due December 2014 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in January
• 0% market-linked step-up notes due December 2013 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in January
• 0% market-linked step-up notes due December 2013 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in January
BANK OF MONTREAL
• 21.37%-24.37% reverse exchangeable notes due June 29, 2012 linked to the common stock of Citigroup Inc.; via BMO Capital Markets Corp.; pricing Dec. 27; Cusip: 06366QR66
• 12.4%-15.4% reverse exchangeable notes due June 29, 2012 linked to the common stock of Dover Corp.; via BMO Capital Markets Corp.; pricing Dec. 27; Cusip: 06366QR74
• 0% buffered bullish enhanced return notes due June 28, 2013 linked to the iShares MSCI Emerging Markets index fund; via BMO Capital Markets Corp.; pricing Dec. 27; Cusip: 06366QR41
• 10.77%-13.77% reverse exchangeable notes due June 29, 2012 linked to the common stock of Oracle Corp.; via BMO Capital Markets Corp.; pricing Dec. 27; Cusip: 06366QR82
• 0% market-linked step-up notes due December 2013 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in January
BARCLAYS BANK PLC
• 0% buffered return enhanced notes due Jan. 9, 2013 linked to gold; 85% trigger; via Barclays Capital Inc., JPMorgan Chase Bank, NA and JPMorgan Securities LLC; pricing Dec. 23; Cusip: 06738KE72
• 13% reverse convertible notes due Dec. 28, 2012 linked to Baidu, Inc. stock; via Barclays Capital; pricing Dec. 27; Cusip: 06741JQJ1
• 20% reverse convertible notes due March 30, 2012 linked to Bank of America Corp. stock; via Barclays Capital; pricing Dec. 27; Cusip: 06741JQA0
• 0% notes due Dec. 30, 2016 linked to the Barclays Capital Voyager II DJ-UBSCI Total Return index; via Barclays Capital Inc.; pricing Dec. 27; Cusip: 06738KXL0
• 11% reverse convertible notes due June 29, 2012 linked to Caterpillar Inc. stock; via Barclays Capital; pricing Dec. 27; Cusip: 06741JQF9
• 12.5% reverse convertible notes due Dec. 28, 2012 linked to Citigroup Inc. stock; via Barclays Capital; pricing Dec. 27; Cusip: 06741JQH5
_• 15%-17.5% reverse convertible notes due June 29, 2012 linked to Cummins Inc. stock; via Barclays Capital; pricing Dec. 27; Cusip: 06741JQP7
• 12% reverse convertible notes due June 29, 2012 linked to eBay Inc. stock; via Barclays Capital; pricing Dec. 27; Cusip: 06741JPV5
• 15% reverse convertible notes due June 29, 2012 linked to Halliburton Co. stock; via Barclays Capital; pricing Dec. 27; Cusip: 06741JQD4
• Buffered iSuper Track notes due Dec. 30, 2013 linked to the iShares Dow Jones U.S. Real Estate index fund; via Barclays Capital Inc.; pricing Dec. 27; Cusip: 06738KC90
• 14.5% reverse convertible notes due March 30, 2012 linked to Lululemon Athletica Inc. stock; via Barclays Capital; pricing Dec. 27; Cusip: 06741JPZ6
• 11.5% reverse convertible notes due March 30, 2012 linked to MetLife, Inc. stock; via Barclays Capital; pricing Dec. 27; Cusip: 06741JPY9
• 14.5% reverse convertible notes due Dec. 28, 2012 linked to MetLife Inc stock; via Barclays Capital; pricing Dec. 27; Cusip: 06741JPX1
• 14% reverse convertible notes due June 29, 2012 linked to MGM Resorts International stock; via Barclays Capital; pricing Dec. 27; Cusip: 06741JQE2
• 15% reverse convertible notes due June 29, 2012 linked to New Gold Inc. stock; via Barclays Capital; pricing Dec. 27; Cusip: 06741JQC6
• 14.5% reverse convertible notes due June 29, 2012 linked to Noble Corp. stock; via Barclays Capital; pricing Dec. 27; Cusip: 06741JPW3
• 0% buffered Super Track digital notes due July 1, 2013 linked to the S&P 500 index; via Barclays Capital Inc.; pricing Dec. 27; Cusip: 06738KD32
• 0% Super Track notes due June 30, 2014 linked to the S&P 500 index; 50% trigger; via Barclays Capital Inc.; pricing Dec. 27; Cusip: 06738KA92
• 14% reverse convertible notes due June 29, 2012 linked to Silver Wheaton Corp. stock; via Barclays Capital; pricing Dec. 27; Cusip: 06741JQB8
• 19% reverse convertible notes due Dec. 28, 2012 linked to Western Refining, Inc. stock; via Barclays Capital; pricing Dec. 27; Cusip: 06741JQG7
• 0% buffered digital plus notes due June 30, 2015 linked to the Dow Jones industrial average; 80% trigger; via Barclays Capital Inc.; pricing Dec. 28; Cusip: 06738KC74
• Annual reset coupon buffered notes due Dec. 31, 2014 linked to the S&P 500 index; via Barclays Capital Inc.; pricing Dec. 28; Cusip: 06738KZX2
• Annual reset coupon buffered notes due Dec. 30, 2016 linked to the S&P 500 index; 80% trigger; via Barclays Capital Inc.; pricing Dec. 28; Cusip: 06738KZY0
• 0% buffered Super Track digital notes due Dec. 31, 2013 linked to the S&P 500 index; via Barclays Capital Inc.; pricing Dec. 28; Cusip: 06738KZZ7
• 0% notes due December 2016 linked to the S&P 500 Dynamic Veqtor Mid-Term Total Return index; via Barclays Capital Inc.; pricing in December; Cusip: 06738KC25
• 0% notes due Jan. 6, 2017 linked to the S&P 500 Dynamic Veqtor Total Return index; via Barclays Capital Inc.; pricing Jan. 3; Cusip: 06738KE64
• 0% notes due Jan. 12, 2015 linked to the EquityCompass Share Buyback index; via Barclays Capital Inc.; pricing Jan. 5; Cusip: 06738KE56
• 0% Strategic Accelerated Redemption Securities due January 2013 linked to the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; via Bank of America Merrill Lynch; pricing in January
• 0% bear Accelerated Return Notes due June 2012 linked to the Russell 2000 index; via Bank of America Merrill Lynch; pricing in January
• Zero-coupon Capped Leveraged Index Return Notes due December 2013 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in January
• 0% market-linked step-up notes due December 2015 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in January
BMO HARRIS BANK NA
• Redeemable range accrual certificates of deposit due Dec. 30, 2026 linked to six-month Libor and the S&P 500 index; via BMO Capital Markets Corp.; pricing Dec. 28; Cusip: 05573JDW1
CITIBANK, NA
• Callable leveraged fixed-to-inverse floating-rate market-linked certificates of deposit due in 2031; via Citigroup Global Markets Inc.; Cusip: 172986FN6
CITIGROUP FUNDING INC.
• Annual observation coupon notes due Dec. 29, 2014 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Dec. 27; Cusip: 1730T0QR3
• Annual observation coupon notes due Dec. 29, 2016 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Dec. 27; Cusip: 1730T0QS1
• 11%-13% annualized single observation Equity LinKed Securities due June 20, 2012 linked to Dow Chemical Co. shares; 80% trigger; via Citigroup Global Markets Inc.; pricing in December; Cusip: 17317U410
• 0% jump securities due January 2013 linked to the Philadelphia Oil Service Sector index; via Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC; settlement in December; Cusip: 17317U444
• 0% buffered digital plus notes due July 2015 linked to the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing Jan. 25; Cusip: 1730T0QY8
• 0% Performance Leveraged Upside Securities due July 24, 2012 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Jan. 25; Cusip: 17317U378
CREDIT SUISSE AG, NASSAU BRANCH
• 0% digital barrier notes due Dec. 30, 2015 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 23; Cusip: 22546TJA0
• 10% to 12% callable yield notes due Dec. 31, 2012 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 23; Cusip: 22546THY0
• 0% digital barrier notes due Jan. 4, 2013 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 23; Cusip: 22546THZ7
• 0% digital barrier notes due Jan. 4, 2013 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 23; Cusip: 22546TJY8
• 7.25% to 9.25% autocallable yield notes due Dec. 31, 2012 linked to the S&P 500 index, the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Dec. 27; Cusip: 22546TJP7
• High/low coupon callable yield notes due Dec. 31, 2012 linked to the S&P 500 index, the Russell 2000 index and the United States Oil Fund, LP; via Credit Suisse Securities (USA) LLC; pricing Dec. 27; Cusip: 22546TJB8
• High/low coupon callable yield notes due Dec. 31, 2012 linked to the S&P 500 index and the Russell 2000 index; 55% trigger; via Credit Suisse Securities (USA) LLC; pricing Dec. 27; Cusip: 22546TJU6
• High/low coupon callable yield notes due Dec. 31, 2012 linked to the S&P 500 index, the Russell 2000 index and the United States Oil Fund, LP; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Dec. 27; Cusip: 22546TJT9
• 13% to 16% callable yield notes due Jan. 7, 2013 linked to the S&P 500 index and the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Dec. 30; Cusip: 22546TJV4
• High/low coupon callable yield notes due Jan. 7, 2013 linked to the S&P 500 index, the Russell 2000 index; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Dec. 30; Cusip: 22546TJW2
• High/low coupon callable yield notes due Jan. 7, 2013 linked to the S&P 500 index, the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Dec. 30; Cusip: 22546TJR3
• 12.75% callable yield notes due Jan. 7, 2013 linked to S&P 500 index and Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 30; Cusip: 22546TJS1
DEUTSCHE BANK AG, LONDON BRANCH
• 0% capped buffered underlying securities due Dec. 30, 2014 linked to S&P 500 index, the Russell 2000 index and the iShares MSCI EAFE index fund; 80% trigger; via Deutsche Bank Securities Inc.; pricing Dec. 23; Cusip: 2515A1F63
• 0% contingent fixed-payment securities due March 1, 2013 linked to the S&P 500 index and the Russell 2000 index; via Deutsche Bank Securities Inc.; pricing Dec. 23; Cusip: 2515A1FK2
• 0% review notes due June 28, 2012 linked to the S&P GSCI Brent Crude Oil Index Excess Return; via JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC; pricing Dec. 23; Cusip: 2515A1FR7
• 0% trigger performance securities due Dec. 31, 2014 linked to the S&P 500 index; via UBS Financial Services Inc. and Deutsche Bank Securities; pricing Dec. 27; Cusip: 25154V300
• 0% trigger performance securities due Dec. 31, 2021 linked to the S&P 500 index; via UBS Financial Services Inc. and Deutsche Bank Securities; pricing Dec. 27; Cusip: 25154V201
• 0% digital payment securities due 2013 linked to the S&P 500 index; 75% trigger; via Deutsche Bank Securities Inc.; Cusip: 2515A1F22
EUNITS 2 YEAR U.S. MARKET PARTICIPATION TRUST: UPSIDE TO CAP / BUFFERED DOWNSIDE
• Units of beneficial interest designed to provide returns based on the performance of the S&P 500 Composite Stock Price index; via Eaton Vance Distributors, Inc.; pricing in January
GOLDMAN SACHS BANK, NA
• Contingent coupon certificates of deposit due 2017 linked to Alcoa Inc., American Express Co., Boeing Co., Bank of America Corp., Caterpillar Inc., Cisco Systems, Inc., Chevron Corp., E.I. DuPont de Nemours & Co., Walt Disney Co. General Electric Co., Home Depot Inc., Hewlett-Packard Co., IBM Corp., Intel Corp., Johnson & Johnson, JPMorgan Chase & Co., Kraft Foods Inc., McDonald's Corp., 3M Co., Merck & Co. Inc., Microsoft Corp., Pfizer Inc., Procter & Gamble Co., AT&T Inc., Travelers Cos. Inc., United Technologies Corp., Verizon Communications Inc., Wal-Mart Stores, Inc. and Exxon Mobil Corp.; via Goldman, Sachs & Co. with Incapital LLC; Cusip: 38143ADK8
• Contingent coupon certificates of deposit due 2018 linked to AT&T Inc., Cisco Systems, Inc., Hewlett-Packard Co., Intel Corp., Kraft Foods Inc., McDonald's Corp., Merck & Co. Inc., Procter & Gamble Co., Verizon Communications Inc. and Wal-Mart Stores, Inc.; via Goldman, Sachs & Co. with Incapital LLC; Cusip: 38143ADN2
• 0% equity-linked certificates of deposit due 2015 linked to the Dow Jones industrial average; via Goldman, Sachs & Co. with Incapital LLC; Cusip: 38143ADL6
• 0% equity-linked certificates of deposit due 2016 linked to the S&P 500 index; via Goldman, Sachs & Co. with Incapital LLC; Cusip: 38143ADM4
GOLDMAN SACHS GROUP, INC.
• Five-year 0% exchangeable equity-linked notes linked to Apple Inc. common stock; via Goldman Sachs & Co.; pricing in December; Cusip: 38143UJ85
• 3.5-year 0% buffered index-linked digital notes tied to the Dow Jones industrial average; via Goldman Sachs & Co.; Cusip: 38143UJ77
• Six-year 0% equity-linked notes tied to the Dow Jones industrial average; via Goldman Sachs & Co.; Cusip: 38143UH53
• 13-month 0% leveraged buffered index fund-linked notes tied to the iShares MSCI Emerging Markets index fund; via Goldman Sachs & Co.; Cusip: 38143UK67
• 13- to 15-month 0% leveraged buffered index-linked notes tied to the S&P 500 index; 90% trigger; via Goldman Sachs & Co.
• 24- to 28-month 0% leveraged buffered index-linked notes tied to the S&P 500 index; 80% trigger; via Goldman Sachs & Co.
• Three-year buffered annual reset coupon equity index-linked notes linked to the S&P 500 index; 80% trigger; via Goldman Sachs & Co.; Cusip: 38143UYV7
• Three-year buffered annual reset coupon equity index-linked notes tied to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38143UH38
• Five-year buffered annual reset coupon equity index-linked notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38143UYW5
• Five-year buffered annual reset coupon equity index-linked notes tied to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38143UH46
• 10-year callable quarterly index-linked range accrual notes tied to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38143UH61
HSBC BANK USA, NA
• Annual income opportunity CDs with auto cap due Dec. 31, 2018 linked to the common stocks of ABB Ltd., Amgen Inc., Baidu, Inc., Barrick Gold Corp., BP plc, Canon Inc., Duke Energy Corp., Ecopetrol SA, Elan Corp. plc, Grupo Televisa SA, HDFC Bank Ltd. and Marvell Technology Group Ltd.; via HSBC Securities (USA) Inc.; pricing Dec. 23; Cusip: 40431GE62
• Annual income opportunity CDs with auto cap due Dec. 29, 2016 linked to the common stocks of Altria Group, Inc., Amazon.com, Inc., Amgen Inc., Archer-Daniels-Midland Co., AT&T Inc., Barrick Gold Corp., General Mills, Inc., Halliburton Co., Intel Corp. and Mattel, Inc.; via HSBC Securities (USA) Inc.; pricing Dec. 23; Cusip: 40431GE21
• Annual income opportunity CDs with auto cap due Dec. 29, 2017 linked to the common stocks of Altria Group, Inc., Amazon.com, Inc., Amgen Inc., Archer-Daniels-Midland Co., AT&T Inc., Barrick Gold Corp., General Mills, Inc., Halliburton Co., Intel Corp. and Mattel, Inc.; via HSBC Securities (USA) Inc.; pricing Dec. 23; Cusip: 40431GD22
• Annual income opportunity CDs with auto cap due Dec. 31, 2018 linked to the common stocks of Altria Group, Inc., Amazon.com, Inc., Amgen Inc., Archer-Daniels-Midland Co., AT&T Inc., Barrick Gold Corp., General Mills, Inc., Halliburton Co., Intel Corp. and Mattel, Inc.; via HSBC Securities (USA) Inc.; pricing Dec. 23; Cusip: 40431GD48
• Head-start annual income opportunity certificates of deposit with auto cap due Dec. 31, 2018 linked to the common stocks of Altria Group, Inc., Amazon.com, Inc., Amgen Inc., Archer-Daniels-Midland Co., AT&T Inc., Barrick Gold Corp., General Mills, Inc., Halliburton Co., Intel Corp. and Mattel, Inc.; via HSBC Securities (USA) Inc.; pricing Dec. 23; Cusip: 40431GE39
HSBC USA INC.
• Annual income opportunity notes with auto cap due Dec. 31, 2018 linked to Altria Group, Inc., Amazon.com, Inc., Amgen Inc., Archer-Daniels-Midland Co., AT&T Inc., Barrick Gold Corp., General Mills, Inc., Halliburton Co., Intel Corp. and Mattel, Inc.; via HSBC Securities (USA) Inc.; pricing Dec. 23; Cusip: 4042K1UD3
• Annual income opportunity notes with auto cap due Dec. 29, 2014 linked to the common stocks of Altria Group, Inc., Amazon.com, Inc., Amgen Inc., Archer-Daniels-Midland Co., AT&T Inc., Barrick Gold Corp., General Mills, Inc., Halliburton Co., Intel Corp. and Mattel, Inc.; via HSBC Securities (USA) Inc.; pricing Dec. 23; Cusip: 4042K1TD5
• Annual income opportunity notes with auto cap due Dec. 29, 2015 linked to the common stocks of Altria Group, Inc., Amazon.com, Inc., Amgen Inc., Archer-Daniels-Midland Co., AT&T Inc., Barrick Gold Corp., General Mills, Inc., Halliburton Co., Intel Corp. and Mattel, Inc.; via HSBC Securities (USA) Inc.; pricing Dec. 23; Cusip: 4042K1TE3
• Head start annual income opportunity notes with auto cap due Dec. 29, 2016 linked to the common stocks of Altria Group, Inc., Amazon.com, Inc., Amgen Inc., Archer-Daniels-Midland Co., AT&T Inc., Barrick Gold Corp., General Mills, Inc., Halliburton Co., Intel Corp. and Mattel, Inc.; via HSBC Securities (USA) Inc.; pricing Dec. 23; Cusip: 4042K1TU7
• 0% buffered performance plus securities due Dec. 30, 2021 linked to the S&P 500 index; 50% trigger; via HSBC Securities (USA) Inc.; pricing Dec. 23; Cusip: 40433K744
• 0% contingent return optimization securities due Dec. 31, 2013 linked to the Russell 2000 index; 60% trigger; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing Dec. 27; Cusip: 40433K835
• 0% return optimization securities due Jan. 31, 2013 linked to the S&P 500 index; via HSBC Securities (USA) Inc. (underwriter) and UBS Financial Services Inc. (agent); pricing Dec. 27; Cusip: 40433K843
• 10%-13% autocallable yield notes due Jan. 2, 2013 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Dec. 27; Cusip: 4042K1TH6
• 13%-16% autocallable yield notes due Jan. 2, 2013 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Dec. 27; Cusip: 4042K1TJ2
• 0% buffered Accelerated Market Participation Securities due December 2013 linked to the performance of the dollar relative to the euro; via HSBC Securities (USA) Inc.; pricing in December; Cusip: 4042K1UG6
• 0% buffered Accelerated Market Participation Securities due June 2013 linked to the spot price of gold; via HSBC Securities (USA) Inc.; pricing in December; Cusip: 4042K1UB7
• 0% Accelerated Return Notes due February 2013 linked to the Energy Select Sector index; via Bank of America Merrill Lynch; pricing in January
• 0% Accelerated Return Notes due February 2013 linked to the MSCI Emerging Markets index; via Bank of America Merrill Lynch; pricing in January
• 0% Accelerated Return Notes due February 2013 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in January
• 0% Strategic Accelerated Redemption Securities due January 2013 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in January
• 0% Accelerated Return Notes due February 2013 linked to the S&P MidCap 400 index; via Bank of America Merrill Lynch; pricing in January
JPMORGAN CHASE BANK, NA
• Contingent coupon certificates of deposit due Dec. 31, 2018 linked to the stocks of China Mobile Ltd., Nippon Telegraph and Telephone Corp., Perusahaan Perseroan (Persero) PT Telekomunikasi Indonesia Tbk., Hitachi Ltd., HSBC Holdings plc, Toyota Motor Corp., Taiwan Semiconductor Manufacturing Co. Ltd. and Yum! Brands, Inc.; ADSs of Icici Bank Ltd. and Baidu, Inc.; via J.P. Morgan Securities (agent) and Incapital LLC (distributor); pricing Dec. 28; Cusip: 48123Y3Q7
JPMORGAN CHASE & CO.
• 10% reverse convertible notes due Dec. 28, 2012 linked to Apple Inc. stock; via JPMorgan; pricing Dec. 27; Cusip: 48125VGS3
• 10% reverse convertible notes due June 29, 2012 linked to Hasbro, Inc. stock; via JPMorgan; pricing Dec. 27; Cusip: 48125VFP0
• 0% buffered return optimization notes due Dec. 31, 2013 linked to the iShares MSCI Emerging Markets index fund; 85% trigger; via J.P. Morgan Securities LLC and UBS Financial Services Inc.; pricing Dec. 27; Cusip: 48126B822
• 0% buffered return optimization notes due Dec. 31, 2013 linked to the S&P 500 index; 90% trigger; via J.P. Morgan Securities LLC; pricing Dec. 27; Cusip: 48126B830
• 15.5% reverse convertible notes due June 29, 2012 linked to Williams-Sonoma, Inc. stock; via JPMorgan; pricing Dec. 27; Cusip: 48125VFQ8
• 16.55% reverse convertible notes due March 30, 2012 linked to AK Steel Holding Corp. stock; via JPMorgan; pricing Dec. 28; Cusip: 48125VFA3
• 14.25% reverse convertible notes due June 29, 2012 linked to Amazon.com, Inc. stock; via JPMorgan; pricing Dec. 28; Cusip: 48125VFE5
• 16% reverse convertible notes due March 30, 2012 linked to Bank of America Corp. stock; via JPMorgan; pricing Dec. 28; Cusip: 48125VFD7
• 12.5% reverse convertible notes due June 29, 2012 linked to Caterpillar Inc. stock; via JPMorgan; pricing Dec. 28; Cusip: 48125VFJ4
• 12.5% reverse convertible notes due June 29, 2012 linked to Ford Motor Co. stock; via JPMorgan; pricing Dec. 28; Cusip: 48125VFL9
• 14.25% reverse convertible notes due March 30, 2012 linked to Las Vegas Sands Corp. stock; via JPMorgan; pricing Dec. 28; Cusip: 48125VEX4
• 15.5% reverse convertible notes due March 30, 2012 linked to MGM Resorts International stock; via JPMorgan; pricing Dec. 28; Cusip: 48125VEY2
• 17.8% reverse convertible notes due March 30, 2012 linked to Netflix, Inc. stock; via JPMorgan; pricing Dec. 28; Cusip: 48125VFB1
• 14% reverse convertible notes due March 30, 2012 linked to Peabody Energy Corp. stock; via JPMorgan; pricing Dec. 28; Cusip: 48125VFC9
• 13% reverse convertible notes due June 29, 2012 linked to Schlumberger N.V. (Schlumberger Ltd.) stock; via JPMorgan; pricing Dec. 28; Cusip: 48125VFK1
• 13% reverse convertible notes due March 30, 2012 linked to Silver Wheaton Corp. stock; via JPMorgan; pricing Dec. 28; Cusip: 48125VEZ9
• 17.5% reverse convertible notes due June 29, 2012 linked to Valero Energy Corp. stock; via JPMorgan; pricing Dec. 28; Cusip: 48125VFF2
• 12.25% reverse convertible notes due June 29, 2012 linked to Wells Fargo & Co. stock; via JPMorgan; pricing Dec. 28; Cusip: 48125VFH8
• 15.2% reverse convertible notes due June 29, 2012 linked to Yamana Gold Inc. stock; via JPMorgan; pricing Dec. 28; Cusip: 48125VFG0
• 11% principal-at-risk yield notes linked to the S&P GSCI Brent Crude Oil Index Excess Return; via J.P. Morgan Securities LLC; pricing in December
• Range accrual notes linked to the S&P GSCI Brent Crude Oil Index Excess Return; via J.P. Morgan Securities LLC; pricing in December
• 0% notes due Dec. 30, 2016 linked to the S&P 500 index, Dow Jones industrial average, Dow Jones-UBS Commodity index and iShares MSCI EAFE index fund; via J.P. Morgan Securities LLC; Cusip: 48125VEM8
MORGAN STANLEY
• Contingent coupon range accrual notes due Dec. 28, 2018 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Dec. 23; Cusip: 617482E83
• Leveraged CMS curve and S&P 500 index-linked notes due Dec. 27, 2026; via Morgan Stanley & Co. LLC; settlement Dec. 27; Cusip: 61745E3T6
• 0% Commodity Leading Stockmarket Return Securities due January 2014 linked to gold; via Morgan Stanley & Co. Inc.; pricing in December; Cusip: 617482L51
• 0% jump securities due December 2013 linked to the iShares MSCI Emerging Markets index fund; via Morgan Stanley & Co. LLC; pricing December; Cusip: 61760T272
• Contingent income autocallable securities due January 2013 linked to the common stock of MetLife, Inc.; via Morgan Stanley & Co. LLC; pricing in December; Cusip: 61760T322
• 0% market-linked notes due December 2017 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in December; Cusip: 61760T249
• 0% trigger jump securities due December 2014 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in December; Cusip: 61760T231
• 0% trigger jump securities due December 2016 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in December; Cusip: 61760T280
• 0% trigger jump securities due January 2016 linked to the price of gold; 65% trigger; via Morgan Stanley & Co. LLC is the agent and Morgan Stanley Smith Barney LLC; pricing in January; Cusip: 617482L44
ROYAL BANK OF CANADA
• 0% buffered bullish enhanced return notes due June 28, 2013 linked to the iShares MSCI EAFE index fund; via RBC Capital Markets, LLC; pricing Dec. 27; Cusip: 78008TC36
• 0% contingent return optimization securities due Dec. 31, 2013 linked to the S&P 500 index; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Dec. 27; Cusip: 78010W269
• 10.5% reverse convertible notes due March 30, 2012 linked to Agilent Technologies, Inc. stock; via RBC Capital Markets Corp.; pricing Dec. 28; Cusip: 78008TD43
• 11% reverse convertible notes due March 30, 2012 linked to Alcoa Inc. stock; via RBC Capital Markets Corp.; pricing Dec. 28; Cusip: 78008TD50
• 8.3% to 11.3% annualized airbag yield optimization notes due June 29, 2012 linked to Alpha Natural Resources, Inc. shares; 50% trigger; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Dec. 28; Cusip: 78010V691
• 15% reverse convertible notes due March 30, 2012 linked to Amazon.com, Inc. stock; via RBC Capital Markets Corp.; pricing Dec. 28; Cusip: 78008TD68
• Trigger phoenix autocallable optimization securities due Dec. 31, 2012 linked to Amazon.com, Inc. common stock; 60% trigger; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Dec. 28; Cusip: 78010V675
• 16% reverse convertible notes due March 30, 2012 linked to Baker Hughes Inc. stock; via RBC Capital Markets Corp.; pricing Dec. 28; Cusip: 78008TD76
• 13% reverse convertible notes due March 30, 2012 linked to eBay Inc. stock; via RBC Capital Markets Corp.; pricing Dec. 28; Cusip: 78008TD84
• 14.25% reverse convertible notes due March 30, 2012 linked to Freeport-McMoRan Copper & Gold Inc. stock; via RBC Capital Markets Corp.; pricing Dec. 28; Cusip: 78008TD92
• 15% reverse convertible notes due March 30, 2012 linked to Goodyear Tire & Rubber Co. stock; via RBC Capital Markets Corp.; pricing Dec. 28; Cusip: 78008TE26
• 16% reverse convertible notes due March 30, 2012 linked to Halliburton Co. stock; via RBC Capital Markets Corp.; pricing Dec. 28; Cusip: 78008TE34
• 9.1% to 12.1% annualized airbag yield optimization notes due June 29, 2012 linked to Halliburton Co. shares; 75% trigger; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Dec. 28; Cusip: 78010V709
• 0% buffered bullish booster notes due Dec. 31, 2013 linked to the iShares Silver Trust; 90% trigger; via RBC Capital Markets, LLC; pricing Dec. 28; Cusip: 78008TZX5
• 11% reverse convertible notes due March 30, 2012 linked to Joy Global Inc. stock; via RBC Capital Markets Corp.; pricing Dec. 28; Cusip: 78008TE42
• 11.5% reverse convertible notes due March 30, 2012 linked to Noble Corp. stock; via RBC Capital Markets Corp.; pricing Dec. 28; Cusip: 78008TE59
• Trigger phoenix autocallable optimization securities due Dec. 31, 2012 linked to of Potash Corp. of Saskatchewan Inc. common stock; 65% trigger; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Dec. 28; Cusip: 78010V683
• 0% buffered bullish enhanced return notes due June 28, 2013 linked to the Russell 2000 index; 90% trigger; via RBC Capital Markets, LLC; pricing Dec. 28; Cusip: 78008TZT4.
• 0% buffered bullish digital notes due Dec. 31, 2013 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Dec. 28; Cusip: 78008TD27
• 0% buffered bullish booster notes due Dec. 31, 2013 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Dec. 28; Cusip: 78008TZZ0
• 0% buffered bullish booster notes due Dec. 31, 2013 linked to the S&P 500 index; 90% trigger; via RBC Capital Markets, LLC; pricing Dec. 28; Cusip: 78008TZR8
• 0% buffered bullish enhanced return notes due June 28, 2013 linked to the S&P 500 index; 90% trigger; via RBC Capital Markets, LLC; pricing Dec. 28; Cusip: 78008TZS6
• 14% reverse convertible notes due March 30, 2012 linked to Schlumberger Ltd. stock; via RBC Capital Markets Corp.; pricing Dec. 28; Cusip: 78008TE67
• 13% reverse convertible notes due March 30, 2012 linked to Wells Fargo & Co. stock; via RBC Capital Markets Corp.; pricing Dec. 28; Cusip: 78008TE75
• 12% reverse convertible notes due March 30, 2012 linked to Whirlpool Corp. stock; via RBC Capital Markets Corp.; pricing Dec. 28; Cusip: 78008TE83
• 13.75% reverse convertible notes due March 30, 2012 linked to Wynn Resorts Ltd. stock; via RBC Capital Markets Corp.; pricing Dec. 28; Cusip: 78008TE91
• 8% to 11% annualized airbag yield optimization notes due June 29, 2012 linked to United Continental Holdings, Inc. shares; 70% trigger; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Dec. 28; Cusip: 78010V717
• 18.75% reverse convertible notes due March 30, 2012 linked to United States Steel Corp. stock; via RBC Capital Markets Corp.; pricing Dec. 28; Cusip: 78008TF25
• 13% reverse convertible notes due March 30, 2012 linked to Yahoo! Inc. stock; via RBC Capital Markets Corp.; pricing Dec. 28; Cusip: 78008TF33
• Redeemable step-up notes due Dec. 30, 2032; via RBC Capital Markets, LLC; settlement Dec. 30; Cusip: 78008TC69
• 0% autocallable access securities with fixed percentage buffered downside due Jan. 3, 2014 linked to the iShares Russell 2000 index fund via Wells Fargo Securities, LLC; via RBC Capital Markets, LLC; pricing in December; Cusip: 78008TZW7
• 0% growth securities capped upside and fixed percentage buffered downside due July 6, 2015 linked to the S&P 500 index; via Wells Fargo Securities, LLC; pricing in December; Cusip: 78008TZU1
• 0% direct investment notes due Feb. 8, 2013 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing Jan. 5; Cusip: 78008TZY3
• 0% autocallable access securities with fixed percentage buffered downside due Jan. 3, 2014 linked to the S&P 500 index; 90% trigger; via Wells Fargo Securities, LLC; settlement in January; Cusip: 78008TZV9
ROYAL BANK OF SCOTLAND PLC
• 0% digital notes with fixed buffer due Jan. 3, 2014 linked to the S&P 500 index; via RBS Securities Inc.; pricing Dec. 28; Cusip: 78009PCH2
• 0% market-linked principal-protected notes due July 3, 2017 linked to the S&P 500 index; via RBS Securities Inc.; pricing Dec. 28; Cusip: 78009PCG4
AB SVENSK EXPORTKREDIT
• 0% Accelerated Return Notes due February 2013 linked to the Rogers International Commodity Index-Excess Return; via Bank of America Merrill Lynch; pricing in January
UBS AG, LONDON BRANCH
• 0% trigger performance securities due Dec. 30, 2016 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 27; Cusip: 90267T444
• 0% trigger autocallable optimization securities due Dec. 30, 2016 linked to the iShares Russell 2000 index fund; 50% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 28; Cusip: 90267U847
• 0% trigger autocallable optimization securities due Dec. 30, 2016 linked to the SPDR S&P MidCap 400 ETF Trust; 60% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 28; Cusip: 90267U839
• 0% trigger autocallable optimization securities due Dec. 30, 2016 linked to the SPDR S&P 500 ETF Trust; 60% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 28; Cusip: 90267U854
• Callable step-up fixed-rate notes due Dec. 29, 2016 with 3% initial rate; via UBS Investment Bank; settlement Dec. 29; Cusip: 90261JHV8
• Callable step-up fixed-rate notes due Jan. 13, 2027; via UBS Investment Bank; settling Jan. 13; Cusip: 90261JJS3
UNION BANK, NA
• 0% quarterly capped return market-linked certificates of deposit due Dec. 30, 2015 linked to the S&P 500 index; via UnionBanc Investment Services, LLC and distributor Incapital LLC; pricing Dec. 27; Cusip: 90521AHP6
• 0% market-linked certificates of deposit due Dec. 30, 2016 linked to the Brazilian real, the Russian ruble, the Indian rupee and the Chinese renminbi; via UnionBanc Investment Services, LLC and distributor Incapital LLC; pricing Dec. 28; Cusip: 90521AHQ4
• 0% quarterly capped return market-linked certificates of deposit due June 30, 2014 linked to the Dow Jones-UBS Commodity index; via UnionBanc Investment Services, LLC and distributor Incapital LLC; pricing Dec. 28; Cusip: 90521AHN1
WELLS FARGO BANK NA
• Contingent annual interest certificates of deposit due Dec. 29, 2017 linked to a basket of the common stocks of Amazon.com, Inc., American Express Co., Apple Inc., AT&T Inc., Bristol-Myers Squibb Co., CenturyLink, Inc., Dow Chemical Co., Exelon Corp., General Electric Co., General Mills, Inc., Home Depot, Inc., Johnson & Johnson, JPMorgan Chase & Co., Microsoft Corp., Monsanto Co., Newmont Mining Corp., Occidental Petroleum Corp., Procter & Gamble Co., Schlumberger NV and United Parcel Service, Inc.; via Incapital LLC as distributor; pricing Dec. 23; Cusip: 949748M38
WELLS FARGO & CO.
• Market-linked notes due July 2018 tied to the Dow Jones industrial average; via Wells Fargo Securities, LLC; pricing in December; Cusip: 94986RGS4
• 0% growth securities due July 2014 linked to the SPDR S&P 500 ETF trust, the iShares Russell 2000 index fund and the SPDR S&P MidCap 400 ETF trust; via Wells Fargo Securities, LLC; settlement in January; Cusip: 94986RGR6
• 0% growth securities due July 2016 linked to SPDR S&P 500 ETF trust, the iShares MSCI EAFE index fund, the iShares Russell 2000 index fund and the iShares MSCI Emerging Markets index fund; 80% trigger; via Wells Fargo Securities, LLC; settlement in January; Cusip: 94986RGQ8
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